Escalated Enforcement Actions Issued to Reactor Licensees - H

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Haddam Neck - Docket No. 050-00213

NRC Action Number(s) and
Facility Name
Action Type
(Severity) &
Civil Penalty
(if any)
Date
Issued
Description
EA-97-366
Haddam Neck
NOV
(SL III)
10/09/1997 Feedwater regulation valve modification resulting in USQ.
EA-96-496
Haddam Neck
NOV
(SL III)
04/05/1999 Violations are related to the control of radiological work activities.
EA-96-001
Haddam Neck
NOVCP
(SL III)

$650,000
05/12/1997 This action was based on three Severity Level II problems consisting of multiple individual violations, one Severity Level III problem not assessed a civil penalty, and numerous Severity Level IV violations. The violations were grouped into a number of broad categories, namely, numerous longstanding deficiencies in engineering programs and practices, including plant design, design control, and engineering support, some of which led to significant safety equipment being inoperable or degraded for extended periods; numerous operational deficiencies, including inadequate procedures, failure to follow procedures, and inadequate corrective actions, which led to an event in which nitrogen gas was allowed to intrude into the reactor coolant system; and inadequate implementation of the emergency preparedness program during the August 1996 exercise.

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Harris 1 - Docket No. 050-00400

NRC Action Number(s) and
Facility Name
Action Type
(Severity) &
Civil Penalty
(if any)
Date
Issued
Description
EA-12-132
Harris
NOV
(White & SL III)
10/03/2012 On October 3, 2012, the NRC issued a Notice of Violation associated with a White Significance Determination Process (SDP) finding and a Severity Level III violation to Carolina Power and Light Company (CP&L). The White Finding was issued for the failure of Shearon Harris personnel to maintain adequate emergency facilities and equipment to support emergency response, as required by 10 CFR 50.54(q) and 10 CFR 50.47(b)(8), and the Severity Level III violation was issued for CP&L's failure to make an eight hour report of the occurrence of a major loss of emergency assessment capability, as required by 10 CFR 50.72(b)(3)(xiii). Specifically, between August 4, 2009, and November 9, 2011, CP&L failed to maintain adequate emergency facilities and equipment to support emergency response when the Emergency Operations Facility (EOF) normal and emergency ventilation system was in a degraded state and/or removed from service, for extended periods of time. CP&L failed to report this condition as required between August 4, 2009, and November 9, 2011.
EA-04-028
Harris 1
NOVCP
(SL II)

$88,000
04/07/2004 On April 7, 2004, a Notice of Violation and Proposed Imposition of Civil Penalty in the amount of $88,000 was issued for a Severity Level II violation for discriminating against the former Corporate Superintendent of Site Access Authorization for Carolina Power & Light for raising safety concerns.
EA-02-067
Harris 1
NOV
(White)
06/13/2002 On June 13, 2002, a Notice of Violation was issued for a violation associated with a White SDP finding involving foreign material in the containment sump suction piping to the A Residual Heat Removal (RHR) pump. The violation cited the licensee's failure to implement adequate foreign material exclusion controls that resulted in the A RHR pump being inoperable.
EA-02-022 and
EA-01-310
Harris 1
NOV
(White)
04/16/2002 On April 16, 2002, a Notice of Violation was issued for a Severity Level III violation associated with a White SDP finding involving the failure to implement and maintain NRC approved fire protection program safe shutdown system separation requirements and the failure to receive NRC approval prior to making changes to the approved fire protection program.
EA-00-263
Harris 1
NOV
(White)
02/02/2001 On February 2, 2001, a Notice of Violation was issued for a violation associated with a White SDP finding involving the inoperability of the charging/safety injection pump (CSIP). The violation was based on the licensee's failure to maintain operability of the CSIP in accordance with the technical specifications.
EA-98-020
Harris 1
NOVCP
(SL III)

$ 55,000
03/26/1998 Two authorized personnel were allowed access to the protected area.

