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SMR-160

SMR-300 computer rendered image

Who:  

SMR, LLC. A Holtec International Company.
 

What:  

Pre-Application activities associated with a future construction permit application (10 CFR Part 50 application).

Where:

Site of the Palisades Nuclear Plant
 

When:  

Suspended as of December 2023.
 

Website:  

https://holtecinternational.com/products-and-services/smr/

On this page:

Project Overview

The SMR-160 is a pressurized water reactor (PWR) with passive safety systems designed by SMR, LLC, a Holtec International Company. The reactor, steam generator, and spent fuel pool are located in containment with the reactor core well below grade. The SMR-160 has a rated electrical output of 160 MWe.

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Pre-Application Documents for the SMR-160 Design

The U.S. Nuclear Regulatory Commission (NRC) considers public involvement in, and information about, our activities to be a cornerstone of strong, fair regulation of the nuclear industry. As such, the NRC believes that nuclear regulation should be transacted as openly and candidly as possible to maintain and enhance the public's confidence. Ensuring appropriate openness explicitly recognizes that the public must be informed about, and have a reasonable opportunity to participate meaningfully in, the NRC's regulatory processes. Toward that end, this page provides access to documents and correspondences related to the pre-application activities with SMR, LLC, a Holtec International Company, regarding its initial design, SMR-160.

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On this page:

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Topical Reports for the SMR-160

The following table provides access to topical reports that SMR (Holtec) has submitted for NRC staff review and approval:

Submittal Date

Title

Topical Report Submittal ADAMS Accession No.

Staff Final Safety Evaluation Report ADAMS Accession No.

09/28/23

HI-2230815, Rev. 0, “Quality Assurance Program for Holtec International’s Small Modular Reactor Design and Construction”

ML23271A009

Under Review

Revised Information Needs

Information Needs

Completeness Determination

03/04/21

HI-2201064, Rev. 2, "Elimination of the Large Break Loss of Coolant Accident (LOCA) and Establishment of LOCA Acceptance Criteria"

ML21064A037

Withdrawn

ML22018A171

ML22028A024

06/04/14

HI-2135649-NP, Quality Assurance Program

ML14156A384

ML14174B150

During the review of the topical reports (TRs), the NRC staff may issue requests for additional information (RAIs) that are needed to determine the acceptability of methods and approaches described in each TR. The applicant's responses to RAIs may result in revisions to a TR and the issuance of TR supplement that incorporates all changes. Only the latest revision of the TR is listed above.

Additional information can be obtained from ADAMS using a search by docket number 99902049.

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White Papers for the SMR-160 Design

The following table provides access to White Papers that SMR (Holtec) has submitted for NRC staff review and feedback:

Submittal Date

Title

White Paper ADAMS Accession No.

Staff Feedback or Assessment ADAMS Accession No.

08/25/23

SMR, LLC/Mitsubishi Electric Corp., JEXK-0143-1049-P(R0), “Two Division Safety System Compliance with Applicable Rules and Regulations”

Proprietary

See 09/13/23 Meeting Summary

08/11/23

SMR, LLC/Mitsubishi Electric Corp., JEXK-0143-1050-P(R0), “Functional Independence Evaluation Based on ISG-04”

Proprietary

See 08/23/23 Meeting Summary

07/13/23

SMR, LLC JEXK-0143-1048-P, "Diversity Evaluation Based on NUREG/CR-6303."

Proprietary

See 07/26/23 Meeting Summary

06/14/23

SMR, LLC Report HI-2210328, "HFE Functional Requirements Analysis and Function Allocation for Chemical and Volume Control System"

Proprietary

See 06/20/23 Meeting Summary

05/23/23

SMR, LLC Report Hl-2230397 Rev. 0, SMR-160 LOCA Exemption Request Language and Acceptance Criteria White Paper for May 25, 2023

Proprietary

See 05/25/23 Meeting Summary

05/11/23

SMR, LLC Report HI-2210473, Revision 0, "SMR-160 PSA Risk Significance Determination Methodology"

Proprietary

See 05/17/23 Meeting Summary

03/29/23

SMR, LLC Report Hl-2230279 Rev. 0, LOCA Exemption Update White Paper (P)

