Enforcement Manual Appendix D - Enforcement Processing Aids and Forms

This Appendix includes various enforcement processing aids and forms to support implementation of the enforcement program.

Graphic representation of NRC's graded approach is assessing and dispositioning violations, "NRC Enforcement Process" PDF
SDP/EA Request & Strategy Form PDF
SDP/EA Security-Proprietary Strategy Form PDF
SERP Panel Worksheet for SDP-Related Findings PDF
Traditional Enforcement Panel Worksheet PDF
Additional Guidance on Interpreting Civil Penalty Assessment Process “Metro Map” PDF
Excerpt from NRC Information Notice 96-28, "Suggested Guidance Relating to Development and Implementation of Corrective Action" PDF
Predecisional Enforcement & Regulatory Conference Meeting Notice Checklist PDF
Predecisional Enforcement Conference Summary PDF
Generic Distribution List for Reactor Escalated Enforcement Actions PDF
Generic Distribution List for Materials Escalated Enforcement Actions PDF
Issues That May Warrant Enforcement Discretion PDF
Public Availability of Individual Actions PDF
Opening Remarks for Predecisional Enforcement Conferences with Licensed Operators PDF
Factors To Consider For Sanction in Actions Against Individuals PDF
Sample Factual Summary of Office of Investigations Report - Wrongdoing PDF
Sample Factual Summary of Office of Investigations Report - Discrimination PDF
Checklist - Processing Wrongdoing Cases PDF

Page Last Reviewed/Updated Friday, January 08, 2021