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Hatch 1 & 2 - Docket Nos. 050-00321; 050-00366

NRC Action Number(s) and
Facility Name
Action Type
(Severity) &
Civil Penalty
(if any)
Date
Issued
Description
EA 16-136
Hatch 1 & 2
NOV
(SL III)
10/19/2016

On October 19, 2016, the NRC issued a Severity Level III Notice of Violation to Southern Nuclear Operating Company, Inc. for a violation of 10 CFR 50.9, "Completeness and accuracy of information." This violation involved the licensee's failure to provide information to the Commission that was complete and accurate in all material respects. The issue was the result of the mismanagement of information by Edwin I Hatch Nuclear Plant (HNP) personnel which resulted in losing track of the type of configuration that had been implemented to deal with intergranular stress corrosion cracking in 1988. The NRC used this inaccurate information to approve HNP's proposed alternative to American Society of Mechanical Engineers (ASME) Code and deferral of nondestructive examinations required by ASME Code.

EA 16-163
Hatch 1 & 2
ORDER 10/03/2016

On October 3, 2016, the NRC issued a Confirmatory Order to Southern Nuclear Operating Company, Inc. (SNC) confirming SNC's commitment to submit a license amendment request to transition Edwin I. Hatch Nuclear Plant, Units 1 and 2 (HNP) to the National Fire Protection Association Standard 805. SNC had originally planned to submit its application on October 4, 2016. However, SNC requested more time to complete development of its Fire Probabilistic Risk Assessment model and to allow appropriate coordination and implementation of design modifications at HNP. The NRC reviewed SNC's request and its justification for the delay, and accepted the proposed new submittal date of April 4, 2018.

EA-10-009
Hatch 1 & 2
NOV
(White)
05/12/2010 On May 12, 2010, a Notice of Violation (NOV) was issued to Southern Nuclear Operating Company, Inc. for a violation associated with a White Significance Determination Finding as a result of inspections at the Edwin I. Hatch Nuclear Plant. The White finding involved the licensee's failure to meet Technical Specifications. From 1988 to 2009 the licensee failed to establish and perform preventative maintenance activities on components having a specific lifetime. This resulted in a capacitor failure on a circuit card, during a surveillance test of an emergency diesel generator (EDG) and caused the EDG to be declared inoperable.
EA-09-054
Hatch 1 & 2
NOV
(White)
06/09/2009 On June 9, 2009, a Notice of Violation was issued to Southern Nuclear Operating Company, Inc. for a violation associated with a White Significance Determination Finding involving a violation of 10 CFR Part 50, Appendix B, Criterion XVI, "Corrective Actions." Specifically, since 1988 the licensee had observed cracks in the glands of the emergency diesel generator (EDG) couplings, but did not recognize the cracking was an indication of coupling deterioration. This fact was not documented during routine maintenance inspections, therefore there was no condition report written to identify and correct the condition. Consequently, the 1B EDG coupling developed higher than normal vibration on July 12, 2008, during a routine surveillance test which prompted the licensee to declare the 1B EDG inoperable.
EA-05-134
Hatch 1 & 2
NOV
(White)
09/19/2005 On September 19, 2005, a Notice of Violation was issued for a violation associated with a White SDP finding involving the removal of the Technical Support Center from service for more than 7 days which represented a loss of a planning standard function. The violation cited the licensee's failure to provide and maintain facilities and equipment to support emergency response, pursuant to 10 CFR 50.54(q) and 10 CFR 50.47(b)(8).

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Hope Creek 1 - Docket No. 050-00354

