ACRS Meeting on the Ad Hoc Subcommittee on Differing Professional Opinion Issues - October 11, 2000
UNITED STATES NUCLEAR REGULATORY COMMISSION *** ADVISORY COMMITTEE ON REACTOR SAFEGUARDS *** MEETING ON THE AD HOC SUBCOMMITTEE ON DIFFERING PROFESSIONAL OPINION ISSUES Room T2-B3 Two White Flint North 11545 Rockville Pike Rockville, Maryland Wednesday, October 11, 2000 The above-entitled meeting commenced, pursuant to notice, at 8:30 a.m.. MEMBERS PRESENT: DR. DANA POWERS, Chairman DR. MARIO FONTANA, ACRS MR. TOM KRESS, ACRS MR. JACK SIEBER, ACRS OTHERS PRESENT: MR. RON BALLINGER, Consultant PROFESSOR IVAN CATTON, Consultant MR. JAMES HIGGINS, Consultant DR. JOE HOPENFELD MR. ROBERT SPENCE MR. SAM DURAISWAMY MS. UNDINE SHOOP MR. JACK STROSNIDER MR. JACK HAYES MR. KEN KARWOSKI MR. JOE MUSCARA MR. STEVE ARNDT MR. JOE DONOGHUE MR. STEVE LONG MS. ANN RAMEY-SMITH MR. GARETH PARRY MR. CHARLIE TINKLER . P R O C E E D I N G S [8:30 a.m.] DR. POWERS: The meeting will now come to order. This is the second day of the meeting of the Ad Hoc ACRS Subcommittee on Differing Professional Opinion Issues. I'm Dana Powers, Chairman of the Subcommittee. ACRS members in attendance are Dr. Mario Fontana, Tom Kress, Jack Sieber. Additionally, we will have Ron Ballinger in attendance as a consultant and a member of this subcommittee. We also have Professor Ivan Catton, Mr. James Higgins, as invited independent consultants to the subcommittee. Welcome, gentlemen. The purpose of the meeting is for the subcommittee to review the technical issues contained in the differing professional opinion on steam generator tube integrity. This review was requested by the Executive Director for Operations to assist him with the DPO resolution path. The subcommittee will gather information, analyze relevant issues and facts, and formulate proposed recommendations for the disposition of the technical issues contained in the DPO, as appropriate, for deliberation by the full Advisory Committee on Reactor Safeguards. The subcommittee will hear from Dr. Joe Hopenfeld and Mr. Robert Spence today. The meeting is being conducted in accordance with the provisions of the Federal Advisory Committee Act. Mr. Sam Duraiswamy is the designated Federal official for this meeting. Ms. Undine Shoop, a staff member who is assisting the panel, is also present. We have received no written comments or requests for time to make oral statements from members of the public. A transcript of this meeting is being kept and it is requested that speakers use one of the microphones, identify themselves, and speak with sufficient clarity and volume so they can be readily heard. Do members of the panel have any comments they'd like to make before we start on the session today? DR. CATTON: Just one, Dana, particularly for us, too, because we won't be at your deliberations. What sort of format do you want the report in? This is something we talked about Friday. DR. POWERS: Well, what I wanted to do, Professor Catton, is that before you leave on Friday, I would like to get an oral presentation of your initial thoughts, comments and whatnot. I don't think we'll hold you to those, but at least what you think at that time. Then I'd like to get something in writing from you and I pretty much leave that to your discretion. What we're interested in is understanding the contentions that exist, the data and analyses that exist to support those contentions from the staff and the author of the DPO. Certainly, the extent that you can put it in a here's the issue, here's one position, here's the other position, and here's what is available to support each side of this, especially when the data and analyses are not definitive, are the ones that are going to be the ones that are the most difficult for us to handle. Some of the issues, I think, will emerge that the case is relatively clear. There is either no data, no applicable analyses, or there are data and applicable analyses in sufficient magnitude that the point is really resolved. I think those will manifest themselves very clearly. I think the ones where especially decisions have to be made with a heavy does of engineering judgment is the ones that we're going to be most interested in what your comments are. Any other questions before we start? [No response.] DR. POWERS: At that point, I think I'll turn the floor to Dr. Hopenfeld. The agenda has various breaks listed in it, but since you're going to be doing the heavy lifting today, at any time you think you need to take a break or think it would be useful to take a break, just sing out and we'll declare one. DR. HOPENFELD: Thanks a lot. Good morning. I would like to thank the members of the panel and their consultants for agreeing to resolve this differing professional opinion, also known as DPO. This DPO has gone unresolved for almost ten years and it is high time for it to be resolved now. I would also like to welcome the public for coming to this meeting to listen to my safety concerns regarding steam generators. This is the first time that the NRC opens the door to the DPO process. I welcome this change and hope that it will become permanent. I would also like to thank Dr. John Larkins, I don't see him here, for allowing me six hours for today's presentation. I requested this much time because there are many subjects to cover, as Dr. Powers just indicated, and I want to make absolutely sure that all my concerns are clearly understood. Tomorrow, you will be able to judge whether the NRC staff addresses my concerns adequately. I believe that the likelihood for a catastrophic accident from defective steam generators is significantly higher; as a matter of fact, a hundred times larger than what the NRC predicts. This is the crux of the DPO. That's all what I'll be talking today about. Ten years ago, several plants started exhibiting severe cases of stress corrosion cracking. This type of corrosion is nasty, because it's unpredictable. Standard engineering practice is to select materials and environments that are not susceptible to stress corrosion. Nevertheless, when an improper material selection is made, delaying the proper response is not the viable option, especially when the component degradation bears serious safety consequences. Instead of repairing defective steam generators, the NRC allowed these units to continue to operate without adequate safeguards. The recent incident in Indian Point 2 demonstrates that this policy is ill advised. Safety is very subjective. At one time, I thought that it was safe to drive over a hundred miles an hour. I do not believe so now. Maybe a bad example, probably to my reflexes, but nevertheless. Because of this, the NRC set a standard which is based on the proposition that risk to the public must not exceed ten-to-the-minus-five core melts per reactor year, roughly once every thousand years. Since we cannot sense an impeding core melt, we must rely on inspection and engineering analysis to prevent such catastrophic events. To be credible, such analysis must be based on a solid foundation. Unfortunately, in the past decade, this principle has been replaced at the NRC by arbitrary judgments. My purpose today is to convince the NRC, with your help, that plants should not be allowed to operate with defective steam generators, as prescribed by the so-called alternate repair criteria, ARC. I recommend that all plants that currently operate under this rule be shut down and the standard 40 percent plugging rule be strictly enforced. These plants obtained their license to operate under the conditions that tube deterioration would not exceed 40 percent of weld thickness. This must remain so. Toward this end, my job today is to pierce the veil that masks the alternate repair criteria to show you that it has no technical merit. I will be talking for the first hour about the process and the process, to a large degree, is related to the technical issues. However, most of the day I will spend on the technical issues. In the fall of 1991 -- do you have a pointer, sir? Thank you. In the fall of 1991, the ACRS sent a letter to the Commission indicating that the 40 percent criteria for plugging tubes should be revised. That 40 percent originally came from waste studies and the committee, ACRS committee indicated to the Commission that the kind of phenomena that we see now and that we saw then is different. It's very shallow, very tight, through the wall or partially through the wall cracks, and those cracks are so tight that there is no -- one shouldn't worry about a tube burst because it really doesn't affect the strength of the material. Well, I thought that the ACRS overlooked one important factor and that was that under accident conditions, these very tight cracks can open up because of the various loads that will act on the tube. So under normal conditions, they're absolutely right. There's nothing going to happen. That tube is going to be safe and probably not going to leak. But these plants were designed for certain what we call design basis accidents and it became very clear to me that the load that you're going to have under these accidents are going to be such that all those little cracks or partially through the wall cracks are going to open up and you start losing inventory. Now, what I mean inventory, for those people who are not that familiar with the lingo, a reactor is really no different than a teapot. As long as you've got water in there, it's not going to burn. But you start losing water and you uncover the core, then you get to a more severe situation, you melt the core. The difference between the teapot and a reactor is that when the core melts, you can also burn the city. There's another subtle difference. In the case of a teapot, you can hear the steam whistling. In the case of a reactor, you may not, or when you hear the -- when you see the steam outside the building, it may be too late and the instrumentation that we have to warn you about the possible inventory loss is frequently not accurate enough or it could provide you misleading information. So I felt that you can have all these cracks opening up and you may have many, many pinholes or a lot of -- hundreds of cracks opening up and the total amount of inventory loss would be equivalent to more than one tube. Those that have some sea time or have been at sea heard stories about the chief engineer walking next to old pipelines with a cane, these little cracks, little jets emanating from small cracks could be very, very small, you can't see them, they could be very abrasive. They could cut your leg. So it wasn't only the issue of losing inventory. It's propagating that accident, and that was my concern at the time. There was another issue and it was really brought out by Professor Lewis that the instruments that we have have a certain limitation. They can detect certain things, but there are limitations, and I do not think that the ACRS really emphasized that point. They basically said go on and reevaluate that 40 percent and come up with something better, and they were absolutely right, but I thought it was an appropriate time at this to bring the point that it's not only the tube burst that is of concern, it's the total leakage and the other mechanisms to cause that. So we have, the NRC, a process called the DPV, DPO process. It's a two-step process. The first part of it, you bring your concern to the division level and if you are not satisfied with the reply, then you take it to higher authorities, the EDO. Just before I came down here, I read the Inside NRC, where the EDO is being quoted as saying "Well, that DPO process is not a resolution, it's sort of a consensus thing. It's a disclosure." Well, when I wrote that DPV, my purpose wasn't to come and just raise flags. I just expected a dialogue. I was really concerned. I thought we should look at it. I didn't expect anyone to accept my views. I expected, I think, really to approach it in a professional manner, take a look at the issue, and see what -- if the guy is crazy, just tell him so. Well, that's not what happened and now I can see what the EDO says, and I strongly disagree with what he says. He says all you got to do is just tell us that you have -- that there is something there and then we'll decide what happens. Now, imagine yourself, you're on the assembly line somewhere in Akron, Ohio and working on the Firestone tires, and you find that the epoxy mix is wrong. So you tell your supervisor and all the supervisor listen to you and you go back to the assembly line and that's about all that happens. And that's what the EDO tells you. He tells you really you just tell us what happens and we'll take care of it. Now, I don't know of one case, of my own knowledge, that a serious safety issue has been resolved to the satisfaction of the submitter at the NRC. What that really tells me that what he is saying, well, you just tell us and that really gives an appearance to the public that we're taking care of it or we consider what our employees' concerns are. Well, most professional people, when they have a differing professional opinion, they're driven by more than just presenting it. They're looking for resolution, and it's a normal thing to do. And what he is saying, basically, is I want dummies and so they want -- just tell us what the issue is and go away. I disagree with that kind of an approach. I hope we can make it more effective than what the EDO claims. Well, anyway, going back to this, I wrote the DPV and submitted it through the channel and the next thing that happened was that the NRC came back to me and they told me, look, don't submit a DPO. We ought to make a generic safety issue out of it. Well, during that time, though, before the meeting that we had regarding the DPO, there was another meeting with Congressman DeFazio, where the NRC management went to him and told him that we have done a lot of studies and we are ready to get -- at that time, Trojan was down because of these cracks and they told him we have evaluated the thing, there is no problem, we can get it up to power. Well, what they didn't tell him, they didn't tell him there was a DPV on the subject. They didn't tell him there were allegation within Westinghouse that Westinghouse is providing misleading information to the NRC. The reactor went on-line, I think, somewhere in February, beginning of February. When the Research Division, I think, at that time, the Director was Mr. Beckjord, he told me come up with a GSI. Well, as soon as he told me the GSI, my antennas went up. The GSI is the program that was mandated by Congress in 1978 up at TMI and the purpose there was to address safety issues and resolve them promptly. But that's not what happened. That program turned out to be entirely different. It's being used, not to solve problems, to delay problems. If you look at your appendix, the last page there has a summary of all the generic safety issues since '83, I believe it is, where Congress mandated that we should keep track of them before, but we didn't have to keep track of those. What you see here is that it takes four and a half years to resolve a safety issue. Four and a half years. Some of those safety issues, which are really high priority, takes all the way to like 17 years to resolve them. Now, what does it say? What does it state? It states really that safety issues are not a priority item at the NRC, when you can work four and a half years on the issue. And another thing, and I can't give you the specifics on that, but you can get it, that many, many of these issues, the technical work was completed way before the closure date. And what does that mean? That means it is being delayed by management. There's just no other way to read it. So what you have, you have this GSI that is not doing what it was intended to do and if I were a Congressman, I would really like to know where my money goes. To summarize this table, this is a reflection of the safety culture at the NRC. Anyway, being a good soldier, I went back and I wrote another report summarizing the various issues as I saw them at the time to get a generic safety issue initiated. The issues that I highlighted at that point were basically that under certain conditions, you will deplete the inventory or the refueling tank of water if the leakage from the primary to the secondary is large enough and that would lead to a core melt. And I have pointed out various mechanisms. There was jet corrosion/erosion there. There were vibrations, there was MSOB loads. Basically, it didn't go in a very detailed analysis, but highlighted most of the main points. And I sent this thing to the Division of Research. Well, they took that document and they set up a committee to prioritize this activity. By the way, John, you weren't here. I would like to thank you for giving me six hours, because I am going and going and if I'm rambling too much, you are more than welcome to stop me. So I went back to the Research people and I gave them that package and they set up a committee to study this. The number, the risk that I came up with originally was ten-to-the-minus-four core melts per reactor year. Well, this committee had done a much more thorough study. It was chaired by a very competent man, I believe the name was Dr. Burda, and he's not with us anymore, but I remember that there were a lot of serious discussions. There was help from PNNL on this. There were additional calculations. They came up with a number like 3.4-times-ten-to-the-minus-four. I think it's important, I'm pointing this out because I'm going to come back to this number later on. So please try to remember this number. Anyway, they also prioritized this as a high priority. In September 1992, I provided additional information. I just didn't have enough time and I started it and that really relates primarily to severe accidents. I never thought the severe accidents are as important as the design basis accidents, but, nevertheless, for completeness, I have provided that information. And, again, please, try to remember this, because I'm going to come back to that September 1992 later on and it becomes very, very important. Well, on November 9, Trojan shut down due to a tube leak. Well, what happened, at that time, the press got a hold -- and I don't know how, but they got a hold of the DPV and some additional material, and they really went after the NRC for not disclosing that information before. So what happened, at this point, the generic safety issue, which was already identified as a high priority, went to NRR and Research asked NRR for comments. Now, Research doesn't have to go and usually are not required to get NRR's blessing on this, but they went and they sent it to NRR and NRR told them drop it. Now, at this point, for those people who are not familiar with how the organization or the NRC, I'll be referring to NRR and RES many times. So I might as well tell you my perspective of who they are. NRR is very, very simple. It's the regulatory arm of the NRC. They basically think of as somebody has a licensing action, a relaxation or something else, they would come to NRR and they'll act on it. They are like the MVA. I mean, say, if you want to change your license or you're blind in one eye and you want to still drive, you go to NRR and that's their function. Now, Research is a little bit different and the reason it's different is because the name research is very, very misleading. You do research in industry to stay ahead of your competition, and in academia, you do research to do basic studies and produce Ph.D.s. Research here doesn't do any of that. Originally, 26 years ago, when it split from the AEC, the intent there was that they will do independent research. In other words, when they develop all these computer codes, somebody will have an opportunity to take a look at the code and say this is an independent assessment of what the licensee is submitting to us. But that's not what happened over the years. Some of these computer codes that NRC has developed were taken by the industry and modified here and there and they came back and resubmitted them and the action was taken appropriately. So it's not -- the independent assessment becomes very, very fuzzy. Five or six years ago, in a constant surge to find the mission, the NRC management dictated the various divisions at Research that they should produce papers for review at high, good quality journals and they have to be peer reviewed. I don't know how many peer reviewed papers were produced. I suspect not very many. You can't dictate overnight and make people world class researchers. Most of the people that came in have a different background. They may be expert in many areas. So the point here is that the function of Research is really a support group to NRR. Basically, that's what it is, and I just want to make somebody, especially from the public, who may feel -- or may get the impression that this is an independent research group. It is not. Now, going back to January '93, remember, Trojan was down. There was a lot of pressure on NRC to explain, provide justification for getting that plant back on-line, and I remember the Research Division produced several memos and none of them really went very far. Then Mr. Beckjord pulled Mike Mayfield, Mr. Mayfield from Christmas vacation and, in two weeks, asked him basically to put an assessment on the Trojan to justify operation, future operations. So we have -- here is somebody from the public. I've been referring to the public several times. I didn't know how many people were from the public, but we've got another one there. Anyway, so Mike came in and in two weeks produced a very, very impressive package about the analysis of the cracks in Trojan, and he had concluded that the leakage would be between 33 to 1350. The risk was acceptable and the mean here was about 145 gpm. Now, that went out on the street and one thing that I think the Research people forgot is that if you have a mean leakage of 135, there may be no risk to the public, but you cannot meet Part 100. There is just no way that a plant can meet a 145. You need maybe somewhere between one to ten gpm, depending on the site. You may meet Part 100. But there is no way that you could be within the law and meet 145 gpm. The people, at that time, were very, very -- at NRR -- were very, very concerned about this, but it became, to some degree, academic, because the Trojan management decided -- and there were several reasons, because of the cost of electricity and