Spotlight
Enforcement Manual Appendix D - Enforcement Processing Aids and Forms
This Appendix includes various enforcement processing aids and forms to support implementation of the enforcement program.
| Graphic representation of NRC's graded approach is assessing and dispositioning violations, "NRC Enforcement Process" | |
| SDP/EA Request & Strategy Form | |
| SDP/EA Security-Proprietary Strategy Form | |
| SERP Panel Worksheet for SDP-Related Findings | |
| Traditional Enforcement Panel Worksheet | |
| Additional Guidance on Interpreting Civil Penalty Assessment Process “Metro Map” | |
| Excerpt from NRC Information Notice 96-28, "Suggested Guidance Relating to Development and Implementation of Corrective Action" | |
| Predecisional Enforcement & Regulatory Conference Meeting Notice Checklist | |
| Predecisional Enforcement Conference Summary | |
| Generic Distribution List for Reactor Escalated Enforcement Actions | |
| Generic Distribution List for Materials Escalated Enforcement Actions | |
| Issues That May Warrant Enforcement Discretion | |
| Public Availability of Individual Actions | |
| Opening Remarks for Predecisional Enforcement Conferences with Licensed Operators | |
| Factors To Consider For Sanction in Actions Against Individuals | |
| Sample Factual Summary of Office of Investigations Report - Wrongdoing | |
| Sample Factual Summary of Office of Investigations Report - Discrimination | |
| Checklist - Processing Wrongdoing Cases |
Page Last Reviewed/Updated Friday, January 08, 2021
Page Last Reviewed/Updated Friday, January 08, 2021