ML23088A028

See 04/05/23 Meeting Summary

01/23/23

SMR, LLC, SMR-160 Hazard Analysis for l&C System Methodology Report No. Hl‑2230060, Rev. 0

ML23023A006, part of ML23023A002

See 02/08/23 Meeting Summary

12/19/22

SMR, LLC, Preapplication Meeting Materials for January 25, 2023

ML22353A297

See 01/25/23 Meeting Summary

12/19/22

SMR-160 Reactor Coolant Makeup White Paper

ML22353A294

See 01/11/23 Meeting Summary

11/01/22

Enclosure 2: SMR-160 PDHR and SOHR Containment Isolation White Paper Report No. HI-2220845, Rev. O (Redacted)

ML22305A511, part of ML22305A508

See 11/30/22 Meeting Summary

11/01/22

SMR, LLC, SMR-160 GDC 40 Compliance White Paper Report No. Hl-2220836 Rev. O

ML22305A500

See 11/16/22 Meeting Summary

10/14/22

SMR, LLC, Hl-2220583, Rev. 1, SMR-160 I&C Architecture White Paper

ML22287A012, part of ML22287A008

ML22325A343

10/06/22

Enclosure 3: HI-2220717, "SMR-160 Spent Fuel Pool Makeup White Paper"

ML22279A006

See 10/18/22 Meeting Summary

10/03/22

SMR, LLC Basis for Future LOCA Exemption Request for October 19, 2022

ML22276A070

See 10/19/22 Meeting Summary

09/13/22

HI-2188193, Revision 1, "SMR 160 Control Rod Assembly Design Criteria Document"

ML22271A741

See 09/13/22 Meeting Summary

The prospective applicant may choose to receive NRC feedback on its White Papers during a public meeting. The NRC feedback provided during the public meeting is documented in the meeting summary.

Additional information can be obtained from ADAMS using a search by docket number 99902049.

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Public Meeting Materials and Meeting Summaries for the SMR-160 Design

Meeting Date

Meeting Topic

Meeting Materials ADAMS Accession No.

Meeting Summary ADAMS Accession No.

10/25/23

Risk Determination Methodology Topical Report

ML23283A282

ML23318A079

10/04/23

Applicability of Three-Mile Island Action Items to the SMR-160 Design

ML23265A215

ML23291A014

09/27/23

SMR-160 Fuel Management

ML23262B222

ML23293A046

09/20/23

Dual Unit Simulator Fidelity for the SMR-160 Design

ML23254A364

ML23292A255

09/13/23

Applicability of IEEE 603 to the SMR-160 Design

ML23249A106

ML23296A001

08/30/23

Follow-up on RG 1.99 Limitations

ML23229A591

ML23254A242

08/23/23

SMR-160 Conformance with DI&C ISG-04 – Highly Integrated Control Rooms

ML23223A103

ML23289A099

08/09/23

Update on SMR-160 Seismic MethodologyUpdate on SMR-160 Seismic Methodology

ML23212B206

Meeting rescheduled to 11/01/23

07/26/23

SMR-160 Defense-in-Depth and Diversity (D3)

ML23194A056
ML23213A038

ML23156A182

07/19/23

SMR-160 Verification & Validation of Codes

ML23177A184
ML23206A030

ML23121A009

07/12/23

SMR-160 Emergency Planning Zone Methodology

ML23180A001

ML23216A092

06/28/23

Applicability of 10 CFR Part 50, Appendix K – Emergency Core Cooling System Evaluation Models

ML23165A105

ML23151A629

06/20/23

Human Factors Engineering Programs

ML23165A080
ML23171A001

ML23216A133

06/07/23

Anticipated Transients without Scram

ML23145A023

ML23200A002

05/25/23

Follow-up to Loss-of-Coolant Accident Analysis Update No. 1

ML23142A004

ML23116A066

05/17/23

SMR-160 Risk Topics

ML23131A044

ML23167A067

05/10/23

Fuel Qualification and Testing

ML23114A026

ML23116A034

05/03/23

SMR-160 Design Overview (Proprietary)