they were able to buy electricity from Canada, they decided that NRC poses too many problems here, there are just too many letters, memos running back and forth, and there was just too much uncertainty that businessmen cannot be exposed to, so they shut down the plant. It wasn't really a technical issue as much as a straightforward business, and I think these memos going back and forth didn't help it. The reason I'm showing you this is because later on I'm going to come back to this. I'm going to come back to this number, because as you see, this two-week effort became later on an advance study. In February of 1993, we find additional plants are being allowed to operate with degraded tubes. In April, Congressman DeFazio was very much upset with NRC that they didn't tell him originally that there were disagreements. So he wanted to know what was going on here. They just misled him, that's basically what he said. You come in here and tell us that we don't have any problems. Then I find out that you do have problems. He didn't think that he looked very good in front of his constituents. So NRC made a presentation and basically told him, look, we're going to be very tough on the industry. And one thing I remember Congressman DeFazio said, look, you're taking everything what Westinghouse tells you, they are being sued. These steam generators are defective. They're being sued and all that you're telling me is that you're doing what Westinghouse tells you to do. That did bother me. But nevertheless, we walked away, I happened to be at that meeting and when we got out, NRC indicated to him that we're going to be very, very rough on this thing here. We have a lot of uncertainties. One limit that we're going to set, we're not going to let anybody exceed one volt, and I'll come back to that one volt later on. Between February and May, there was a task force at the NRC and basically what the task force did was really trying to come up with -- explain away basically the voltage-based plugging criteria, which was really invented by Westinghouse. It was a rationale to allow people to operate steam generators with defective tubes. That's all it was. Somewhere around mid-June, that activity was summarized in a NUREG report, NUREG-1477, which is still, however, in a draft form. But all that work that was done, the purpose here was to set the foundation for rulemaking on defective steam generators. Now, this is very important, that NUREG report is very important because I'll be coming back to this, because it's continuously being used as a justification to indicate that there is no risk. So we'll go back to that NUREG-1477 and we'll take it apart in a technical way. In 1993, NRR management goes to the Commission and tells them that we have had hearings with ACRS, we are very much concerned about the -- so in November 1993, the NRC/NRR management went to the Commission and told them, look, we cannot -- we don't have the time, we don't have the personnel to deal with these steam generator issues on a case-by-case basis. We want to make a rule and we want to set a rule on -- we have done our homework and we'll finish it within a year or year and a half, and the Commission said go ahead. And this was a major activity. It was not a little thing on the side. It was a major activity at the NRC. In 1994, before the rule -- during the rule activities, NRR decided that we need something as an interim and as an interim, they took the findings from NUREG-1477 and basically translated it into a generic letter, which was, at that time, called Generic Letter 95-05, and one thing that was bothersome about that letter, bothersome to me, was that suddenly we find more relaxation. Remember back when they talked to Congressman DeFazio, they said we're going to go on one vote. Suddenly we find ourselves two votes, and it looked like the door was open beyond that. And there were other technical issues with the NUREG and with the whole approach, especially in connection of dose releases to the public violating Part 100. So I wrote a DPO and the reason is remember when they originally told me to go and write the generic safety issue and forget about the DPV, they didn't know how to dispose of that DPV. So that DPV was still active. The standard procedures are that when you submit the DPV, they are supposed to take an action within 30 days and give you a response. All they told me was go and write a GSI and you don't know what that meant. That meant let's not do anything, and that table says that. So I felt that I should submit a DPO, take it a notch above the division level, take it to the EDO, and hopefully that would be addressed. Well, before the DPO was going to deliberate on it, he thought that I ought to present this thing to the ACRS, and let's see what the ACRS has to do -- has to say about that. So ACRS had a meeting, I believe it was September 1 or somewhere around there, and they had endorsed that GL 95-05 as an interim measure and recommended that the SG, steam generator issue be addressed via rulemaking. I'd like to take a little bit of time about this. Now, the Commission takes very seriously what the ACRS recommends. They should. They are highly knowledgeable, but they are limited in the time that they can spend on these issues. So they rely on what the NRR people or Research people tell them. They take it on face value many times. They just can't go and look at what's underneath it. Well, let me just go, just to refresh -- I hope I can get it right. I think it is right. Can you see it well? If you can't, I'll have to tell you what it is. You remember I told you that we spent a month, Research spent a month coming up with a risk assessment back in March and they came up with a number like 3.4-times-ten-to-the-minus-four. I came up with ten-to-the-minus-four. This number really concerned the ACRS very much. I remember they were really shaking their heads and trying to find an explanation, what happened here, how do you justify this. You have a generic safety issue with a high -- this is more, this is orders of magnitude, order and a half magnitude, from what the Commission guidelines, although the Commission guidelines at that time were not definitive. They were still thinking about it. Nevertheless, it bothered them. It really -- another thing that bothered them, and I'll show you on the next page, was how the staff calculates how they meet Part 100. That really concerned them. Well, so when I'm making this presentation, and I had only five minutes basically, Mr. Mayfield interrupted me, Mr. Wong interrupted me and they came in and they said now, hey, we have done advanced studies. You see, we have done advanced studies here for 1477, which we'll go back, again, we'll take those advanced studies into pieces and we'll show you what advanced studies they mean, and we have done also very serious studies for Trojan and all those show that these numbers are way too conservative. We also believe, and if you can read over the wording here, it's kind of difficult to exactly understand what they mean, but you get the impression here that the ACRS believed that those tubes, also this discussion related to the outer diameter stress corrosion cracking in the support plates, and those support -- the cracking is confined to that region, and they felt that the fact that those tubes are confined to that support plate, it gives you additional safety. In other words, they gave you the impression that these tubes are really constrained by that support plate. There is nothing further from the truth. These tubes are going to go all over the place. The support plates and the tubes are going to get divulged very fast when you've got this big blow-down, and we'll discuss that later on. But nevertheless, that's what the ACRS -- that's what the impression that, oh, this study was just like done, some kind of a second cousin kind of approach; well, you know, did some scoping studies. We've done some very serious studies here. Now, why am I telling you all this? I'm telling you all this because later on, the NRR went to the Commission and probably to the public, and to the public, using the ACRS as the justification to operate these defective steam generators. In other words, ACRS was the rationale and the ACRS did provide the rationale, that's true, but I'd like to remind you -- I'd like to provide you -- I hope I've got these things right. I'd like to remind you that the ACRS just did tell them go ahead and tell the Commission that everything is okay, go ahead and justify some of these things. One of the things that really bothered them, and I believe that Dr. Powers remembered that very well, because he brought up that point, justified the dose -- how you calculate the dose releases and he even submitted an analysis by himself, and I thought it was a good start. And another thing that you see here, the word interim, interim approach. It was just not permanent. It was an interim. I don't know what the word interim means. It could be between now and eternity, but what it really meant behind, I believe it meant within the context of what happened there, context of that time, what it really meant was that we are working on the rulemaking and we're talking about a year or two or three. Well, I'd like to tell you, this thing is a permanent feature now. There is agreement about to be signed with NEI and this is part of it. You don't hear any interim, but you do hear from NRC management that we went through the public, we got public approval on this. Yes, what they got public approval on was on an interim basis, because that's the only thing the public knows, that there was an interim approach here and they were working on it. Well, I'd like to -- since I brought this issue of the advanced studies that Research has done, and that was the reason, partially the reason for the ACRS agreeing or going along with this, this is a memo or a letter from one of the participants, basically, I believe, it's Westinghouse, one of the participants of the task force during the preparation of NUREG-1477, and what the expert says here, he says that the model or the way the 32, the thousand gpm was calculated and the risk, this is -- here is the key word -- an arbitrary estimate. So here we have an expert, not Hopenfeld, but an expert tells them that this is not an advanced study. This is very important, because I feel that the ACRS is, to some degree, being used here as a tool to go to the public and say, yeah, we've got ACRS looked at it, but they never tell you what were the caveats behind it. Okay. Now, on May 20, 1997, we are jumping three years. Remember that DPO is still there and the NRR continuously tells the Commission that we're working on it as part of that rulemaking activity. DR. CATTON: Joe? DR. HOPENFELD: Yes, sir. DR. CATTON: That excerpt from a letter you put up there, that was a letter from Westinghouse to who? DR. HOPENFELD: This was not a -- okay. During the -- we spent three months preparing that NUREG-1477. During that time, Westinghouse was making a lot of presentations regarding what should be or shouldn't be in that NUREG. One thing, they wanted to keep the voltage very high, but basically everything what they said was included in the NUREG. That letter -- well, as part of this deliberation, there was discussion regarding the research model and evidently the Westinghouse people felt very strongly that that model was just an arbitrary thing. And my point in bringing this model here was only to show you that what was referred to in the ACRS letter is an advanced, a better study compared to what was there on the record, really wasn't really that, because their own experts or some other experts really indicated the same. MR. BALLINGER: Excuse me. Is that Emmett Murphy? DR. HOPENFELD: Emmett Murphy, yes. It was just an informal note and my point here really, it's not any formality of anything, but my point here is just to indicate to you that I wasn't the only one questioning it. Westinghouse questioned that, too, that this was not some kind of an advanced study. But nevertheless, on the record, and that's why the ACRS agreed that this was one advanced study and there was another advanced study that's in the NUREG-1477, and Mr. Wong was talking about and we'll talk about that later. So somewhere in 1977, mid-1977, the -- well. I believe that you have the -- I believe that one of my transparencies disappeared here, so I'll just talk off the top of my -- what I remember. I probably misplaced it or something. But before -- I'm terribly sorry about this. Let me go back and I'll go by memory. Oh, thank you very much. I think page five here. Yes. Page five, for some reason, came out in my transparency. On break, I could take it, but you can look on your page five and we'll go through this. I'm terribly sorry about that. On May 20, 1977, the NRR informs the Commission that they have discovered potential failures during severe accidents and, therefore, they would like to drop the rulemaking activities and, instead, go and resort to a generic safety issue, GL-95. Before they informed the Commission that they had problems with the rulemaking, six months earlier, the NRR management went to the Commission, and I thought I had another viewgraph to highlight that, maybe I didn't, they informed the Commission that they are just about to get the rulemaking out and this is going to be a precedent-setting rule, it's going to be a backfit. However, six months later, they go to the Commission and they said there is no cost-benefit in doing so. Now, imagine yourself being a CEO, you're going to the board and you said I have a new product here and I need some money to work on it. You work on it for three years and just about when you finish, you say everything is okay, the trucks are ready to deliver. Four months later, you're telling I just found out that the bottom line is not there and, therefore, I've got to drop all the rule. In between, while the activities under rulemaking were going on, there was a resentment on the part of the industry that they felt that the rulemaking was too -- the rule itself was too complicated and there was an indication that they didn't like it. So we now find that suddenly the rulemaking is dropped and the rationale that's provided, the rationale is that we found some new problems with severe accidents. One of the problems that was alluded to was this jet that I told you before affecting the adjacent tubes. So now we find an excuse. Now, mind you, that back in September 1992, there was -- on that DPO, there was a discussion on the severe accidents, where I have very clearly indicted there is a potential problem there. So here NRR is working for three years on this major activity and telling the Commission everything is okay, but then six months later, suddenly disappears. Now we've got to work on something else. We're going to start on a generic letter, which is a much lower -- has a much lower hierarchy in terms of its importance. So they get an okay to work on the generic letter and there's a year of activity on that letter and it went through -- it was so complicated, nobody could understand and NRR people couldn't figure out what it was. So finally they decided, well, we're going to drop that and we're going to a regulatory guide. Now, in June 1999, this regulatory guide, by the way, went for public comments in the summer of '99 and in June, the industry requested -- they had a whole list of comments and rationale that NRC dropped the regulatory guide and the NRC did. So we have, since 1993 to June 1999, activities going on relating to all kinds of safety issues regarding steam generators and what do we have, what's the bottom line? Nothing. Nothing comes out of all these studies. Now, we start working together with the industry to come up with an agreement. Well, the industry didn't want any of that stuff to begin with. So in June 1999, we, again, repeating it, we, the regulatory guide is dropped out and you have a whole new set of regulations that are being discussed with NEI and I understand that the resolution or the agreement is planned for the beginning of next year. Meanwhile, while all these activities are going on, nothing really says much about the DPO, except it went for public comments and when it came back from public comments, the NRR people made further changes in their assessment of it and basically that's where it stands today. Meanwhile, while all these activities go on, we see there are another 17 reactors, as of June 1999, allowed to operate with degraded tubes. We've got all these assessments going on, but the bottom line is 17 reactors operating not in accordance to the safety rules or the safety guidelines that the Commission had set. At this point, where nothing was happening -- well, there was one thing happening which I thought was very, very significant. Farley came in here for a relaxation. I think it was to allow them to operate without a mid-term inspection or mid-cycle inspection. Now, Farley was very, very significant. It was the first time, it was the first time that the proposition was that if they come in for a relaxation, they would have to do it on the risk -- under the new policy of risk-based regulation. So they would have to use some kind of a risk justification. One comment that came from the industry in June 1999 was that we do not want to or we do not know how to assess severe accidents. Take it out. We don't know how to handle that. Well, the NRR feared very strongly that they should assess the severe accidents. So they told them if you want relaxation, you better come back and address the issue of severe accidents. So suddenly, three months later, Farley comes back and makes an assessment regarding the -- or talks about the severe accidents, and the staff writes a report and says we believe that there are no problems. Well, one problem that came up was going back to this jet issue, the staff found out that if you have very small cracks, which you cannot detect, they still could cause you a potential accident propagation during severe accidents. They neglected that aspect of design basis. And Farley evidently had a potential for small cracks. So they said, well, we believe that there is no problem. Now, think about this for one second. Just think. The severe accident is a very complex scenario. It's extremely complex. Most people cannot -- it's being used to analyze things. You don't design for it. Well, here the staff tells you that they believe that there is no problem, and they have experience. They understand it. But what is your experience to tell somebody that certain cracks are not going to be there during this very, very complex scenario? My answer is none. And this is important, because we're getting into this phase of risk-informed regulation which can be very, very subjective and it can be abused, and I think this is a very good example where you have a problem, you identify the problem, the people identify a problem and then when you have to take an action, say, well, we believe that there is no problem and that's enough, and that's sufficient to pass and get that plant operational. Now, I am not arguing about severe accidents. I personally am not sure that it should be there. But if the policy is to include severe accidents, then this is a concoction of a story. This is just -- so I write a letter to the EDO and the only reason I wrote a letter to the EDO at this point was because it set the precedent for how we deal with risk-informed regulation. If there is no seriousness behind it, then risk-informed regulation is just a joke. That's all it is, and that's the reason I thought I would just voice my opinion. The reply I got from the EDO basically said, well, just we believe that the staff knows what they're doing. And as the EDO knows, they have the insight and experience about severe accidents, and I don't know, we haven't had many, but they know what's going to happen there. Now, as we go along, I will show you why this is complete nonsense, because these reactors were not designed for these conditions. Okay. I would like to give you my own perspective on this. I realize that at 40 percent through the wall criteria, which has been around from day one, imposes heavy financial burden and we have tried now for ten years to come up with something better or something different and we haven't been able to. So you must conclude that if we haven't come up with anything better, that we should still go back, that we should go and retain that 40 percent. It does have some theoretical basis to it, maybe very little, because we don't experience -- this is for corrosion, but the probe, the eddy current probe has a limited sensitivity and some studies show that it's really limited to 40 percent. So there is some rationale, whether it's -- it has served us well. That doesn't mean that it solved the problem, but it served us well and we cannot go now and experiment with something that we don't know what we're doing. So the other thing that you get from this several years of experience, what you get is that what the industry wants is that they would like to have an infinite -- not infinite -- wide margin of freedom as to decide which tubes to plug, which tubes not to plug, but, at the same time, they want the NRC approving it. So when Con Edison got stuck recently, the first thing, they went and said, well, you know, we were right, NRC approved it. So there is an interest on their part to have the NRC ultimate say-so, yet they want to run the whole thing and they are. Now, if you look back, again, the decision of leaving these degraded tubes in place, allowing these steam units to operate, continue operating with degraded tubes was made back in 1992, early 1992. We didn't have any data at that time. I'll take it back. There was very little meager data that came from Westinghouse, very, very little. But there weren't any different -- I'll give you analogy. If you're taking Firestone tires and putting them on a tricycle and look at the data, that's what we had. So now the management, they grabbed that. It was there. They took that and they said, okay, we believe this is safe enough and we'll just let it operate. And they built a machine, put in place a machine and they hired people that shared that vision. Most of those people are not here anymore, but some of them are here. So the thing is still moving, but there's no difference as far as this belief that we can operate safely with