NRC Action Number(s) and
Facility Name
Action Type
(Severity) &
Civil Penalty
(if any)
Date
Issued
Description
EA-16-251
Hope Creek Generating Station
NOV
(SL III)
05/03/2017 On May 3, 2017, the NRC issued a Notice of Violation to PSEG Nuclear, LLC Hope Creek Generating Station (Hope Creek) for a Severity Level III violation associated with the failure to follow site procedures, resulting in a reactor scram. An investigation conducted by the NRC Office of Investigations determined that the technician deliberately failed to implement a procedure for a surveillance activity of safety-related equipment when the technician made an error while performing a surveillance test and deliberately attempted to correct the error rather than comply with the procedural guidance to stop and inform management. Specifically, the technician, who was performing a surveillance test on the Redundant Reactivity Control System (RRCS), inadvertently selected the wrong RRCS channel to test. Rather than immediately stopping and informing the job supervisor, as required by the procedure, the technician deliberately attempted to correct the error by selecting the proper channel.
EA-16-184
Hope Creek Generating Station
NOV
(White)
02/06/2017 On February 6, 2017, the NRC issued a Notice of Violation to PSEG Nuclear, LLC, for a violation of 10 CFR, Part 50, Appendix B, Criterion V, "Instructions, Procedures, and Drawings," associated with a White Significance Determination Process finding. Criterion V requires, in part, that activities affecting quality shall be prescribed by documented instructions and procedures and shall be accomplished in accordance with these instructions and procedures. During the spring of 2016, PSEG specifically failed to follow a procedure in place to detect and act upon water intrusion into the lubricating oil reservoir for the high pressure core injection system. Subsequently, high pressure core injection, a safety-related system, became inoperable for an extended period of time because of undetected water in the oil. Additionally, the extended period of inoperability exceeded the high pressure core injection system technical specification (TS 3.5.1.c) allowed outage time of 14 days. Both violations were documented in this Notice of Violation.
EA-04-086
Hope Creek 1
NOV
(White)
05/10/2004 On May 10, 2004, a Notice of Violation was issued for a violation associated with a White SDP finding involving the failure of the service water system traveling screen that increased the likelihood of the loss of service water initiating event and affected the ability of a service water pump train to mitigate the effects of initiating events. The violation cited the failure of maintenance procedures to contain adequate instructions and the failure to follow procedures.
EA-97-563
Hope Creek 1
NOVCP
(SL III)

$ 55,000
03/20/1998 Procedure violations during shutdown margin demonstration regarding control rod drive system operation.
EA-97-351
Hope Creek 1
NOV
(SL III)
04/24/1998 Falsification of safeguards event log by two contract security personnel.
EA-97-160
Hope Creek 1
NOV
(SL III)
10/20/1997 RHR cross tie modification created USQ.
EA-96-125
Hope Creek 1
NOVCP
(SL III)

$150,000
10/23/1996 Control rods speeds in excess of limits.
EA-96-014
Hope Creek 1
NOV
(SL III)
04/08/1996 Inadequate and ineffective corrective actions regarding the operation of safety-related equipment, specifically, the safety auxiliaries cooling system and the shutdown cooling system.

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Holtec Decommissioning International, LLC

NRC Action Number(s) and
Facility Name
Action Type
(Severity) &
Civil Penalty
(if any)
Date
Issued
Description

Holtec Decommissioning International, LLC
(Oyster Creek Nuclear Generating Station)
EA-21-041

ORDERCP
$ 50,000.00
01/26/2022

On January 26, 2022, the NRC issued a Confirmatory Order (CO) to Holtec Decommissioning International, LLC (HDI) memorializing commitments reached during an alternative dispute resolution (ADR) mediation session held on October 14, 2021.  The ADR session was associated with apparent violations of 10 CFR Part 73, Appendix B, Criterion VI.G, “Weapons, Personal Equipment, and Maintenance,” and 10 CFR 50.9, “Completeness and Accuracy of Information.”  The apparent violations involved a (now-former) training superintendent at Oyster Creek Nuclear Generating Station, who was also responsible for performing armorer duties, and who deliberately failed to perform firearms maintenance activities and also falsified records related to those activities.  As a result of the CO, HDI agreed to complete wide-ranging corrective actions (CA) and enhancements that are expected to improve the security program.  In consideration of the CA and commitments outlined in the CO, the NRC agrees to (1) reduce the civil penalty in the amount of $50,000.00, (2) not issue a separate Notice of Violation in addition to the CO, and (3) not consider the issuance of the CO as escalated enforcement for future civil penalty assessment purposes consistent with the NRC Enforcement Policy.



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Page Last Reviewed/Updated Monday, February 07, 2022