ML23109A001

ML23115A022

04/19/23

Chapter 13 – Operational Programs

ML23107A001

ML23045A070

05/04/23

Loss-of-Coolant Accident Analysis Update No. 1

ML23088A028

ML23045A052

03/22/23

Main Control Room Staffing

ML23072A001

ML23045A037

03/08/23

Simulator, Operator Training/Qualifications, and Operating Experience Reviews

ML23060A008

ML23045A021

02/22/23

Reactor Pressure Vessel Embrittlement

ML23045A001

ML23045A010

02/21/23

Chapter 15 Analysis

ML23018A009

ML23019A270

02/15/23

Fire Protection

ML23031A059,
ML23034A043

ML23044A014

02/08/23

Instrumentation & Control Hazards Analysis

ML23023A002

ML23019A004

01/25/23

Parts of a Construction Permit Application, and Table of Contents of the Preliminary Safety Analysis Report and Environmental Report

ML22353A295

ML22355A658

01/11/23

Reactor Coolant Makeup System Design and General Design Criterion 33

ML22353A291

ML22354A112

12/06/22

Quality Assurance Guidance

None

ML22329A005

12/05/22

SMR-160 Passive Core Cooling System Design for Non-Loss-of-Coolant-Accident Analyses (Regulatory Treatment of Nonsafety Systems)

ML22320A002

ML22304A131

11/30/22

Closed System Isolation Valves Design (General Design Criterion 57)

ML22305A508

ML22307A238

11/16/22

Passive Containment Heat Removal System (General Design Criterion 40)

ML22305A498

ML22305A691

10/27/22

Technical Specifications

None

ML22297A105

10/19/22

Potential Loss-of-Coolant Accident Analysis Exemption

ML22276A069

ML22263A388

10/18/22

Spent Fuel Pool Makeup

ML22279A002

ML22263A380

10/18/22

Reactivity Control and Materials Aspects of the Control Rod Drive System

ML22256A019

ML22263A420

10/04/22

White Paper: Instrumentation and Control Architecture

ML22262A102,
ML22287A008

ML22263A014

09/27/22

Seismic Analysis Method

ML22266A126

ML22259A128

09/13/22

Control Rod Drive System

ML22271A737

ML22252A181

08/31/22

Loss-of-Coolant Accident Topics

ML22236A529

ML22243A010

Future public meetings may be found through the calendar on the main NRC public site.

Additional information can be obtained from ADAMS using a search by docket number 99902049.

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Correspondences related to the SMR-160 Design

The following table provides access to letters and other pre-application correspondence between SMR, LLC, a Holtec International Company, and NRC regarding the SMR (Holtec) design.

Date

Description

12/22/23

SMR, LLC Regulatory Engagement Plan, Revision 7 (Project No. 99902049)

09/27/23

SMR, LLC Regulatory Engagement Plan, Revision 6 (Project No. 99902049)

06/29/23

SMR, LLC, Submittal of Regulatory Engagement Plan, Revision 5

04/06/23

SMR, LLC, Submittal of Regulatory Engagement Plan, Revision 4

01/11/23

SMR, LLC Regulatory Engagement Plan, Revision 3 (Project No. 99902049)

01/03/23

SMR, LLC, Online Reference Portal Information Access Agreement (Project No. 99902049)

10/03/22

SMR, LLC Update to Voluntary Response to NRC Regulatory Issue Summary 2020-02 and Proposed Regulatory Engagement Plan, Revision 2 (Project  No. 99902049)

07/29/22

SMR, LLC Proposed Regulatory Engagement Plan, Revision 1 (Project No. 99902049)

11/10/20

SMR, LLC, Submittal of Voluntary Response to NRC Regulatory Issue Summary 2020-02

05/07/15

SMR Inventec, LLC Establishment of a Safeguards Information (SGI) Program and Request for SGI Use and Storage Approval

01/30/14

Voluntary Response to Regulatory Issue Summary (RIS) 2013-18 (Non-Proprietary)

03/20/13

Voluntary Response to Regulatory Issue Summary (RIS) 2012-12 (Non-Proprietary)

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Clarification Questions related to the SMR-160 Design

The following table provides access to clarification questions between SMR (Holtec) and the NRC staff.