those cracks. Now, again, safety is a very subjective issue and it could be very well that you can operate this for a thousand years, but that's not what are our guidelines. We operate on the basis of risk, and my purpose here today, and I'll go to the nuts and bolts of this to show you where the risk is. Okay. You have to have some kind of a rationale when you replace something. You have to say, well, I've got a better mousetrap. So going back to early '92, Westinghouse invented what's called voltage-based plugging criteria. In other words, we're not going to measure the thickness or not going to base our plugging based on that 40 percent wall thickness indication or degradation. We are going to base this thing on the basis of a model. But if you trip down everything what they say, it's a strictly unproven theoretical model. That's all it is. There is nothing else behind that. It's an unproven theoretical model. So you look into that now, what's behind it. First, it's very nonscientific. This is very easy to -- DR. KRESS: Joe, is it all right to interrupt you? DR. HOPENFELD: Yes, sir. Please, interrupt me anytime, because it's easier for me if we talk and if I lost one slide, I'll go and look for it. DR. KRESS: When the ACRS reviewed the voltage-based plugging criteria, I think their view was that it was strictly an empirical model, without any real technical basis behind it. Although they didn't -- the ACRS, as I recall, didn't have real problems with the empirical model. Their problem was do you have enough data to support an empirical model and is that data covering the ranges of things of interest, such as the pressure difference, the crack size and the crack characteristics. So I wouldn't call that a nonscientific model. I would just call it an empirical model. DR. HOPENFELD: Let me amplify that, because I understand that's -- going back to the letter you wrote to the Commission, that was your view. My view, and I'll elaborate on that, I'll going detail and elaborate why I think it is nonscientific and why I don't think it's empirical. DR. KRESS: Okay. DR. HOPENFELD: It is not empirical. It's purely theoretical. Now, I'll tell you, to be more exact, you can -- some people refer to something like in the literature, you find references to this as semi-empirical. Now, I don't know what semi-empirical means. It's not -- let me put -- I'll give you -- I'll go back. Sir, please notice this is my perspective and I call it analytical and I'm going to back -- I'm going to tell you why I think it's analytical. It goes back to the crux of this voltage measurement. Until we get there, it's difficult, but I understand that was your perspective and I disagree with that letter. DR. CATTON: Joe, just to make a comment on this. A very complicated area is interaction of fields with heterogeneous media. As soon as this thing has cracks in it, it's a heterogeneous media, and a real simple example of how badly you can conclude what's going on is a simple device, a little heat exchanger. If you look at the literature on these kinds of devices for a heat transfer problem, which there it's the interaction of a temperature field with in-flow and so forth, you find, in the friction side of it, you'll find several decades difference, and the primary reason is you don't have the right variables in the equation. So what people put on paper is not really an empirical relationship that's any good for anything other than where the test was. So if you don't describe everything, and this means geometry, what the interfaces look like, everything, small changes can make huge differences in what you measure. And I think this is the same. DR. HOPENFELD: Ivan, I'm really bringing you -- I'll get to the equations of this, so we can see the parameters that play there, exactly what you're talking about and any feedback would be greatly appreciated, but that's exactly the bottom line. This thing is too complex to call it -- it's not semi-empirical, but we'll go back. I'll grant you, there is some empiricism in there, there is some. I'm sure that you have gone through all the volumes of material, backup information, and you have to agree with me that there is a lot of statements there, assumptions that you don't know where they come from. The main -- another problem is that all these things can be easy -- the answer can be easily adjusted and I will show you that as we go along. And the bothersome thing, extremely bothersome and makes constraints on us, is that a lot of that stuff is being stamped proprietary. Some of that is so obvious. Obviously, there is no competitor that sits there and they're going to re-derive F equals MA. But it is stamped proprietary and then you go back and you're trying to find what the references are and then you have these agreements and the stuff goes out for public comments. If I was in the public, if I had the time, there is no way I could follow what it is, because it's all proprietary. I am, to some degree, restricted in talking about some stuff, because I don't want to get in trouble with any of the lawyers. So I'm restricted on giving you any numbers, but you have all the information in front of you and I will try to point out where the problems are. But some of the things, it's ridiculous to call this proprietary. Now, at this point, I think I'm going to start with the technical issue. I mean, enough with the process, I think. Unless you want to break, that's fine with me. DR. POWERS: We are scheduled for a break. Maybe looking ahead at the slides, this would be a good one to complete and then it looks like there is a nice place for a break on the next slide. I think, incidentally, that the committee is persuaded of your qualifications to address this issue. DR. HOPENFELD: I'm sorry? DR. POWERS: The committee is persuaded of your qualifications. DR. HOPENFELD: I brought it for a different reason. I brought it for two reasons. Basically, one, I listed some in my statements. I forgot to list here that I'm also on the ten most wanted at the NRC. But that's not really -- DR. CATTON: The most important is the fourth bullet. DR. HOPENFELD: Yes, that is kind of important. We're about the same time we got out. DR. POWERS: I think there's a conflict of interest here somewhere. DR. KRESS: What does the UCLA stand for? DR. POWERS: I thought USBC was getting all the Nobel Prizes now. DR. HOPENFELD: I don't know about Nobel Prizes, but we had a pretty good football team when I was there. I don't know what they're doing now. But anyway, going back to that, what I really wanted to -- the reason I'm really showing this is that I was personally involved in three different steam generators. One was the element, the R steam generator, and there was -- you had sodium on one side and you had water on the other side, and then I was involved in advanced fossil power plant for many years in the design for a program that I want to mention. But anyway, it's high temperature, high corrosion environment, and I was involved in several PWR testing for steam -- under steam line break and feed line break for the MB-2 program, which was really a prototypic -- the first time anybody took a prototypic steam generator, basically, and sliced from a steam generator and took a look at it. What I'm trying to tell you here is that these various steam generators have certain things in common, even though their operating conditions are entirely different. One thing, I remember spending years really arguing what should be the design basis for the LMFBR. It was a hockey stick type of a steam generator, what should be the design; should we use one tube, should we use three tubes, should we use four tubes, and it was going on and on. You had all kinds of rationale for it and we finally came up with, I believe, it was like five, there was one in the center and the forest around it. About eight years ago, there was an accident in Dounray, Scotland, and you know what the -- the steam generator went. Do you know how many tubes ruptured or got deteriorated? Forty-eight of 50. And now I can take the slide off, because that really was my main point here. What I'm trying to say is that when you do the design stage, you come up with your best estimate. I hope that later on, I'll ask Mr. Spence to talk about that. He may mention it. We have a steam line break as a design basis accident. That doesn't mean that a full steam line guillotine type break is the worst case. It may not be. What I'm saying is there are uncertainties here and we shouldn't worship this. And is that time to take a break? DR. POWERS: Yes. We'll recess till five after the hour. [Recess.] DR. POWERS: Let's come back into session, and I will turn the floor back to Dr. Hopenfeld. DR. HOPENFELD: Thank you. I would like -- while I was flipping the pages before, one slide came out and I didn't notice that. I'm not going to harp on this for too long. I just want to make one point here. That there was a meeting of the ACRS in November 1996, and the ACRS was echoing really industry concerns about this whole rulemaking thing. The industry said we've got this ASME code that already takes care of it, and they were concerned about it. But as far as the DPO, I came back and indicated to you -- in fact, I even said that what was presented to you previously was really misleading. And at that time, I believe you stated to the Commission, the ACRS stated to the Commission that the NRR should resolve the DPO and the generic safety issue before they issue any rulemaking. These should be resolved before anything else takes place. And that was the commitment that NRR, the EDO, at the time, made, that he is going to resolve the DPO and the GSI and this is going back to 1996. We are four years later, where do you think the GSI is? We'll tell you later. DR. POWERS: It goes without saying, the committee has commented frequently on the pace of resolution of GSIs. DR. HOPENFELD: Thank you. Yes. That is true. I was trying to give you that data and I think there is much more to that data to extract for it and I think we can make it positive, but I really just wanted to highlight that four and a half years and the 17 years, which hits everybody, anybody that looks at it. What's going on here? I'd like to give you a little bit of feel for the background, mostly for the public, and I may be boring you a little bit. But the importance of this accident is really that you have a heat exchangers, with acres and acres of land, so there's a lot of surface area. So there's a lot of problems -- there's a high probability that if you operated those with a lot of cracks, that something will go wrong. It's a very important component. It's a safety-related component, because it -- remember, we have three barriers there for safety, cladding, coolant and a containment. In this case, there's no containment. You bypass the containment. So you're losing a major barrier for safety. And there was an earlier study, I believe it was in the mid '80s, NUREG-0844, which concluded that really the steam generator is primarily -- it's a financial concern if you have -- it's not a safety-related component. It's primarily what drives the inspection and the maintenance of that is -- it has no really major safety implications. The thinking behind that was that if you operate with good steam generator tubes, there is justification. If the unit operates all the time, you don't expect it's not -- it wasn't designed to have major disasters, and that was correct. So the main difference in opinion between myself and NRR is that they believe that if you operate with degraded tubes, the risk is acceptable and the DPO position is not acceptable, as I said before. It's the crux of the issue here. Now, what is this accident? Most of you probably know. You have, at a given time, at any given time during the operation, you may have a steam line break and if you have a steam line break, you depressurize the system. Just like when you drive your car and the hose breaks and all the steam is going to come out. You just depressurize all that inventory. And other accidents, we have two separate accidents which these plants originally were designed to. They were designed for a steam line break or they were designed for a tube rupture, but not the two at the same time. So you could have a steam line break and you -- there's no radioactivity escaping, except a minor amount, because the safety valves will isolate, but basically it's a -- the system is designed for. You also have a tube rupture, and, again, this is sealed, so you don't have an accident. It's not part of the design basis. Now, when you operate with thousands of cracks, what happens to that design accident? Originally, you assumed that those tubes are perfect just the way they came from the mill. Well, they're not the same anymore. So now what happens is when you have that accident occurring, you depressurize the system and you put different loads on those tubes and suddenly you have all those cracks that you think that they are tight and sitting there opening up, and when they open up and if the operator cannot control that accident or cannot depressurize the system, then eventually you run out of water. This is your refueling tanks which keeps the -- it's a storage tank. Well, you can say, well, so what, big deal, you know, I ran out of water, I'll just go and get some few helicopters, I'll pump some more water in there and eventually I'll do something. It's not that simple and the reason it's not that simple is because this water has to be borated and if it's not borated, you run the chance of recriticality in the core. So you can't just get any old water. There are procedures you have to go and make sure it's borated properly. So that was the issue. You see, it's a risk issue. And that's what we'll be talking today in more specifics. So basically, originally, we had -- the plants were designed for a steam line break, main steam line break. Okay. That's what you design. You don't worry about a tube rupture or anything happening at the same time. And these are basically the criteria for what you designed it to. Then you design the plant to withstand a tube rupture, and, again, these are the conditions that you design to. You can withstand a 600 gpm. However, there are differences. Notice there are differences in what occurs during the transient. In the steam line break, the depressurization is fast and, relatively speaking, the steam generator tube rupture, it is slow. For one parameter that comes into calculating off-site doses under requirements of Part 100 is to know what the iodine spike data is. It's available for SDTR. It is not available for a main steam line break. So my first presentation on the subject back in '92 or whatever it was, '94 maybe, I have indicated to you that if now we are allowing these plants to operate with all these cracks, we are not talking about steam line break anymore, nor are we talking about steam generator tube rupture. We're talking about a different material. We're talking about a different accident. DR. CATTON: What is the MSLB/L? DR. HOPENFELD: Main steam line break with leakage. The L stands for leakage. I'm sorry, I didn't make it clear. DR. CATTON: You did, I just didn't look at the slide properly. DR. HOPENFELD: And I outlined that, I circled that leakage. So that is really the difference. You have a fast depressurization and now you have more than 30 gpm coming out from the primary, and that depends on how many cracks open up. I claim I don't know how many. Maybe none. But there is a strong support for the proposition there would be many opening up. But, again, the point here is if the leakage is fairly small, the operator can take care of it. There is no problem. I don't want to scare anybody. But if the leakage is large, there are so many things happening, and we'll have an operator talking to you today, so many things happening here that you will -- there is a high probability that you'll melt the core, and it's a question of risk, because there is no way of absolutely saying that this will happen or not happen. Now, I have relatively an easier job than my friends at NRR, because I take the position when I don't know something and public safety is my main concern, I'm going to be conservative. I'm going to err on the side of safety. Well, if they don't want to take that position, which is fine, I think the burden on them to come and explain to you all their beliefs, all their judgments, where they come from, who are those people, what's their background. I think you're entitled to know that, because it's judgment. Okay. The procedure to justify operation with degraded tubes is as follows. The main assumption is that you are safe to operate if the voltage that the probe reads during the refueling outage, if the voltage reads, the probe reads voltages less than two volts, one or two volts, or -- and here is the caveat that they have -- or higher, by special approval, and you know what that means. It can run to anything, although they have been limiting themselves to three volts. Originally, they started with one, then it went to two, and now we're at three, but it can be more. Now, how do you decide what happens next is because these are the voltages during the outage. Now, you really want to know what happens during the cycle, so you have to figure out what is going to be the voltage during the 18 months period that the steam generator is going to be in service. That's called end-of-cycle voltage. Then you have the requirements or the specification says that you should be limited to 150 gpd, gallons per day, for operational leakage. You're allowed, per steam generator, 150 gpd. It used to be 500, now I believe it's 150. But all that really says, and that 150 has been around for many years, it really has nothing to do with operating defective steam generators. It's something that you can measure whether you exceed 150 or not. So it's an operational limit. But then you have a limit of one gpm under steam line break conditions. What it says is during a steam line break, you cannot exceed one gpm. Now, you ask yourself, what kind -- can you measure that when you have a steam line break? You can't do anything. I mean, you don't impose on somebody a condition where you can't measure, you can't control, you can't do anything with it. DR. BONACA: Excuse me, a question. So the one gpm is the one in the tech specs, right? DR. HOPENFELD: That's correct. But this is derived for the steam line break. DR. BONACA: I understand. DR. HOPENFELD: At that time, going back to my table, they were thinking in terms of good tubes. They didn't have these degraded tubes. So that one gpm, you could say, yes, it's a reasonable number. But now we have all these thousands of different cracks and how are you going to dictate to them that they're going to stay with one gpm just because you want to. That's exactly what they do. So the bottom line here is that -- now, the one gpm can even exceed it if the tubes are confined. Remember, those support plates, the NRC believed -- or the NRR people who designed this believed these act like O-rings that will hold the thing. Anybody with any design, has experience with O-rings, you know that that is not a -- even for a very simple component, it's not an easy thing to design. Dirt gets in there and motion, so they believed they're going to be so tight that the leak is not going to get out of the support plate region. So basically, if you look at this, if you really look at this and please think about this, before we had degraded tubes, we had basically the same specification as we have now after a degraded tube, after we allow them to operate with degraded tubes. Another thing that's very interesting is note that in the steam line break, there was one gpm, and I'm not going to argue whether it's one gpm, ten gpm, whatever that is, we had one gpm. Well, let's take a look at what happened at IP-2 or other reactors that had experience with large leakage. Well, the reactor -- the NRC said they shouldn't exceed one gpm and that wasn't under steam line break. If there was a steam line break, obviously, it would be much more. So this, in a sense, this thing here has no meaning. You can't measure it. You can't do anything about it. When that steam line breaks, we're going to have any leakage that the plant decides is going to happen. It depends on what the forces are going to act on the tubes and not some dictation by a regulation. But anyway, that goes back to this, to the risk that we're talking about. NRC assumes that if they follow this procedure, this procedure will keep them from putting the public at risk at a higher than ten-to-the-minus-five per reactor year, which is the Commission guidelines for safety. That's what says it's safe or not safe. Now, whether it's safe or not safe, I don't know, but that's the standard we have to live to. DR. BONACA: Let me just ask a question, Joe. At one gpm, however, it was -- it is a number which is tied to the dose at the site boundary. It implies also one percent failed fuel, I believe, in the reactor. DR. HOPENFELD: Right. DR. BONACA: So I'm only saying that I don't think the goal was just the one gpm. The one gpm is an assumption made in the tech specs that goes with the assumption of one percent failed fuel, and typically plants run with one percent failed fuel. DR. HOPENFELD: I understand that and I'm going to discuss this. But this is working, you want to make sure that you stay within Part 100, and that is true. But so what? It's still -- what drives this thing is not what you want, what the SRP wants. What drives this thing is what nature wants. DR. BONACA: I understand. DR. HOPENFELD: So you can say, well, I've got this Part 100 and it says that I shouldn't exceed five gpm or whatever, but I'm just showing you that evidently the system is not interested what the NRC tells them, because if it was, each time you have a steam generator tube rupture, you wouldn't see 150 or 200 or I think they've gone as high as 600 gpm. You wouldn't see that, because this thing doesn't allow that. DR. BONACA: That's the question, because thinking about the -- DR. HOPENFELD: I understand where it comes from. DR. BONACA: The actual limit is there. So in our estimating that, we have to take account of leakage, whatever that is. I agree with you. The one gpm just was an assumption there. DR. HOPENFELD: But I understand the assumption and I think it's okay if you stay within what we were talking originally, a steam line break. But that's why I put the thing in the third column there. We are not talking about steam line break. Unless you can show that these cracks are going to stay within that region, and that's probably what they're trying to say and that's what's going to be -- we can argue it. That's why I'm bringing all this at this point, so we'll focus in on that issue. So there is a need to fix this. If you want to operate with cracked tubes, you fix this one, because either you can measure it -- if you can predict it, fine, but the issue is can you really predict it. DR. BONACA: I don't want to belabor it, but, for example, I could say, okay, I am going to fix the amount of allowable failed fuel not to one percent, but to one per thousand and then I allow a larger leakage. DR. HOPENFELD: Right. DR. BONACA: I'm trying to point out that that number was part of a product that ended up with the dose leakage. DR. HOPENFELD: You're absolutely right. Look, if you can have perfect fuel with no cladding cracking, it doesn't matter. But that's not the real world. There is some cracking. It probably, and I don't know, it probably -- the lawyers probably got in there and it's probably in the warranties going between the fuel manufacturer and the supplier and the utility. There's probably some verbiage there that the lawyers put in, but I'm not looking at it from that perspective. I'm telling you this number doesn't mean a thing. DR. KRESS: I'm not quite sure, Joe, I understand your last bullet on that slide. DR. HOPENFELD: Which one, sir? DR. KRESS: The last one. DR. HOPENFELD: This one? DR. KRESS: Yes. DR. HOPENFELD: Okay. The reason you have all this procedure of controlling how much leakage you're going to have or the rationale behind this is you don't want to exceed the ten-to-the-minus-five core melt per reactor year. If you were to say, well, if this is going to be, say, a thousand gpm, it could very well be that you will exceed the ten-to-the-minus-five, because the operator is not going to be able to handle it. DR. KRESS: Okay. There's more to it than just that procedure. DR. HOPENFELD: Correct. DR. KRESS: There's operational procedures and frequencies. DR. HOPENFELD: That's correct. DR. KRESS: So you're making -- DR. HOPENFELD: What frequencies? DR. KRESS: The frequencies at which this main steam line break could initiate. DR. HOPENFELD: Correct. I'll go into that. Yes, sure. DR. KRESS: So you're saying there's a lot more to it than just those procedures. DR. HOPENFELD: Yes, yes, yes. Absolutely, there's a lot more to it. This is ten-to-the-minus-five. That's what they are saying. That's their -- you see, the NRR people said we -- by doing this, we will guarantee the public that we are going to exceed that ten-to-the-minus five; we're going to have ten-to-the-minus-seven or whatever they said, six-times-ten-to-the-minus-six, and we're going to guarantee that. Now, how are they going to do that is going to be a subject we're going to be discussing this. But this is -- I'm trying to focus on the issue. This is the issue of going back to what's safe is safe and the ten-to-the-minus-five is a number. In order to meet that number, they'll give you a rationale tomorrow why they meet it. And I will give you a rationale today why they not meet it. Now, I have an easier job, because I can err on the side of safety and they don't want to err on the side of safety. But don't let them out of here and tell them, well, we believe, because that's what they told you previously. DR. KRESS: I was assuming that there were two relatively -- DR. HOPENFELD: Sir? DR. KRESS: I was assuming that there were two relatively independent objectives. One was to assure you didn't exceed the 10 CFR 100 doses and then there was another objective of not exceeding that value of risk, which has a lot of other things associated with it. DR. HOPENFELD: Right. I do have that in the next slide, we'll be talking about that. DR. KRESS: Okay. DR. HOPENFELD: I don't know whether you can divorce them. In real life, I don't know how you divorce them. DR. KRESS: They are related, of course. DR. HOPENFELD: They are related. I don't know if you can say, well, today, we're not going to exceed this, we'll stop as soon as we -- yes, if I had such a mechanism there, a shutoff mechanism that cuts me off as soon as I go over that one gpm, yeah, I'm okay, but I don't think we have anything like that, because nobody ever invented one yet. DR. BONACA: I had just one more question, which is more to help me in the review. You pointed out that clearly if you have large leakage rates, the success of the operator is much more questionable. DR. HOPENFELD: Correct. DR. BONACA: And it becomes even more questionable the larger is the leakage rate. DR. HOPENFELD: Correct. DR. BONACA: And I've been looking at some of the sensitivities, again, to make my judgment on, and I've been looking at this INEL report, that's the 1996 INEL report with the sensitivities. DR. HOPENFELD: Right. DR. BONACA: Is that the right document? DR. HOPENFELD: I believe it's one, but we're going to spend a lot of time on the operator action today. As a matter of fact, since I am not an operator, I asked Mr. Robert Spence to talk about that aspect of it and he will answer your question. I really didn't prepare myself too much about the operator -- DR. BONACA: No, just I'm trying to understand what -- DR. HOPENFELD: Yes. I'll be glad to -- I'm familiar with the report, but the detail of operation, I will just give you just an overview of it. The main point is, focus their attention, again, they say, well, we are about ten-to-the-minus-five, and I say, no, ten-to-the-minus-four and the other research report also says around ten-to-the-minus-four, and that's what we're going to be trying to -- DR. KRESS: Joe, not to belabor this too much. DR. HOPENFELD: Sure. We've got plenty of time, sir. DR. KRESS: Okay. I understand. What would you say to a condition where the leakage was such that you exceeded 10 CFR 100, but the risk was still actually below ten-to-the-minus-five? I can conceive of that happening, depending on how -- DR. HOPENFELD: Sure. Sure. DR. KRESS: Is that acceptable or is it -- DR. HOPENFELD: Okay. I'll answer the question to you, because I used to drive very fast when I was younger. But I think all of us drive 80 miles an hour, okay, and nobody is going to really worry about it. When you go 200, you start worrying. So if you go -- and I think the cutoff number, depending on how you do this, is something like five gpm, depending on the site, it's a site-specific kind of thing. DR. KRESS: It doesn't take much leakage. DR. HOPENFELD: So if we're talking about five or ten or 50, we go to 145, 150, that's what the Research people came out with, remember back to '92, Trojan, they told him it's going to be -- the mean is going to be 144, and they probably thought, hey, how am I going to meet Part 100 on that. We will have to do a lot of nobbing to get the thing down somehow. So to answer the question, yes, but I -- yes. Maybe you should look into the relative risk of these two, I don't know. I haven't looked at it. Just to make it clear as to -- I verbally described to you what they're doing. It may be easier to describe here. What they do, they have -- they're getting readings from the field as to what the voltage distribution is on all the tubes or sample or sample of the tubes, and then they adjust the thing by voltage growth to the cycle. Now, I got to -- I'm going to spend some time about this, because this is a major assumption and those people who are stress corrosion experts probably would know that stress corrosion, there are two parameters that operate in stress corrosion. One is initiation, another is propagation. And you, as a rule, really cannot say that the historical data can be projected into the future. You can maybe say that in fatigue cracks, where you can count the number of cycles, but when you talk about stress corrosion, which is a much more complex phenomenon, it depends on the environment, it depends on the stresses, it depends on the chemistry, it depends on the material, you have -- The process is so complicated that you cannot say what happened in the past is going to happen in the future, but that's exactly what they say, with something that they cannot even measure. So the next thing, what you have is you take all this thing here and you put some uncertainties in it and you come up with a distribution at the end of the cycle. And then after you do all that, you still have to tell somebody what the leakage is. So you take and you say I'll take my end of the cycle distribution of defects and I will multiply by something, some factor to say -- to determine whether I will or will not have a leakage, and you see these are two points. And I see one member here from Research that's in there and maybe he can help me, if he wants to, is that basically you can provide -- put any distribution between these points. You can draw anything you want to. The NRC, and we'll go to this, claims that they have a distribution log logistic, and I'm not a statistician, but he can tell you, one of his contentions was that the log logistic distribution is not conservative. What does that mean really? If you wish, he can tell you later on. The next thing, what is being done, they take this -- all this distribution, multiplying by that probability of leakage, and they put -- go to the data from the laboratory and they come up with some kind of a leakage rate during a steam line break, and that goes to calculate that Part 100 and that goes to calculate and they put additional uncertainties on it to come up with and tell you what the risk is. But that, in a nutshell, is illogical. You have to go item by item and start probing into really what this means, but that's just the overview of the whole picture, the way I understand it. DR. KRESS: Excuse me, Joe. What's the little dots on the middle curve? DR. HOPENFELD: Those? DR. KRESS: Yes. The ones on the -- DR. HOPENFELD: This is the data. This is whether you leak or not. DR. KRESS: It's your scale. Okay. DR. HOPENFELD: This one, yes, this is the voltage. They take specimens and -- DR. KRESS: That's not a data point. DR. HOPENFELD: Yes, it is. DR. KRESS: It's a data point. DR. HOPENFELD: Could you please it explain it better? It's a yes or no thing. It's a fail or not fail. DR. KRESS: So you have a bunch of data points down there and a bunch of data points here. DR. HOPENFELD: Right. And this is a logarithmic scale, so they drive all kind of -- would you like to very briefly say something about the logistics thing? DR. POWERS: You need to use a microphone and identify yourself. It's kind of selfish, but I'd give you a little break here on my throat. MR. BUSLICK: Okay. There is no theoretical basis for using a log logistic curve for this response problem. So a logical thing to do would be to try to use different curves, different families of curves, like a Kochi and a lot Kochi, normal, loss normal, and see how the goodness of fit for these different curves, families of curves are, when you use the maximum likelihood estimate of the parameters for each case. You want to see how good and see what the differences of results are. I found that, if I recall correctly, I could give you a reference, it's in the PDR, that the log logistic was one of the least conservative, underestimated the leakage. That all of the families of curves fit about the same, the goodness of fit characteristics were about the same. In the cases that I examined, if I recall correctly, the changes in the leak -- in the estimated leak rate for a typical case, typical set of voltages that were measured in the plant, may have changed the leak rate by a factor of four or so between a more conservative one, maybe not the most conservative, and the log logistic. I have the details, I just don't have them with me, and that's basically what was done. DR. HOPENFELD: Thank you. DR. KRESS: I still would like to have you clarify that middle curve for me. DR. HOPENFELD: This curve? DR. KRESS: How were the data obtained? DR. HOPENFELD: You mean this curve? DR. KRESS: Yes. DR. HOPENFELD: I'll tell you how I think, what I believe, you take a specimen, you subject it to the pressure, to whatever the steam line pressure differential would be. DR. KRESS: The specimen has only the one bobbin voltage indicator in it. DR. HOPENFELD: No, I think those -- if I understand correctly, you take some tubes, which were in the plant, and you take and you pressurize them. DR. KRESS: So that tube has a distribution of readings to it. DR. HOPENFELD: Yes. The certain -- let's see. You see whether they leak or not. Go ahead. DR. POWERS: And please use the microphone and identify yourself. MR. MUSCARA: Joe Muscara, with NRC Research. It essentially comes from what Westinghouse conducted to develop the voltage-based criterion. Many of those points are from tubes removed from service. There are some data points developed in an autoclave in the laboratory. What they've done -- there are two aspects of this. One, is there is a probability that a cracked tube will leak and, secondly, if it does leak, how much does it leak. The middle curve has to do with the probability of the tube leaking. So they've taken a number of tubes from the field, they have different voltage response, and tested it. And what that graphs shows is whether a tube at a given voltage responds, leak or doesn't leak. DR. HOPENFELD: That's what I thought. MR. MUSCARA: So you have a number of data points at the bottom, those tubes that did not leak -- DR. KRESS: Let me ask you a question about that. Does this curve say that a tube with all voltage responses below that level? MR. MUSCARA: There's data for the specific tube. I'm assuming -- I assume they took the highest voltage for that flaw. DR. KRESS: That's the highest voltage on the tube. DR. SHACK: It's the voltage you measure according to your specification for how you measure the voltage for a tube. You have a procedure for doing that. DR. HOPENFELD: One tube, one defect, one measurement. MR. MUSCARA: But there are many voltages along that crack. So you have to select a voltage from that crack. DR. KRESS: But that's the point I was trying to get at. So one tube, one voltage, one crack. MR. MUSCARA: Right, and I suspect that that's the highest voltage noticed for that particular crack. I think that's -- from what I've read, that's what they do. They take the highest voltage for a given crack. DR. KRESS: But the point I wanted, wasn't clear to me, is if one tube, one crack that you're looking at. MR. MUSCARA: Or a cracked zone. DR. KRESS: Or a cracked zone. That clarifies it. MR. MUSCARA: Some tubes at a given voltage leak, other tubes at the same voltage don't leak. DR. KRESS: Yes. Okay. Except that almost looks like a -- DR. CATTON: And these voltages measured in the steam generator and then the tube is tested later or are these voltages measured on the pulled tube or what? MR. MUSCARA: Yes. That's the voltage that was measured in situ during operation, the in-service inspection. DR. CATTON: So that's what that voltage is. MR. MUSCARA: That's what that number is. Of course, they do measure the voltage after the tube is pulled, but the number that they're providing here is the voltage response of the tube in-service. DR. HOPENFELD: Well, let me make a couple of comments on that. Thank you very much for straightening me out on this. This is not -- my point here is really there is a disagreement whether this distribution could or couldn't be, but the point that I just want to make now, just in case I forget, you ask yourself what causes something to leak. Not the voltage, what causes something to leak is how deep is the crack and that voltage has nothing to do with how deep that crack is and what loads are going to be on the crack. That goes back to what you said. When they say it's empirical, it's empirical, but it really doesn't relate to real world conditions. It's empirical of something, but that's really was the point. But exactly how -- there's another point that wasn't mentioned here. When you -- if you measure that voltage in the plant and you pull those tubes, many times, those tubes get damaged, and I don't know whether you tear ligaments or you fix ligaments or whatever, and when you put this thing in the test conditions, I don't know what these points -- what they really represent. I did go back to the database, I couldn't figure it out. But it's not really very essential to my points anyway. MR. BALLINGER: As a point of clarification, you're going to, I'm sure, explain to us your issues with respect to making the jump to the next step. DR. HOPENFELD: Right. MR. BALLINGER: That is to say, voltage to leak rate. DR. HOPENFELD: I'm going to spend a lot of time, probably most of the day today on this. MR. BALLINGER: Sure. But with respect to the choice of the curve fitting technique that you use to fit the -- DR. HOPENFELD: First of all, this is not me. This is NRC. These are these people. MR. BALLINGER: I'm using the generic you. DR. HOPENFELD: Okay. Sorry. MR. BALLINGER: That's based on the so-called engineering judgment part and there are statistical techniques which identify the goodness of fit. DR. HOPENFELD: Right. MR. BALLINGER: And at some point, it's your choice, the generic you. DR. HOPENFELD: Right. MR. BALLINGER: Of which to use. DR. HOPENFELD: Right. MR. BALLINGER: So there may indeed be an empirical correlation between the parameter that you measure and the depth of the crack. DR. HOPENFELD: It could very well be. MR. BALLINGER: It then becomes your choice. DR. HOPENFELD: Right. MR. BALLINGER: On how you fit that data and what relationship that you use, and that relationship may have absolutely no connection with -- it's just a strictly mathematical construct. DR. HOPENFELD: I did talk a lot to our statisticians and I forgot all my statistics, but I remember the basic concept, and I understand what you're saying, sir. The point really is that maybe all that thing is okay within this laboratory that they're testing all these things, but, now, what that really means later on, a month and a half, a year and a half later in the plant are two different things. MR. BALLINGER: But that's a different question. I mean, in -- DR. HOPENFELD: But there is a different question, but, you see, that's really what I'm after. MR. BALLINGER: But there is nothing inherently bad about making a choice of what you use to fit the data. DR. HOPENFELD: No. MR. BALLINGER: It could be empirical. The relationship is empirical and can't be derived. DR. HOPENFELD: I'm not questioning that. DR. KRESS: But I'm presuming that's not the full database that goes into establishing that particular curve, because I would have never chosen that one for that database. MR. BALLINGER: Nor would I, based on the cartoon. DR. KRESS: It's just a cartoon, I'm assuming. DR. HOPENFELD: I'm not questioning this. Go ahead. I'm getting a break here. MR. BUSLICK: The point is if there is no theoretical basis for one curve and for probably a family of curves for probability of leakage or another, then if you have several families which have equal goodness of fit, the real question is why choose the log logistic if it tends to give one of the lower leakages. MR. BALLINGER: That's exactly correct. Then you have to have some other piece of information which may or may not -- which may be relevant. DR. HOPENFELD: Really, my main point here was that -- and I brought it in here really to show you even the experts, there is disagreement. And it could make a difference, up to a factor of four, you know, it makes -- it probably has no meaning as far as the overall risk is concerned, but when you talk about this legalistic aspect of Part 100, it may. DR. CATTON: When you look at this last figure, what is the range? You don't have any numbers on here from the bottom of the data to the top of the data. Is that a factor of four? DR. HOPENFELD: No. I think what I'm talking about, if you pick up this distribution -- DR. CATTON: Well, I understand -- DR. HOPENFELD: -- or pick up a different distribution and multiply by this, you can come up with a definition factor, a definition leakage. DR. CATTON: But just on that last figure, where you have leakage rate is a function of voltage. DR. HOPENFELD: Right. DR. CATTON: If you just blindly plot all the data that you can find, what is the scatter? DR. HOPENFELD: I'll tell you, I'm glad you're bringing it. I think you have to go back to this proprietary information, and that's -- you have all that data in there. DR. CATTON: Is it decades? DR. HOPENFELD: It's several orders magnitude, but I don't know exactly. To answer your question, okay, can I come back to this? DR. CATTON: Sure. DR. HOPENFELD: I would like to come back to that, because it will become clear. DR. CATTON: I just want to raise that issue because this is a problem of a heterogeneous media and unless you relate to the proper parameters, you never get it right. DR. HOPENFELD: Correct. That's my next slide. MR. HIGGINS: Could you indicate on there, if it's possible, the one volt, two volts, three volts that you talked about before? DR. HOPENFELD: In here? MR. HIGGINS: Right. DR. HOPENFELD: I'll tell you, all the data is in that proprietary stuff and I -- this came in from many years ago and since then, they have generated a lot more data over the years, and I really don't want to quote numbers without really going back. But all that information is in your hands and it's all stamped proprietary. MR. BALLINGER: One last thing, and then I'll drop the statistical thing. DR. HOPENFELD: Sure. MR. BALLINGER: That is, as long as you're doing interpolation, the goodness of fit works okay. But the choice of distribution that you use, the choice of relationship you use makes a big difference when you start extrapolating. DR. HOPENFELD: Okay. MR. BALLINGER: That's where it makes a difference. DR. HOPENFELD: But what makes a difference to us, really, from my perspective, is whether the number they came up with to calculate their dose releases, what kind of uncertainty do you have; do you have a factor of four or are you conservative, what are you, and that's really why I'm bringing it out. We'll have an opportunity to talk about this a little bit more. Let me go and, again, outline the differences here between the NRC approach and what my concerns are. Basically, the whole philosophy is that we have this laboratory data which