Date

Topic

09/05/23

NRC Staff Response to Questions re: Guidance for Multi-unit Probabilistic Safety Analysis (Project 99902049)

08/14/23

NRC Staff Response to Questions re: Seismic Methodology (Project 99902049)

08/10/23

NRC Staff response to Question re: Seismic Probabilistic Risk Assessment for a Construction Permit Application (Project 99902049)

07/31/23

NRC Staff Response to Questions re: Electrical Separation for the SMR-160 design (99902049)

07/25/23

NRC Staff Questions and SMR (Holtec) Responses re: July 19, 2023, Public Meeting Materials - SMR-160 Code Verification and Validation and Evaluation Methodologies (99902049)

07/17/23

NRC Staff Response to Questions on IEEE 603-1991 and Completion of Protective Action (Project 99902049)

07/10/23

NRC Staff Response to Questions re: Quality Assurance for the SMR-160 Design (99902049)

06/07/23

Clarification Question Regarding Potential SECY Timeline Required for Potential FOAK Exemption (99902049)

05/16/23

NRC Staff Response to Clarification Question re: RHR System Classification (99902049)

03/31/23

NRC Staff response to Follow-up Question re: Polar Crane Analysis for the SMR-160 design (Project Number 99902049)

03/31/23

NRC Staff response to Question re: Manual Initiation of Protective Action for the SMR-160 design (Project Number 99902049)

03/10/23

NRC Staff Response to SMR (Holtec) Follow-up Question re: RCS Flow Instrumentation (Project 99902049)

03/08/23

NRC staff response to SMR-160 question re: Polar Crane Analysis (Project 99902049)

02/22/23

NRC Staff Response to SMR (Holtec) Questions re: NonSafety Structures.

02/02/23

NRC Staff Response to Follow-up Questions re: Water Source for Fire Protection

01/25/23

NRC Staff Response to SMR (Holtec) Questions re: Radwaste Management (RG 1.143)

01/24/23

NRC Staff Response to SMR (Holtec) Question re: Wet Bulb Temperature

01/12/23

NRC Staff Response to Questions regarding RG 1.99 Revision 2, Radiation Embrittlement of Reactor Vessel Materials (Project No. 99902049)

01/05/23

NRC Staff Response to Follow-up Questions after the November 30 Public Meeting re: Closed Systems Isolation Valves

01/04/23

NRC Staff Response to Follow-up Questions regarding the Scope of PRA and Turbine Missiles (RG 1.115)

12/28/22

NRC Staff Response to Question regarding "Equivalent Materials" for the SMR-160 Design

12/28/22

NRC Staff Response to Question regarding Water Source for Fire Protection

12/19/22

NRC Staff Response to Clarification Question re: Reactor Coolant System Flow Instrumentation

12/08/22

NRC Technical Paper re: Passive SMRs presented at IAEA Conference

11/29/22

NRC Staff Response to SMR (Holtec) Clarification Question re: Aircraft Impact Assessment

11/29/22

NRC Staff Response to SMR (Holtec) Clarification Question re: Turbine Missiles

10/27/22

NRC Staff response to questions re: Common-Cause Failure, Common Mode-Failure, and Level/Pressure/Temperature Transmitters

10/26/22

NRC Staff Response to Questions re: SECY-94-084

10/26/22

NRC Staff Response to Questions re: Aircraft Impact Analysis

10/25/22

NRC Staff Response to Follow-Up Question re: CRDS (SRP 3.9.4)

10/24/22

NRC Staff Response to Clarification Question regarding Codes and Standards

10/21/22

NRC Staff Responses to Clarification Questions regarding Containment Stress Limits (SRP 3.9.3)

10/17/22

NRC Staff Responses for Some Questions Supporting the Oct 18 SFP Public Meeting

09/26/22

NRC Staff Response to the Clarification Question regarding Software for Structural Analysis

09/09/22

NRC Staff Response to the Clarification Question regarding Piping Design and Analysis for the SMR-160 Design

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Page Last Reviewed/Updated Friday, November 07, 2025

Page Last Reviewed/Updated Friday, November 07, 2025