was obtained in simulated environments under certain conditions and then we have a specimen, I think these were a tubular specimen. Anyway, you have some tubes, degraded tubes that were pulled out from the plant and they were tested at different pressure rates. When they got up to 2,500, they observed what the leakage was. Basically, that's all it is. What my claim is, that the database or all the database that the industry has generated is irrelevant to the steam line break accident, because, for one, there is no physical relation between the voltage and the leakage. And therefore, laboratory data cannot be used in a different environment. There is no reason, physical reason or scientific reason why there should be any relation between the voltage and the leakage. These are completely two different phenomena. Let me say why. That voltage probe that produces the voltage reading, I don't remember the rule there, but you run a current through the coil and it produces magnetic field and you have secondary currents in the material and then you get a feedback and you read different voltage, that's what you read, I think. But that voltage that that probe reads depends on the volume of the cracks. Really, that's what it depends on. It depends on the crack orientation. If you have various different cracks, oriented and the spacing between the cracks, they're going to affect the voltage that you read. The geometry of the probe or the field of view of the probe and the environment, you have impurities in there and you have a support plate and you have deposits in there and their physical characteristics is going to affect what that probe does, and then that probe, you can get away from some of that by running the probe at different frequencies, but you see this is not a straightforward kind of thing. It's not something that I take a voltmeter and measure voltage of a clean system. It's not. But now, when I need leakage, the physical parameters that drive leakage are different. Okay. What drives leakage is the loads. If you're a tube, sitting there, and you have some cracks partially through the wall, what is going to decide whether that crack is going to open up is the loads on that act on that crack. All they simulate in these tests are internal loads or pressure and nobody has shown me that these internal loads are really the main loads on that specimen. But that's all you have. Implied in this, to do the steam line break, all you have acting on those tubes are the internal loads. There are no other phenomena. There's no erosion from these jets. There is no vibration. There is no bending. All we have is a nice clean environment where we're testing these. So that's what the database is. Plus, and that's another plus, these tests are conducted in an environment which is entirely different than the plant environment. They're not testing those necessarily under the same pressure, same delta P, same temperature. So what do we have? We have some conditions that we're simulating, some, and now we're going to argue whether it's a lot and semi or part-semi, and we're taking those conditions and have theoretical models, untested theoretical models. We apply all that and we come up with a regulatory position. We say this is safe, and that's what the difference is. The procedure, practically going back, makes really no distinction. There is no allotment in here anywhere in the entire process of this voltage-based approach, there is nothing in here that really makes a distinction whether you have a degraded tube or you have a perfectly good tube. All you have is some model that tells you, okay, this model tells you that you're okay, so everything -- it depends here on the validity of that model. Again, I'm repeating this, it's the one gpm here that you really have no control over. You cannot assure somebody that under steam line break, you can have hundreds and hundreds of times more flow, more leakage, if the mechanism is there, than the one gpm. So if the industry had come with some kind of a mechanism, some kind of a shut-off valve, that as soon as you exceed that one gpm, it shuts off the system, then, yeah, we can operate with any cracks you want. But furthermore, even if you don't -- you can operate in any leakage if you have a genius operator that will control anything you have. So if you have this perfect operator somewhere that can control no matter what the reactor does, then it's fine. MR. HIGGINS: Joe, does the previous curves that you showed us, with the leak rate derivation, does that ensure -- the calculations using that ensure that you stay below the one gpm? DR. HOPENFELD: Which one, the -- no, it does not. Absolutely not. No, it doesn't, because that curve, by itself, is just -- again, it's a theoretical thing obtained for certain data within a certain environment. Now, if it stays within that environment, that curve, it would be okay, but we're not we're not interested in that environment. MR. HIGGINS: I mean if you do your analyses with that assumption that that is the leakage rate, will that keep you under the one gpm? Because you didn't put any values on it. DR. HOPENFELD: If you do -- well, let me -- give me one second and I'll address that, because I'm going to break the thing item by item. So come back to me and hit me with this, because I will come back to this. DR. BONACA: Before you leave it, because you -- you know, there was a correlation of voltage measurements and leakage. And the point I'm making is that for a steam line break, what you should measure is the residual tube strength to withstand the steam line break. DR. HOPENFELD: That's correct. DR. BONACA: That would be -- DR. HOPENFELD: Under steam line break conditions, under those loads, not loads in the laboratory. DR. BONACA: That's right. So if you could measure, by some metrics, the residual tube strength to a standard steam line break or, let's say -- DR. HOPENFELD: You're correct. DR. BONACA: -- the damage that would not allow a tube to withstand a steam line break, that would be a credible metrics. DR. HOPENFELD: Right. DR. BONACA: But you're saying that going from voltage to leakage, you cannot infer an intermediate step -- DR. HOPENFELD: Right. DR. BONACA: -- that says -- DR. HOPENFELD: Let me put it the other way around. If you were to take a tube and, say, hundreds of tubes, they all had some cracks in them. And you put them in the laboratory and you run tests under bending, you run tests under torsion, you run tests under vibrations, and you run tests on all these conditions that you can think that represent real life, and then you see on all these, I didn't have any of these things, these are super-duper tubes, that material is unbelievable, it never breaks. And then you don't have any leakage and I say, yeah, that's fine, but that is not what's being done. All they do is take these samples and they internally pressurize it and then pressurize it under different pressures, different temperatures that you have in the plant, and then they generate this data that I was showing you before, and that's what's being applied. And what I'm saying, in all the statistics and all the methodology is fine, as long as you stay within that laboratory. You go back to your laboratory, all the statistical things and all the correlations, that's fine. But it's an entirely different situation when you're talking about an environment that really has nothing to do with this, and that's what I will give you the physics of it, why it has nothing to do with it. Okay. To summarize this in a pictorial way, I realize this is an important thing, so I put a lot of stuff in here, so we can focus a little bit better on all these things. You start, you go to the laboratory and you run a whole bunch of specimens. Some of them came from U-bends, some of them may have come from tubes, some may come from the plant, and from that laboratory, you generate a leakage versus voltage data. Now, if you go back to the proprietary information, it is difficult to understand what's really behind how the data was generated, because some of those specimens, especially those that came from the plant, they were plugged. See, there's a lot of crud in the system, especially when you go to shutdown, so some of these things are plugged. The cracks plug and obviously you don't pull it at full temperature and full power, so you don't really know which one is plugged and which one is not. Many years ago, there were some tests at PNL about plugging these cracks and the idea there was they were going to come up with some rationale for leak before break, and what they found, it was very interesting, you look in one of those PNL reports, indicating very clearly that this plugging and non-plugging is a very random, unpredictable situation. So you don't really know how to interpret that and whether, looking at the database, and I spent a lot of time looking to figure out which specimen they're talking about, and they say this was in there, this wasn't in there, and you don't know what was included and what wasn't included. So there's room here to make all kinds of adjustments about plugging of these specimens. Then, as I already said before, and Dr. Busnick discussed it, there is a statistical distribution adjustment that's to -- which is, again, within this boundary here. And then you have, which I think is probably more difficult to interpret, is when you pull those tubes, a lot of them get damaged. You damage the ligaments. And I don't know, please go back to the database and see if you can figure out which was included and which wasn't included, and, more importantly, if NRC has to have an audit function, how do you go and audit that stuff? If a utility comes in here and says, well, here is our database, we -- how do you know? I mean, you can't characterize the condition of the tube. You don't even know whether it's representing the time that you're talking about, how long it was there, you don't know. You don't know anything about those cracks, except you know there are a lot of cracks, but you don't -- can't characterize them. So what you do, you get a statistical relation or some kind of regression curve for the leakage versus voltage, and that's okay. If you are running these reactors in these environment, that's fine, as long as you do that. Now, when you go -- and this was the first thing I learned at school, that if you go to a different environment and you know that there is no mechanistic explanation to the phenomenon that you have, you can show, as I did before, that the parameters that control leakage are different than the parameters that control -- the parameters that control leakage is the length to diameter ratio of the crack. It's the opening area and the pressure drop. And that's not what controls what the voltage is read by the probe. These are two different things. Now, I'm not saying that you couldn't possibly have some kind of a correlation. You can always get a statistical correlation, anything you want, and that's fine, there's nothing wrong with that. But you have to stick to that environment and don't go beyond that point. DR. BONACA: I have a question. DR. HOPENFELD: Yes. DR. BONACA: The question I'm asking is, are they isolated and pressurized internally? DR. HOPENFELD: From what I understand, and I don't know the exact setup, the experimental setup, I did at some time, they take the specimen and they apply pressure at a certain rate. And recently, somebody brought up the issue of that even the rate makes a difference on the rupture, but then it was brought out that that difference only occurs when the crack is very, very deep, and it's a secondary effect. In other words, that's not important. What is important here is that up to ten years of running these, the industry constantly finds some new phenomena, and you would expect it. When you run something, you don't know what you're running. You're taking some specimen, you test them, and then you say that's what we've got. So it's not something that I would -- DR. BONACA: But I'm saying so, therefore, although you do not simulate at this location, that the main steam line break may bring about in the tubes, they do simulate the delta pressure that the wall may see in a steam line break. DR. HOPENFELD: Some of them do, some of them don't. Some of them have to operate on the different pressure. DR. BONACA: Okay. DR. HOPENFELD: So this is the next thing. So what you have, you go with this data. You also have, as you saw before, and that's the reason I brought this procedure that they use, you have this measured voltage distribution and then you go -- so all this gives you incorrect leakage. So far, yes, this is all experimental. But now it's all on the local beyond that point and, obviously, where is the weight of this thing, what weighs more, the analytical here or on the experimental, and I'll show you I believe it's this part -- the analytical part over-weighs those little laboratory tests they've been doing. This is not little, I mean, this is many years of hard work and I'm not trying to minimize it, it's great and it's good to have this database, but don't worship it. If industry wants to use it around those steam generators, they should give you a little bit more justification than they've been giving you so far. So the next thing, and I like to call these knobs, you have pressure and temperature adjustment, because the pressure may not be the same and the temperature may not be the same. Some of these were run at room temperature. Some were run at different pressures. So you have pressure and temperature adjustment. Then you have crack growth adjustment. In other words, remember, we had these voltage things, you can make a lot of adjustment there in order because you don't know what the growth is. So you go into the histogram of the plant and you adjust it in the adjustment. Then you have, as we already mentioned before, you had this probability of leakage adjustment that -- no, I'm sorry. Then the probability of leakage was already -- then you have the POD adjustment. So what's the probability that, since the whole concept is statistical, what is the probability that you're going to miss some of those cracks? Well, that is a little bit bothersome and I'm a little out of my field on this, but if I remember correctly, the POD, the concept of probability of detection of cracks really came from single cracks or maybe even from fatigue, when you were really worried about what the threshold that you can withstand. Now, what you have, you don't have a single crack, really. You have a network of cracks. You have cracks growing, coalescing, they're linking, they're doing all kinds of things all together, and I'm not so sure -- eventually you do have one crack that starts, but that doesn't mean that you don't have the next one. I'm not absolutely sure that the statistical concept that was originally intended and was developed over the many, many years, and nuclear is not the only industry this is being used. It's being used in the oil industry. Very common. So I'm not so sure that this is strictly applicable. But having said that, we do have some data in thereabout you'll really have to look at it, and I'll come back with some numbers later on. Now, the main one here is then you have damage adjustment. As I already mentioned before, you have tubes that are going to be exposed to different loads. They're going to be exposed to erosion. What adjustment is there? It's being ignored. It's not there. It's just completely forgotten. It's not coming in. So the adjustment, the knob goes from zero. And then the adjustment in the chemistry of the iodine spiking. What you do there, you make an adjustment to come up with what you want. Well, they finally -- you meet two criteria here, and I don't know whether they're independent, how they're being used. One says I'm going to meet Part 100 and another says my risk is going to be such that it will stay within the ten-to-the-minus-five core melts per year. So you see what the methodology is, is that you take a very small database and you apply all these little knobs that you have and you come up with any answer you want. That's really what it boils down. MR. HIGGINS: Joe? DR. HOPENFELD: Yes, sir. MR. HIGGINS: The adjustments that -- theoretical adjustments that you're describing there, are you talking about industry calculations or NRC or both? DR. HOPENFELD: Okay. I'm going to go through this. This is just the purpose of this slide, is exactly to address that issue. The industry -- and this is proprietary information -- has developed computer codes to make pressure and temperature adjustments which are to take that data from the laboratory and adjust this thing to plant operation, in other words, that data is being corrected. Some of those are analytical equations, kind of straightforward. But if you go back, and I'm going to discuss that, the validity of them is very questionable. And the analytical equation, I can't go to that, because it's in your proprietary information, but there is a computer code, and I don't know if I'm even allowed to say what the name is, but talks about flow through cracks and what it does, there are some basic flaws in that computer code. Now, how that computer code is used, it's used to -- it's used to show the analytical equations that they have derived agreeable with a more sophisticated tool. But then you ask yourself the question, that tool, let's call it computer X, that tool, in order for it to show that your analytical tools are correct, and in order to calculate leakage on a computer -- on a real flow model, you have to know the length of the crack. You have to know the L-over-D of the crack, because that determines the nature of the flow. Now, how do you get that information from the voltage data? And I think you ought to go back, I was going to spend some time, but we'll have to close the doors, if you go back to your proprietary information, there is a description as to how they're doing all that stuff. DR. CATTON: This proprietary information you're talking about, I don't know about the rest of you, but what I have is just figure titles. So I really don't know anything about this proprietary data. DR. HOPENFELD: Well, you may-- I don't know if they have given you all those -- the database that discusses how the data is being -- DR. CATTON: They gave me a lot of stuff, but wherever it referred to proprietary, all I had is a figure title. DR. HOPENFELD: I don't know how they're handling this, but the description of the computer code and the thermal hydraulics through those cracks is in that code, and I just don't want to go into that, even though I think it shouldn't be classified as proprietary, but I thought it was proprietary and I'm not ready to go into the details of this. But I'll tell you one thing, though. DR. CATTON: Is that the code called Crack Flow or something? DR. HOPENFELD: Yes. Well, you said it. I don't even want to mention it. DR. CATTON: You mean even the name is proprietary? DR. HOPENFELD: No, it's not, but I am -- I am under tremendous pressure in this area, so I'm trying not to -- I don't know what -- I'm not a lawyer and I don't know what proprietary or what's not proprietary. I wanted to have this meeting open to the public so I can go through to a more -- be free to explain the general things that I am going into, the minute two-phase flow, but although I did mention it. It's flawed, the model is flawed, and later on, you will see there is some recently data or another model developed at Argonne and it's completely different and I will talk about this a little bit later. So the point here is that when they tell you that we have all these computer codes, we have all these tools to extrapolate, it's not really -- there are a lot of flaws in them. One thin that I found was missing there, and I couldn't find any description of these, is that when you deal with flow at high pressure, high velocities, it takes time -- take this again. See, it takes time for the fluids to flush into steam. Again, those -- we have liquid under water at 2,500 pounds and you have, on the secondary side, the atmosphere. So now you have that 2,500 pounds, up to 2,500 pounds, water, getting out of the tube and flushes into steam. Now, these are very thin tubes. It's 40 mils. To give you a feel for mils, a mil is your hair. One hair is one mil. So 40 mils. These are not big, huge, one-inch tubes. They're very thin tubes. So you have residence time. It takes time to become -- to turn into steam. So the order of magnitude for this is ten-to-the-minus-four, and for these kind of experiments, you see the liquid comes out of the pressurized nozzle and then the two-phased region really develops further, depending on what the L-over-D on that tube is. But it's on the order of ten-to-the-minus-four. So now if we have all these complicated situations you mentioned, the computer code Crack Flow has a two-phase flow model in it. They flow -- they have characteristics for the distinction between flows and an equilibrium flaw, but there's no distinction between what the stability of the thing, whether you're going to -- you will have -- depending on the thickness or the tightness of the crack, the flow in there is going to be different. Now, the answer is different, too. DR. CATTON: What gives you the highest flow rate? DR. HOPENFELD: I think it gives you one-phase when you have liquid. DR. CATTON: Frozen form. DR. HOPENFELD: Yes, but frozen would be two-phased. DR. CATTON: It would go all the way through. DR. HOPENFELD: But they have it two-phased in both cases. That's not the way they defined it. They defined the frozen flow, it's either two-phase. In either case, it's two-phase, it's not liquid. DR. CATTON: It's liquid inside the tube, isn't it? DR. HOPENFELD: It's liquid inside the tube, yes, but when they say frozen, they don't mean that you have -- DR. CATTON: Frozen, you maintain -- DR. HOPENFELD: I think frozen -- DR. CATTON: -- the state through the crack. DR. HOPENFELD: No. I think what they mean in there, I've tried to figure that out, I think what they mean, frozen, is you have -- it's just like in a chemical equation. You can either have equilibrium, if you're freezing by that composition, but the basic assumption is the Henry model, using frozen in terms of a two-phase or it's an equilibrium between the phases. That's what they're discussing. What I'm saying, there is no where in there that this criteria of stability of the thing appears in the code, and you can go look for yourself. I was looking for it and it's not there. DR. CATTON: What role does this play? DR. HOPENFELD: It plays the role -- DR. CATTON: You showed a previous diagram that says we go from the laboratory test and then some things that should be done, but a lot are not, to a conclusion. DR. HOPENFELD: Right. DR. CATTON: No where in there did I see anything about the modeling. DR. HOPENFELD: Right. What roles this play is in there, when they -- remember back, I told you that there is a pressure and temperature adjustment. They have a theoretical model and I'm questioning the validity of the theoretical model. DR. CATTON: Okay. DR. HOPENFELD: And what I'm saying, if you have a theoretical model, that's fine. But first tell somebody what you have and all they have is a two-phased flow in those cracks. Now, then Argonne comes the other day and if you look in the very recent ones, they just completely don't have any two-phase flow. They just use -- they don't even have an LED over there. They're just using plain orifice flow equation, and they called it a new -- I'll go back to that. Anyway, the point is here that there is -- it takes time to nucleate, although there are probably plenty of nucleation sites there, it takes time to flush into steam and that depends on what kind of crack you have. So if you have a very, very tight crack, it could very well be that you have a two-phased flow and the equation, the Henry equation that he developed in 1971, are applicable. But you can't say whether they are applicable or not unless you can characterize what you have, what kind of crack you have. So now, my antennas, my warning signal, hey, why am I telling you all that. This is maybe a factor of four and they tell us in the proprietary information that they have validated all these theoretical equations and codes, okay. I'm showing you right now, they didn't validate them according to physics. There's something somewhere wrong. What they've validated is questionable. That goes back into the physics of flow through cracks and it's a very complicated thing. Again, I'll come back to it, but Dr. Shrock at Berkeley studied that for many years and he came up with a correlation showing L-over-D is an important factor. Argonne, after two or three months, recently came up with a model that basically is very similar to what they did when they designed the aqueducts. They just neglected all that, they just say that the leakage is simply -- DR. CATTON: Yes, but there's a difference. The work that Trough did was for thick wall and this is thin wall. DR. HOPENFELD: It's not the thickness input. It's the L-over-D. These are very, very tight cracks. Okay. It's L-over-D that determines it. DR. CATTON: Residence time is really what -- DR. HOPENFELD: Residence time, right, and the L-over-D comes into the pressure drop thing. Remember, these are very, very tight cracks. They may not even leak under certain conditions. So unless you can characterize what you have, you really don't know what you have, and that's fine, too. But don't go and advertise that we've got all these things, we're applying all these corrections, and we've got an answer and it goes back to all these adjustments that they have. DR. CATTON: So there are two parts to what you're telling me. One, you use the laboratory characterization of the crack. DR. HOPENFELD: Right. Not characterization. Just voltage. They don't characterize the thing. DR. CATTON: They don't try to relate the -- DR. HOPENFELD: No. DR. CATTON: They don't. DR. HOPENFELD: There is no characterization whatsoever. There is voltage. They may have did some metallography, but I don't think they've done -- they've correlated with the voltage. DR. CATTON: So it's an inadequate characterization of the relationship between voltage and cracks. DR. HOPENFELD: I would say it's less than inadequate. DR. CATTON: Plus leakage measurements and then some adjustment that's based on what could be a deficient model. DR. HOPENFELD: Correct. Not applicable. It probably is applicable under certain -- it may be -- I don't want to say deficient. I'm sure that those two-phased flow equations, they have been used in nozzle -- in industrial equipment. It was developed by Henry and Fosky in '71. I think they're applicable in certain areas. But now that code that you named applied that thing all over the place and our friends at NRC/NRR don't question that, say, well, we've gotten this code that's been proven analytically. And that's the point here. So they've got this, they have to make -- all those tests were run at pressure, at 2,500 pounds, and at temperature, which they didn't. Then you wouldn't have to -- at least that aspect of it, you don't have to worry about it. But this is just the first one. Now, the next thing is the crack growth -- to summarize what I said before, this is strictly a theoretical model so far. Now, what number that came in there is a probability of detection and that came from NUREG-1477. They have used point six. Again, as I mentioned before, the POD concept may or may not apply here, but the database -- all the amplitude of the cracks depends on -- I mean, the voltage depends on the separation, conductivity, the permeability, the crack volume, the frequency, and the coil design. These are the parameters that measure the amplitude of the voltage that you measure, and I think, Ivan, isn't that what you are talking about? That the system would be much more complicated. DR. CATTON: That's right. DR. HOPENFELD: That's what you were talking about, those two phases. I'm sure there is an analogy. DR. CATTON: You probably don't have all the variables either. DR. HOPENFELD: I'm sure I don't, but those are the parameters that come in. The frequency is a very important one and the permeability is very -- and the conductivity, because if you have some -- like in the case of Indian Point 2, there was copper got into the system and they got wrong readings. All these things sitting here. DR. CATTON: The crack morphology, surface morphology is probably -- DR. HOPENFELD: Right, correct. DR. CATTON: -- a key. DR. HOPENFELD: Right. This crack volume, morphology goes into the separation between those cracks. DR. CATTON: There is another piece of it. Often, you can pick it up with the permeability, but there are multiple ways to get the same permeability. DR. HOPENFELD: Okay. DR. CATTON: And the behavior may not be the same as reflected by the voltage. DR. HOPENFELD: There is probably another parameter that has to do with -- if I remember my physics, but it probably has to do with the thickness of the tube, too. The skin thickness probably affects it, too. It can't be an infinite thick material and get reading. So there are a lot of parameters, I think, but the bottom line of all this, again, I don't know, I'm not sure about the POD concept, whether it's applicable at all, but let's assume it is. The NUREG-2336 indicated the laboratory tests showing that .27 to .5 is a number that you get from other tests and from laboratory tests. And another thing is that that POD concept really has, in the .6, hasn't been really verified against actual plant data. You can do it in a laboratory, but if it was verified, I'm not familiar with it. So there is a question about that .6, whether that's -- DR. POWERS: Joe, I've seen quite an inventory of data. DR. HOPENFELD: I'm sorry? DR. POWERS: I've seen quite an inventory of data taken from the -- I believe it was a steam generator that was from Surry. DR. HOPENFELD: Yes, PNL. DR. POWERS: And they quote POD plots as a function of crack size and you see if a particular size, .6 kind of works. DR. HOPENFELD: Yes, but there is also data to show from that NUREG, there's .27 to .5 at the intersection. So all I'm pointing out is that that number is still hasn't been verified on an actual plant. DR. POWERS: What I'm asking, I guess, is that these were data that they collected from tubes in a steam generator that has seen about six years wroth of service. DR. HOPENFELD: Correct. Right. DR. POWERS: Had a substantial amount of flaws and whatnot on the tubes. DR. HOPENFELD: Correct. DR. POWERS: Is there any reason to discount that as not actual plant -- DR. HOPENFELD: No, I'm not discounting. I'll tell you what I am discounting, you see, that's one part of the equation of getting the crack system, but it takes a lot of expertise. This is not something that you go in there. It takes a group of people who are expert in this type of data and this kind of inspection, NDE inspection, to have them come up with what they detect. So I don't know, I'm not worried about the Surry equipment, it's still is not done at the plant to verify versus an operating plant. That's what you want to check it with. DR. POWERS: But I guess it seems like they take a steam generator that's been pulled from a plant. They had multiple teams, round-robin kinds of things. DR. HOPENFELD: Right. DR. POWERS: Used a variety of techniques, which escape my mind right now, and they show these plots -- DR. HOPENFELD: I'm familiar with what you say. DR. POWERS: It seems like a pretty decent applied data there. DR. HOPENFELD: Yes, it is. But what I am saying, you still have to verify -- I mean, there is uncertainty in it because you see there is an uncertainty in this NUREG showing that the numbers are different. Tomorrow. So these numbers are definition. DR. CATTON: What is a tube-to-tube intersection? DR. HOPENFELD: Okay. You have -- let me see if I have it. Okay. The U tubes go to the support plates every 40 inches that hold the tubes together, to prevent the tubes from -- in view of things like, what was it, 40 feet high or whatever it is. So you have support every 40 inches and that's what the tube-to-tube support plate is. DR. CATTON: Also, tube support. Tube-to-tube intersection is this. DR. HOPENFELD: It's the tube support, I'm sorry. DR. CATTON: I understand. DR. HOPENFELD: Let's see. Yes. It's about an inch and where the tube goes into that support, it's just a crate basically, that's what I'm calling a tube support plate, TSP. Again, this basically talks about as mini-robin coil test and it talks about the .25 to .5 and gives you a reference for this, and provides you, if anybody wants to look more into that, fine. It gives you more thing that you can follow. That's as much -- then there's a -- MR. SIEBER: Just to clarify this for myself. DR. HOPENFELD: Yes. MR. SIEBER: The probability of detection of .6 is really for characterized flaws that are equivalent to about 40 percent through wall and the larger the flaw, the greater the probability of detection, as I recall it. So that if you're 80 percent through wall, .8 and so forth. So even if you can't detect anything below 40 percent, does it make a big difference? DR. HOPENFELD: No, it probably doesn't. MR. SIEBER: Okay. DR. HOPENFELD: All I'm saying, that the data that's available and you may want to go back and look into the validity of it, that the .6 that was picked up from NUREG-1477, it may or may not be representative to other data. Would you like to say something? Mr. Spence has looked into that and maybe he can make comments on that. MR. SPENCE: The intersection between the tube and the tube support plate has metal around it and that's a solid plate. It is not an egg crate. And the GL-9505 one. And it also has magnetite and all kinds of metal oxides in there and that's giving the coils trouble seeing the flaw. And that's why -- I think that's why you're getting -- I did the numbers, as a matter of fact, to come up with the .2 and the .5, and that's only for the crack area. I think the rest of the testing, the .6 is basically free span. But that was, again, a very small sample of the round-robin data. DR. HOPENFELD: That's a very good point and my point is, and I haven't gone as much in detail as I probably should to all the data at PNL, but there's volumes for that thing. All I want to point out here that there is discrepancy and what the reason for those discrepancies, I don't know, but I strongly feel that there's a lot of human factors involved, and what you're doing there in the plant is not exactly what you're doing at PNL. It may be close, but it's not exactly the same. MR. SIEBER: Just one final question. The whole voltage scheme is only for cracks that are at the tube support plates. DR. HOPENFELD: Correct. MR. SIEBER: So the free span value of probability of detection of .6 really doesn't apply. DR. HOPENFELD: That is what was put into 1477. That's what they are required to do. MR. SIEBER: Okay. MR. SPENCE: Could I make one other point? And that is, the original setup for the coil eddy current testing was to find dish shapes, wall thinning, corrosion type things, and for that, it does a little bit better job than finding the crack itself. And there is no correlation between crack size and voltage that I've been able to determine, even between crack size and dishing. DR. HOPENFELD: Thank you, Bob. MR. SPENCE: Yes, sir. DR. HOPENFELD: And this one is not very clear to me, but this relates to severe accidents. Originally, the preparation for NUREG-1477, the NRC didn't say anything about cracks and erosion of cracks from jets, although that information was already in that DPO, going back to '92. They completely ignored that. Later on, they found that there is a potential for cracks to cause jet erosion of adjacent tubes and they only focused their attention on severe accidents. Now, the condition for a severe accident and design basis are not that different with respect to that aspect of corrosion, but I don't know, they, for some reason, they said that it doesn't exist in the design basis. The erosion only exists in the severe accident, and maybe tomorrow you will get the explanation of why. I don't quite understand, but I did talk about it in that -- in discussing the various -- what do you call -- differing -- DPO consideration document, because they were talking about these. And for some reason, they said that cracks which are larger than .125, they're going to be written off like the tube is gone. But based on data, and I don't know exactly which data, they haven't shown that, based on data, most of the cracks are not going to be below .125. In other words, there will be no through the wall cracks which are smaller than .125 and presumably, I don't know how they can show that -- how they can prevent, because the voltage doesn't tell you what the crack size is, how they can prevent the larger cracks are not going to be there and maybe you want to ask them to explain this. But nevertheless, they said that less than .125, cracks are not going to exist. Now, if you look into the basic theories of how a crack grows and you look into these networks of cracks and the intensity factor, there is nothing in there that tells you that you are going to limit how -- what kind of size of crack is going to get to through the wall. You can have cracks growing on the order of several grain sizes. So I don't quite understand that, but what the practical application was, the summaries in the case of Farley, there was an indication that you could have small cracks, but they say, well, we believe it's not there and there's no problem. Now, I really don't understand the whole methodology. I'm just repeating what they say. You may want to ask them, but evidently .125. As far as I'm concerned, any crack, if the velocity of the jet is sufficiently high, will damage the next tube. The next adjustment, and that goes back to crack propagation at growth, which, in a classical fracture mechanics, it's controlled by a K factor and even there, you can see this is not a simple thing that you can go and you see various researchers have a spectrum of orders of magnitude, depending on the pH of these cracks, how they behave and how they grow, and most of them, I don't know all of them, but probably a lot of them are single cracks. Usually you study, in laboratories, single cracks. Whether there have been studies on network of cracks. When you have a network of cracks, that crack -- the K factor, the intensity factor is much more complex because these cracks get together and they grow or they stop growing. The propagation of the crack changes and what you have is entirely different. It's a dynamic thing. It depends on the pressure, it depends on the load that -- on the stresses that operate on the tube. MR. BALLINGER: Excuse me. DR. HOPENFELD: Yes. MR. BALLINGER: As a point of clarification. DR. HOPENFELD: Yes. MR. BALLINGER: That data was derived from a lot of different tests, very few of which were actually cracked tubes, very, very few. DR. HOPENFELD: Okay. MR. BALLINGER: In the actual geometry. In fact, none, effectively. DR. HOPENFELD: Good. MR. BALLINGER: When you do look at actually cracked tubes, real cracked tubes, you get a little bit of a -- you get much better -- you don't get the scatter that you got there. That scatter is due not to the inherent -- well, in large extent, not to the inherent problem of an individual stress corrosion crack growth. It's the test method itself. DR. HOPENFELD: That's exactly what my point is. MR. BALLINGER: In the attempt to simulate the environment. DR. HOPENFELD: That was exactly my point. MR. BALLINGER: And most of those were -- okay. We can -- DR. HOPENFELD: Really, I brought it in for that very reason. It's not a study in fracture mechanics. MR. BALLINGER: What I'm getting at, though, is that when you actually use actual tubes, real tubes with real cracks and real geometries, the scatter is a lot different. DR. HOPENFELD: But my point here was really that what I was trying to say is that there is an uncertainty when you go from one test to another because the environment is different and that probably is responsible for all of this variation, orders of magnitude in the crack growth rates. So even though the pH is the same, there are large variations. And the next thought that I was going to inject at, that you have those variations within those ten thousands of tubes sitting there in support plates with having pH all over the map and you have all kinds of stresses. Some of them are being stressed because of the U-tube moving. Some of them you have the stresses because you have flow induced vibration. So you have an entire spectrum of environments. And all I was saying, if you look at the literature, yes, there's a range you see for the same condition, for the same environment, you have a large scatter, who knows, and maybe -- I haven't looked at each one of them and -- MR. BALLINGER: But let's be careful, again, let's be careful that that data doesn't represent -- if you were to take a real tube with a real stress corrosion crack in prototypic environments and in prototypic pressures and stuff and run several tests again and again and again, you would get much, much, much, much, much less scatter than you see there. That scatter is not due to variations in -- like that. DR. HOPENFELD: But still the point is that if you were taking many different tubes, actual tubes with cracks in them, and you were running them in all these different environments, you're going to get different answers. MR. BALLINGER: I think we're trying to compare apples and oranges here, and we need to be careful. DR. HOPENFELD: Okay. Thank you. I appreciate that. Maybe that's not a right point. The point is that the scatter of this that you have a very dynamic environment and you cannot say that because my voltage growth rate was over a certain period of time, X, that it's going to remain X for the next 18 months. That really was the point, because it is not the same environment, and that's the crux of it. You don't know where the cracks are. All you're saying, my voltage in the last period was -- had that distribution and the same distribution is going to be occurring for the next period. In other words, just looking at the extreme, suppose you just started at the beginning of that cycle, you finish your incubation period and you start into your propagation period. So how is that going to come into this? In other words, the time, the previous time, the year and a half history is not applicable to extrapolate the kinetics of cracks, especially in a dynamic situation where these cracks grow, coalesce and stop and grow and so forth. Here is some plant data, and I think this came from Farley, and this shows that the prediction usually are that the -- remember, you are not supposed to exceed, at the beginning, you're not supposed to -- originally it was one, then it went to two volts, but you see you'll find fairly high volts, you'll find three, you'll find all the way as high 13.7. So what you predicted before as real life experience doesn't verify that at all. DR. BONACA: Explain to me who are A, B and C here. DR. HOPENFELD: These are different steam generators at a given plant. It was Farley and I don't remember whether it was cycle 14, it was about three years ago, and this is not restricted to Farley. There are about -- we'll go back, I think Breakwood and Byron had the same kind of phenomenon. So these growth rate -- and Arkansas. All these growth rates that you see are not really consistent with this concept of -- that you can take prior voltages and project them to the next -- let me ask you, sir. Do you know any industry -- I've looked into the oil industry and I haven't seen anywhere there where there is justification of using the data on the cracks and say, well, since it didn't change in the last ten years, whatever, we can project for the next ten years. This is the only industry in the world, I think, that does that. And I know the Japanese don't do that. I think they don't allow any cracks. As soon as they see a crack, any surface crack, it's being plugged. The tube is plugged. So it's a concept, but it has no physical rationale to it. DR. POWERS: I guess I don't follow exactly why this slide speaks to the projection issue. I mean, it looks like it's a set of data for some particular steam generators. DR. HOPENFELD: Yes. It was at Farley, right, but what I'm trying to show you, that you can get very, very high crack growth, you can get 13.7 volts, which would leak something on the order of six gpm. Remember that one gpm limit that they had. What do you think -- DR. POWERS: I mean, it seems to me that 13.7 volts is substantially beyond even three. DR. HOPENFELD: Yes. But that's my point. That's what you find. And if you go to the mechanism, you don't really need many cracks to cause damage during the steam line break. DR. POWERS: But if you had an indication of 13.7 volts, wouldn't they plug that tube? DR. HOPENFELD: Well, they didn't plug it before. This is what they found during the outage. They must have plugged it, yes. they pulled it. DR. POWERS: So that particular tube is not going to leak anything. DR. HOPENFELD: No, that's not my point. My point is -- DR. CATTON: I think the point he's making is that in the previous time they did it, they didn't have the 13.7. They were under the three or whatever. DR. HOPENFELD: Yes. DR. CATTON: So in one cycle, they went from three to 13.7. DR. HOPENFELD: Well, one or zero. My point, either the POD is not worth anything or they get huge growth rates. I'm not -- now, I don't know whether that represents 100 percent sample of all the tubes in there, but my point here is that this idea of using prior history to tell you what kind of voltages you're going to have in the future, this is flawed. DR. CATTON: What you're saying is if I had looked at this same slide taken at the end of cycle 13 -- DR. HOPENFELD: Right. DR. CATTON: -- I would have found no tubes that were not plugged that had indications greater than three volts. DR. HOPENFELD: Right. DR. CATTON: I'm not sure what they used as the criteria. DR. HOPENFELD: Well, I don't know what they used, but I'm not even questioning whether they have 2.3 or 2.5. I'm questioning this concept, can you use this concept where nobody -- there is no physical reason for it. There is no theory that can justify that. MR. BALLINGER: Do we have the data from the end of cycle 13? DR. HOPENFELD: I'm sure we do and I don't know if I brought it with me, but I'm sure they have it. MR. SIEBER: If I go back to this -- DR. HOPENFELD: Yes. MR. SIEBER: -- overhead of yours, all that the Farley data shows me is this is a distribution that tells me that it's probabilistic in nature and that's the way the methodology for coming up with a bottom voltage versus number of indications and then later on the postulated main steam line leakage. DR. HOPENFELD: Correct. MR. SIEBER: It's just a combination of a lot of probabilities, which define an expectation and the uncertainty associated with it. DR. HOPENFELD: Right. MR. SIEBER: So this is what I would expect to find for that and that's -- DR. HOPENFELD: Well, I don't know if you would expect that high, because this is all way, way really here, you get really very high. I mean, you really -- look, what you do, you take these numbers, I don't know how many more of those, if you had -- you take these numbers and multiply that thing by the number of cracks and you ask yourself, okay, what is my leakage. Well, for one thing, I've got this constraint of Part 100. Well, already you're exceeding with one of them. I don't know. You have to add all those. So you see, you're exceeding that. You're violating the law, for one thing, but never mind the law, then the next question is, okay, I've got this baby here, now I hit it with that -- say it was left in service. Now I've got the steam line break. Now what? Okay. I was at the tail of this distribution, but now what am I going to do? I'm going to have one rupture, ten ruptures? That's really what it is. DR. CATTON: Joe, just following what John said, is there some argument somewhere about the number of tubes that they have to examine at each cycle? Then you can base it on the statistics and say what I'm allowing is that one or two tubes escape or three or four tubes escape, on average. Then you would expect that. So somewhere there must be a number. DR. HOPENFELD: I think it varies. I don't know. Sometimes they're 100 percent, sometimes -- I don't know how -- what the -- DR. CATTON: If you do 100 percent then this is a surprise. DR. HOPENFELD: I don't know whether -- I don't know what the size of the sample of this one. DR. CATTON: If you do 75 percent of the tubes, there's some probability that some number would escape you. DR. HOPENFELD: I don't have an answer to that. MR. BALLINGER: I think you had a sample of 20 percent. MR. SIEBER: It's 20 percent. DR. HOPENFELD: This was 20 percent. MR. BALLINGER: That's why I was asking if we had the previous one. DR. BONACA: Then if you get more than -- MR. SIEBER: So many indications. DR. BONACA: -- so many, then you expand it. MR. BALLINGER: Expand it, yes. DR. HOPENFELD: Well, I don't know what the basis of that, they didn't indicate to me, you have to read the report. I don't know what percentage. Sometimes they go to 100 percent. I just don't know what this one is. MR. SIEBER: You contract never go 100 percent. DR. POWERS: We may have some authoritative information. If you'll use the microphone, identify yourself, speak with sufficient clarity and volume that you can be readily heard. MR. MUSCARA: Joe Muscara, again. This data comes from the voltage-based criterion. It applies to the support plate intersections. They're required to do a 100 percent inspection. So this data is based on 100 percent inspection of the intersections. DR. BONACA: So the question I have now is this is the end of cycle 14. DR. HOPENFELD: They're in cycle 14. DR. BONACA: Preparing for cycle 15. What criteria do they use here to flag tubes? Is there anything above -- DR. HOPENFELD: Anything above -- I don't know. It used to be one. Then it went to two and now it went to three, if you can show that the support plate is not going to move. And so obviously this one, I don't know what -- I remember Westinghouse once came and they wanted 20. So I don't know which criteria you have. MR. SIEBER: That's just one tube, though, right? Do we know anything about -- DR. HOPENFELD: It's more than that. You have 3.76 there. MR. SIEBER: Yes, but there's one tube at 13.7. DR. HOPENFELD: One tube at 13.7. Actually, no, not really. If you took the POD into that, then you have to multiply -- divide it by .6, right? MR. SIEBER: It would seem to me the probability of detection would be pretty good with a flaw -- DR. HOPENFELD: But you don't know what the flaw is. Look, you can have that 13.7 here with a network, very, very, very tight network with a lot of cracks and it's not a crack going through the wall. You don't know what it is. That's really the problem. That is exactly the problem. You don't know where those cracks are. MR. SIEBER: Well, I don't know what the characteristics of the flaw is for that tube, either. DR. HOPENFELD: Right. That's really the reason. That's the problem with this concept. DR. POWERS: If we argue, for purposes of argument, suppose that the probability of detection is 100 percent. This is a 100 percent inspection of the tubes and the tube support plate and surely this must represent a failure of the prediction from cycle 13. I presume cycle 13, everything was plugged, such that they would have expected nothing to go over whatever their voltage limit was, which I presume was about three volts. DR. HOPENFELD: I don't know. DR. POWERS: Joe Muscara told us that it's 100 percent inspection at the tube support plate. DR. HOPENFELD: He said on the 13 was also 100 percent? MR. MUSCARA: It was 100 percent inspection. DR. POWERS: So what the slide clearly demonstrates is that there has been a failure of the predicted method. Now, all right, predictive methods have some probability of failure and presumably the question is whether this is an excessive one and I think what the speaker is arguing is yes, it clearly is, because it goes over the one gallon per minute limit. DR. HOPENFELD: Another point -- Dr. Powers, there is one more point here. I didn't bring all of them, because there is a limit to the time we have, but if you look at other plants, they're showing the same thing. This is not a single event, and I will summarize that later on. It's not a unique event. DR. BONACA: It would be certainly for the purpose interesting to see the previous reading for one plant to see two or three and see how that travels, if it travels. DR. HOPENFELD: That's correct. DR. BONACA: And we don't see that here. DR. HOPENFELD: Right, because the reason is I was just trying to make my point here that it's not -- the history is not -- you can't -- it's like the stock market. You can't look back and say, well, you know, this stock was doing pretty good, it's going to do the same thing next year, it's not. DR. BONACA: I mentioned it because to the extent there is information you can provide over the next two or three days, it would be interesting and important. MR. BALLINGER: In the case of Indian Point Unit 2, the previous cycle inspection was not 100 percent inspection. DR. HOPENFELD: But that wasn't because of -- the failure was not in the support plate. It was somewhere in mid span. Okay. Let me elaborate a little bit on the field experience. I'll read this off. The first one, the Trojan was one, it wasn't -- it was a sleeve. It wasn't a crack, but it did show that the eddy current -- it was the first time I think that they have eddy current the sleeve and it was supposed to work. Well, it didn't. This is a quotation from Inside NRC that Arkansas had -- was consistently wrong in its prediction during the inspection, as to what the predictions as to the voltage and should be, and I don't know where they got the information. They must have talked to somebody, but it's a quotation from inside NRC. I already mentioned Farley. This is a very interesting one and we're going to spend a lot of time on this one, Breakwood and Byron, because when they had these large, observed these large voltage growth, and I think it was in '95, back in '95 or '96, I don't remember, even earlier than that, they said they came to the NRC and said we got this large voltages, would you allow us to fix that support plate so it won't move. I won't guarantee it won't move, although a member of the ACRS was under the impression it's not going to move anyway. Well, now they're coming in and they say we're going to fix those things, we'll put some tie rods in there or plug some of the tubes and those tubes will prevent the support plate from moving. And they came in and I don't know whether that's part of my presentation, this point might come up later, they came back and provided a rationale why that they had the capability of tying these support plates so they won't move. This is a very important point and I will come back to it later, but it's lengthy, so I just would like to leave it for later on. And then recently, I understand there was some eddy current at a plant that only a visual observation showed that it was leaking. It wasn't the eddy current. So what you see throughout here, throughout a period of eight years, eddy current is not an absolute thing. It's the best we have, but it's not absolute. Okay. Another adjustment that we have, and this is a very important point, I'd like to spend a lot of time on this. If you go back to NUREG-1477, all the analysis, all the studies are based on that pressure differential, the delta P is the one that controls the damage. Now, there's a large potential during the blow-down event for damage of the tubes. You have energy there that is way above what you need, if you take all the tubes together, you have energy in there way above to rupture any tube ten times over. So the question, what's the efficiency of this potential stored energy that you have there to break the tubes, and then you have -- during the event, you have hydrodynamic loads that bent the -- that could bend the tubes, and you also have forces due to the tube sheet moving, moving the tubes. Now, one important point to make here, and I will come back to this again, that these motion of the tube sheet and motion -- the constraint of the support plates were designed under a condition of 1,500 pounds. That's how the plant was designed, 1,500 pounds. But here the forces that we have are all the way to 2,500 pounds. So the plant wasn't designed to withstand this kind of environment. When you go into the laboratory data, and, again, I don't know why it's proprietary, but I may take a lot of force to pull some of those tubes. Sometimes it may take -- they will just come out. Some, it takes a lot of force to pull them out. So now we've got this big, huge, massive tube sheet pulling those -- pushing on those tubes and you have thermal expansion in the system, too. So what do you think is going to happen? Either the tube is going to give in, probably is going to give in, bend or collapse, and open up more area for a leakage. Another mechanism in there that you have is a potential for vibration. You have -- during the event, you have a mechanism to set up -- to amplify the natural frequency of the tubes, and since there is a large amount of energy, the vibration could bend them and, again, increase the leakage. So you have axial forces that can also break the ligaments and you see that. I mean, you pull those tubes out of there and they -- the ligaments are torn. It's not what you have in the -- what you started with before you pulled the tube. So then you have excitation frequencies that may equal the natural frequency, which what it does is really amplifies the amplitude of the motion of the tube within the support plate. And what I would like to do, and I don't know when we're going to break for lunch, I would like that after the break, that Mr. Robert Spence discuss his experience with tube vibration. Now, if you remember back to the timeline, Research goes to NRC and to NRR and tells them that we have never experienced a steam line break in this country. Well, that's just not true and Mr. Spence will describe his experience with it. The most significant part of it is that evidently there are frequencies of that event, like an earthquake, I guess, that excite natural frequencies or some components of the energy sufficiently large that you can get a lot of damage. So I would ask him, later on -- I don't know. When are we breaking for lunch? DR. POWERS: We are past what our scheduled break time is. I thought we could come to finishing this point and that would lead naturally into Mr. Spence's presentation. DR. HOPENFELD: Yes. I would like to get into that --okay. So I would like to spend another five-ten minutes about this, and then Mr. Spence will take over and talk in the details about that. I just want to give you a little bit more my perspective, but he is much more knowledgeable in that. But I would like to show you where I come from on this, because I'm not a vibration expert. DR. CATTON: Joe, your argument is not that that statement is incorrect, I hope. DR. HOPENFELD: Which one? DR. CATTON: The first one, leakage is the function of pressure differential only, because it is. DR. HOPENFELD: No. If you -- DR. CATTON: Let me finish. What NRC misses is the change in the characteristics before and after the MSLB. It's not that it is not a function pressure differential only, because it is. It's just it's changed. I have a new -- DR. HOPENFELD: Okay. I am stating what NRC says, that's all I'm saying. DR. CATTON: Well, but that's true. That's a true statement. Yes. But you have to include what happens -- DR. HOPENFELD: Okay. I see your point. DR. CATTON: -- to the generator. DR. HOPENFELD: I see your point. DR. CATTON: You put a statement up like that and you leave yourself wide open. DR. HOPENFELD: Okay. I see your point. DR. CATTON: Because it's a true statement. DR. HOPENFELD: Okay. It is a true statement, yes. It is a true statement -- DR. CATTON: However, the following is neglected. DR. HOPENFELD: Right. You're absolutely right. I should have said, well, if you -- it's a true statement if the following doesn't happen. DR. CATTON: That's right. DR. HOPENFELD: If you have a pipe and it's pressurized, the only driver is delta P. But if that pipe flexes and breaks -- well, what the point is here, Ivan, that it's not only the -- the bottom line here, it's not only the pressure, it's also the area, the opening area is going to be affected by these other forces. DR. CATTON: It changes. DR. BONACA: Yes, it changes. DR. HOPENFELD: I just want to make sure we're all awake. DR. CATTON: I had trouble following what you were talking about in your written discussion because of that kind of a statement. DR. HOPENFELD: Okay. I'll do better next time. DR. KRESS: Joe, your second bullet under A, what does that -- would you explain what the stored mechanical energy is? DR. HOPENFELD: Okay. You have -- you have this big vessel, ten feet in diameter, 30 feet high. You have inventory of water in there at 1,000 pounds and at 550 degrees F. You suddenly, all that energy -- suddenly you open the cap, all that energy comes out. So if you look at the enthalpy of this, there is a lot of energy in there at that enthalpy. DR. KRESS: That's the enthalpy you're calling the DR. HOPENFELD: That's the thermal energy, right. DR. KRESS: You're calling enthalpy mechanical energy. DR. HOPENFELD: Right. The thermal energy. You say we'll take that and you say, well, that's the first thing, if it doesn't pencil out, you don't look beyond that. And this does show you that there is a potential there, and it doesn't mean that -- I don't know, conversion could be very small. Mr. Spence evidently had seen one, he had been next to it, and he'd tell you that it wasn't a little wind passing by and he'll tell you the thing flew up 150 feet in the air. So the energy is there. Now, what damage it's going to do, I don't know. I honestly don't know. But these people, when they come tomorrow and talk to you about this and they'll tell you about all the test data they ran under internal pressure only, I think you ought to ask them about this and it's the burden on them is to prove to you, to show you that these delta P's, that's all there is. They've made the calculations, and I'll go back into that and discuss this thing after the lunch. DR. POWERS: I think, at this point, we can take a recess for lunch until ten after the hour. [Whereupon, at 12:10 p.m., the meeting was recessed, to reconvene this same day at 1:10 p.m.] . AFTERNOON SESSION [1:10 p.m.] DR. POWERS: Let's go back into session, and I guess, at this point, we'll turn the floor to Mr. Spence. MR. SPENCE: Thank you. Dr. Hopenfeld asked me to discuss the resonance vibrations that I witnessed during a main steam line break at Turkey Point 3 in 1997, as well as review past operator experience on steam generator tube ruptures, which I'll do a little bit later. I should say that, in so doing, I'll present my own views only, and experience, in the role of independent reviewer of U.S. and foreign operating experience that I've done for AEOD and Research for the last 10 years as a reactor systems engineer. To establish my credentials to talk on this subject, I've been a member of NRC augmented inspection teams and human performance teams investigating operator performance during events. To qualify as a headquarters operations officer, where I assessed the safety significance of reactor events in real time to initiate the NRC response, I attended NRC systems and simulator courses for each type of nuclear reactor in this country, including Westinghouse. I've been in charge of the conceptual design of the nuclear island for a 600-megawatt, barge-mounted Westinghouse reactor for offshore power systems. Earlier, as a systems engineer, I worked on heat exchangers, valves, pipes, piping design. I worked as a turbine operator during a three- month strike and a licensed research reactor operator, and most importantly to this effort, I was a start-up engineer working for Florida Power and Light in the operations department during hot functional testing on the two Westinghouse units at Turkey Point, when the main steam line break occurred there. Now, when -- I knew very little about this DPO until the EDO appointed me at Dr. Hopenfeld's request to serve on a previous DPO panel. As Dr. Hopenfeld mentioned, the ACRS approved Generic Letter 95-05 as an interim measure, which has become essentially permanent. NRR is approving increases to Generic Letter 95-05 alternate repair criteria to 3 volts now. But while I was on the panel, I started reviewing stuff and found many questions about the technical basis for GL 95-05. I found unpredictable tube leaks, tube leak breaks, and little defense-in-depth against the main steam line break that, in my opinion, will result in steam generator leaks or ruptures. Now, I didn't form that opinion while I was on the panel but only afterwards, when I was researching it in more detail to appear here. After a number of Dr. Hopenfeld's safety concerns were ruled out of scope, I recommended that the EDO dissolve the panel. Now, I cannot adequate address those issues in a public forum because of the restrictions placed on the use of proprietary design and test information and the emergency response guidelines. I did provide you a copy -- a proprietary copy of my slides for GSI 188. There were concerns this morning that Dr. Hopenfeld mentioned that he said he couldn't identify. Some of those issues, some of the numbers, etcetera, are in that package that you have. The heart of this matter is really in the proprietary information, and I hope that you have access to that to review it. I noticed you mentioned that you didn't. DR. CATTON: I didn't look at the stack of stuff given to me this morning. Maybe it's in there. MR. SPENCE: Okay. Only part is, but there's masses that aren't. Okay. At NRR's recommendation, vibration during a main steam line break is now being considered as a potential generic safety issue, and that's what that's all about. We meet next week. That identifies technical inconsistencies in the basis -- in the technical basis for GL 95-05. It also poses questions about the Robinson 2 and Turkey Point 3 cladding separation, tube leaks, and main steam line breaks that may necessitate on-site investigation to answer. The GSI panel -- it's my understanding the GSI panel will not be allowed to do that. I believe that these issues will simply be incorporated into Dr. Hopenfeld's GSI 163, which has lain dormant for many years despite its high priority. The GSI 188 panel can only recommend whether more study is warranted, but only your panel can recommend whether Generic Letter 95-05 should be rescinded or can be rescinded. I believe there's enough evidence available that you will be able to make a decision on the fate of GL 95-05 without further research. In the few minutes Dr. Hopenfeld asked me to talk in, I can only summarize the lessons that appear to have been forgotten from the cold hydros and the steam line breaks at Robinson 2 and Turkey Point 3 without going into proprietary information. Both experienced cladding separation and tube leaks as a result of their cold hydros. You have the information on Robinson 2 in that proprietary presentation. That's the Robinson 2 steam generator with the tube sheet and the divider plate, okay. The next slide's going to show this area here and what happened to it during the cold hydro. There's going to be three areas that, when you have 2,000 pounds or 2,500 pounds or whatever the pressure is in the reactor vessel or the safety injection system or CVCS charging pump pressure in here, and this, during a steam line break, is going to be open essentially to atmosphere, assuming that the leak rate is small at that point, this here will curve up a little bit, in the middle of the D, and this here -- this also in here will raise, so you'll have a little bit -- you'll have like that, as well as superimposed -- I don't know. I didn't do that well. DR. POWERS: I think we understand. MR. SPENCE: You got the idea? Okay. This is -- this came out of one of the Robinson reports that I believe you have, but it shows the cladding separation in here, it shows the weld problems here, and this was on 20 to 30 tubes, and it affected the first row -- 80 tubes worth of the first row. Okay. And they observed cracking in this area here. This is the divider plate. It had come across the -- this is on the welds of the tubes, okay? Now, I do not have pictures of the Turkey Point thing, but at Turkey Point, after my crew was running the hydrolazer pump, we had trouble maintaining pressure and barely got done with the inspection of the primary system before we went down to lower pressure. Afterwards, I stuck my head in the steam generator, saw the drips coming from a tube and surrounding wetness on the tube sheet, okay? I didn't see any cracks, but for example, if this was the tube, stuck my finger up inside there and noticed for sure that it was leaking inside the tube, not at a weld, and then I noticed water around here that was not leaking, okay, but it wasn't right next to the tube sheet. I can't tell you which steam generator it was. I can see the leak, but I can't tell you what steam generator it's in. Okay. Because of -- now, at Robinson 2, they ran the test pressure basically at 3,000 pounds, 3,100 pounds on the primary side, and they had the secondary side of the steam generator open to atmosphere. Hearing of the results of their cold hydro, Turkey Point went ahead and pressurized the secondary side of the steam generator so that the delta P across that tube sheet would only be a few thousand pounds, perhaps a little bit larger, 2,000 psi, and I assume it was not a hydro test pressure but some kind of normal operating pressure, but I have not been able to find the numbers. Regardless, at Turkey Point, the cladding separation was not as severe as experienced at Robinson 2, but it still occurred at differential pressures across the tube sheet that could happen in a main steam line break. Okay. Now, despite its 2-foot thickness, the tube sheet will bow up slightly in the middle of each D, as well as the divider plate, and it will push up some of the tubes, probably the ones in here and the ones in here worst. The tubes are held in place to tube-to-tube-sheet welds in this area here, okay, and metallic oxides in the gaps between the tubes and the tube support plates. If the tube support plates remain in place, then the tubes have either -- either have to bend or slide through the tube support plate. However, parts of the upper and lower tube support plates are expected to vibrate at their lowest natural frequencies despite stay rod, spacers, bars, and wedges welded to the wrapper. Now, on page 48 of your proprietary hand-out, I think, based on a tech spec amendment that South Texas project recently put in, that I believe has not been approved yet -- is that right? MR. LYON: That is correct. MR. SPENCE: Okay. Thank you. They only asked for a 3-volt alternate repair criteria increment for tube support plates 3C, Charlie through M, Mother, because they, quote, did not -- do not deflect significantly relative to any tube during normal operation or design basis accidents. Well, that leaves tube support plates A, D, N, P, Q, and R. Now, A is the first tube support plate going across here, B is an economizer section, and N through R are all the way up at the top. DR. SIEBER: What model steam generators are those? MR. SPENCE: Warren? MR. LYON: Warren Lyon. I believe that's a Model E, if I remember correctly. MR. SPENCE: 44-E? MR. LYON: All I remember is the E. MR. SPENCE: Okay. Now, I have personally seen the resonance vibrations from the steam line break at Turkey Point set up. I tried to describe my experience in the May 22nd, memo that you have copies of, of this year. Just very briefly, I came out of the control room a little after seven o'clock in the morning to do a round before turnover. I was the shift start-up engineer on, and I saw this valve with the steam coming out of it. We had already had leakers on here. So, I went up to investigate it. I got about to this area, and there was something in here -- I think it was some type of scaffolding, but I couldn't see the top of this. But I started hearing simmering noises, and they were increasing. I had already been through a steam line break over in the fossil plant, I knew what it sounded like, etcetera, and I went from here to here to here to here, and it blew off the line. This here cracked, double-ended guillotine, if you will, right at the full circumferential break here. These two hit the containment wall and then went up, and by the time I was here and I heard the noise, I looked up, I saw the valves, and they were about at the -- towards the top of the containment, and then they fell down a couple stories down. The second boom came from here, and this valve here blew off. What they later found the problem was is that the piping system was designed -- was not designed to take the forces, the reactor forces here from relieving of the valves. These valves previously had only been pop-tested for setting. One point I will mention, in the proprietary thing, I've given you my opinion on what would have happened if these valves had not blown off at that particular time. This was, again, hot functional testing; there was no fuel in the pot. There was no procedures in place to test the operation of these valves. The SAR said that they were going to look at doing a trip test on the turbines as the power level increased, but the procedures did not call out for that. This was December 2nd of '71. On November 24th of '71, the AEC identified that little problem to Florida Power and Light Company. It would have been a most interesting thing. There were a couple of causes for this, and that is, the supports here were designed so that the steam line had to grow out this way, okay, and it had to move -- these things here had to move north and south. This is north, that's south. So, it had to grow east, south, and north at the same time. When this valve is shut, okay, this cannot move -- the thermal expansion is such that it's not going to move to the west, okay? So, now you're also putting a very high stress on the saddle here. I think you'll find that the reports I'll pass on to you in the next few days do not have a specific number, okay, on stress level, but to give you an indication, bending moment here is 188,000 foot pounds. Now, the results of the steam line break were tremendous. The piping here, especially down below, moved six to eight inches. You could see it on the supports. The turbine duct here was oscillating maybe a couple inches up and down. Everything was moving at different frequencies. Stuff was going to its lowest natural frequency, okay? When I got into the control room, stuff in there was moving around, as well. The noise was such that the operators could -- we basically could not communicate, okay? If the safety valves were to have lifted and then supported properly, etcetera, okay, the safety valves can be designed to avoid frequencies under 50 hertz. Pipe breaks cannot be tuned that way. Now, I've been unable to find data on the lowest natural frequencies of the tube sheet, the U-tube assembly, which will have its own individual frequency, or tube sections between the tube support plates, okay? The tube support plates and tube sheets interact in an extremely complicated three-dimensional manner during a steam line break that, to my knowledge, has not been fully analyzed. In fact, the RELAP-5 computer code that the NRC and Westinghouse relies upon is a one-dimensional thermal hydraulic code, it does not model two-phase transient turbulent flow, cross-flow, or time-dependent resonance vibrations or frequencies. You've been supplied with a copy of a letter from Dr. Ward to me on that subject, and Dr. Ward -- I understand NRR has got him here in the next day or so, so you can ask him about it, if you'd like. I believe that resonance number one will be set up within the steam generator. If they're strong enough to do what I observed, they're strong enough to go back through the piping system, through the shell, through the wrapper, through the tube sheet, through the hydraulics of the oscillations of the sonic booms. Now, that's something I didn't tell you about. Sonic booms occurred at maybe one to three cycles per second. In an emergency, I don't judge time right, you know, so don't quote me on that one, but it's boom, boom, and it was very noticeable. What was interesting to me is that continued at the same rate, not like you'd expect with a pressure decreased in the steam generator but at the same rate throughout the entire event, until the end, and then, it became longer and even louder, with some gigantic booms before it stopped down to quiet, okay? The reason I started getting into this is because I think it's NUREG 6365, as well as 1477, have diagrams of the pressure -- secondary pressure, and they didn't look right to me, because they didn't match what I had experienced, and I started talking with Dr. Ward about it. Now, I believe the resonances in the steam generator are going to cause tube bending, which is going to increase the crack growth, as well as movement between the tubes and the tube support plates. It's going to increase the crack growth by erosion of the lengths between the cracks, both micro cracks and macro cracks, through both wear and ablation, and later, you'll get some theoretical -- I think it was ASME articles on the wear evidenced by movement of tubes. I think it's going to expose some of the cracks in the intersections that are allowed by GL 95-05 to the secondary side and, hence, to the atmosphere. Now, when you have a tube support plate that's partly moving up here and the next tube support plate is moving down here because you have different frequencies -- each one of the tube support plates has got different frequencies, and that's all proprietary information, and that's about all I can say about that, but take a look at the numbers. Now, if there's cracks in there and those cracks happen to be especially towards the tail-end of the voltage distribution, those are going to be the biggest cracks, and those are the ones that are going to open up. The closer it gets to through-wall, the more chance of it opening up during a main steam line break. There's also some proprietary information that, once a crack gets outside the tube support plate intersection area, there is a very low correlation between the exposure of that crack -- let's say, for the sake of argument, that this is a tube support plate. If the crack is in here and it comes up in here versus it comes down to here, there's very little correlation between the amount of flow coming out of that crack and the amount of distance that the crack is exposed. Now, the size of the steam line break and the operator actions that are taken will have a significant effect on the amount of time this common mode failure mechanism is working. The longer the mechanism is working, the more crack damage they'll cause. DR. SIEBER: Question. MR. SPENCE: Yes, sir. DR. SIEBER: From your observation at Turkey Point, once this transient has gone to termination -- MR. SPENCE: Yes, sir. DR. SIEBER: -- if you inspect the steam generator, do things come back to their normal position, or is everything permanently upset or deflected or bent or what have you? MR. SPENCE: I did not inspect the internals. I cannot answer that question, but it's a real good question. I inspected -- a reactor operator and I went out and inspected the area before we turned the RCP back on, and we could observe some movement inside the containment, but we couldn't observe any damage, any movement out -- you know, that the steam generator area was not designed for. DR. SIEBER: The reason why I asked the question is that, if you did have a permanent deflection in a tube support plate, that would potentially uncover permanently some of the cracking that would have occurred and leave you in a more vulnerable situation as far as crack growth and leakage. MR. SPENCE: I will be showing an interesting slide a little bit later on that subject. DR. BALLINGER: Can I ask a question? MR. SPENCE: Yes, sir. DR. BALLINGER: Was there any estimate of the amount of flow through that opening, as compared to the normal 100-percent-power steam flow? MR. SPENCE: I don't remember seeing a number. I know, in CE reactors, their restriction orifices on the main steam lines are 170 percent. I've heard that, in Westinghouse, it may be less than that. I'm not sure if that number is proprietary or not. DR. BALLINGER: You have several relief valves, and it looks like two of them blew off. MR. SPENCE: Three of them. DR. BALLINGER: Out of four? MR. SPENCE: Yes, sir, on the one line. DR. BALLINGER: On one line, but there are -- there's another eight. MR. SPENCE: On the other two steam generators, yes, sir. DR. BALLINGER: Okay. So, I'm just curious as to what fraction of the flow you had compared to the 100- percent power flow from that steam generator. MR. SPENCE: The report I read said that the -- I'm sure it would have been in excess of 100 percent, but exactly how much, I don't know. The report I read said that the flow was within the restriction orifice capability. In other words, the restriction orifice was not choking the flow. The choking was coming at the break area. DR. SIEBER: Do you have any idea of what difference in flow there would be with the valves just blown off, compared to all those valves open, like you would get on a reactor trip? DR. BALLINGER: That's what I was getting at. MR. SPENCE: Okay. DR. SIEBER: They're, what, two-and-a-half-inch valves? MR. SPENCE: There's going to be a difference for the steam generator, because the steam safety valves are tuned. DR. SIEBER: Right. MR. SPENCE: They're not going to have a 50-cycle; they're going to have higher, okay? So, I wouldn't worry about a full thing. What it is, it's the cycles that the steam line is -- DR. SIEBER: This is the pulsation. MR. SPENCE: The pulsations from the steam. DR. SIEBER: Right. MR. SPENCE: That's what's going to kill it. DR. SIEBER: Okay. DR. BONACA: You're not aware if, prior to operation again, the plant had a major outage on the steam generators? MR. SPENCE: The plant was -- it was delayed by more than half-a-year because of this. I mean it took -- I didn't tell you about all the damage, but it took -- I remember, I couldn't get back up here to look at this. I think this thing was gone. There was damage to this valve, to a bypass valve. There was a pressure -- a tap on here that was gone. This whole -- it was a mess. DR. BONACA: The question I had was regarding the steam generator, specifically, the internals. Do you know if there was major work done on those? MR. SPENCE: Shortly after the blow-down, the operations superintendent and I were talking about it, and we were both concerned about the steam generator internals. I don't know the full results of that, but I know there was some investigation done. The reports show that there was a one-word sentence that Westinghouse steam generator experts looked at it and said it was okay. Yes, sir. DR. SIEBER: Does the Model E steam generator have a pre-heater on it, as I recall, with cross-flow paths? MR. SPENCE: Yes. DR. SIEBER: And would that make a difference as far as the dynamics of the way the steam generator operates? I think the cross-flow is on the cold leg side. MR. SPENCE: Yes, it would. DR. SIEBER: To me, it would change the vibrations and also change the forces the tube sees due to the flow while the stuff is rushing out of there. MR. SPENCE: That's exactly what I was talking about with the RELAP code, is the cross-flow would be especially -- DR. SIEBER: I don't know how you would model that, but a Model 51 or 53 doesn't have that feature to it, correct? MR. SPENCE: I would suspect that it would have less trouble, and it depends where the break is. In a steam line, it's one thing. If the break's in a feedwater line, it's another. So, now you've got everything going down backwards, too. DR. SIEBER: Well, on the Model E, the feedwater came in pretty close to the bottom, as I recall, whereas 47s and 51s, it came in at the top, went around the sparger ring with the J-tubes and then down the wrapper, and so, if you broke the feed line in a Model 51, I think you would get steam out, as opposed to hot water, because it's high in the steam generator. The only thing that goes in at the bundle area is the aux feed, right? It also goes in pretty high. DR. HIGGINS: Do you know if, during any of the testing that the NSSS manufacturers did, they did main steam line break simulations with, say, scaled models on steam generators? MR. SPENCE: I have not seen -- they did the MB2, but that wasn't -- DR. HOPENFELD: No. MR. SPENCE: No, I know of no such testing. That's not to say it doesn't exist, you know, but I haven't found it. DR. HOPENFELD: They may have done it in-house at Westinghouse, but they haven't provided us the data. DR. CATTON: Those of us who tried to do experiments to simulate the GE system ran into all kinds of problems with this. What you have is you have a series of contractions in the flow paths, so you have volumes, and all of these start to interact. They choke and un-choke, and each time they choke and un-choke, you get pressure spikes. It's just really bizarre behavior. And then you compound it because of the high flow rates out. There's a critical velocity above which you begin to get fluid-induced vibrations, whereas a CE generator, they know what these are, because they measured it. The Westinghouse, as near as I can tell, guess at it, and actually, at North Anna, they got in trouble when they changed the recirculation ratio just a little bit. If you're anywhere near this, you're going to get all kinds of tube vibration. I doubt that it would impact much a new generator, but if you had one that had cracks that were -- it's certainly going to loosen everything up, and then the supports -- at each set of supports -- and I don't know how many you mentioned, but it sounded like there were a lot. As you depressurize this system, you are going to get pressure loads across these supports, and they are going to move up and down, because they're going to choke and un- choke. It's a rather chaotic process. DR. BALLINGER: If you have dented support plates where they're cracked and you have this kind of thing, what's likely to happen to those support plates? In some of these older steam generators, there's a lot of hourglassing in the flow slots, and there's a lot of cracking in the support plates. So, that's another complicating factor. MR. SPENCE: Let me throw in some more complicating factors, and then I'll talk a little bit about time and break size, too, because a smaller break will take longer to depressurize the steam generator. That means the longer steam generator tubes are subjected to these common mode failure mechanisms. In Robinson 2 case, they only had a six-inch break, and it took them an hour to depressurize. In Turkey Point 3's case, it took only a few minutes. They say they - - it was about three. I think it was about five, because I know it went down below -- it still kept -- it kept blowing after the instrumentation went to zero. It took three to five minutes to depressurize during the initial blow-down, but then the steam generator repressurized, okay? As I was leaving, about an hour later, it was blowing out the holes at, I'd estimate, 15 to 20 feet per second. Now, if my analysis is correct, one could expect to see tube leaks or tube wear in grooves where the magnitude of the differential movement between the tube support plates was high. I have no data on Robinson 2, but Turkey Point 3 - - can you pick out the steam generator that had the problem? Interesting, right in the groove, and this is the 3A steam generator where it happened, this is B, and that's C, and I think there were a couple little things down there, okay? A and C had the cladding separation during the cold hydro, B did not. So, you might have some effects from the two. Now, the numbers that were -- the numbers, I think, 20 -- I think if you count these up, you got more than 20. Now, this was for the first ISI inspection in '74. So, that was basically one year's worth of service, okay? I talked to a metallurgist out at Region III, said, hey, it takes a few years for the corrosion products to start doing the kind of stuff that we're talking about, that would normally take out tubes in the steam generator. DR. BALLINGER: Let me be clear on this. This generator is the one that went through the cold -- they all went through the cold hydro. MR. SPENCE: They all went through the cold hydro, but these two had the cladding separation, A and C. B did not, for whatever reason, okay, and A is the one that went through the blow-down. DR. SIEBER: After the blow-down, did they do a pre-service examination again, or had they done that before and said we don't need to do one? MR. SPENCE: I'm going to give you a smart-aleck answer. I don't know, because I left. I got an office job. I used up too many of my nine lives there. Okay. Anyway, there here -- now, when I was on the panel, I suggested we go down to Turkey Point and find out what caused this, let's find out when the tubes were plugged, etcetera, let's check the traces on the eddy current test, and that was ruled out of scope. I also asked my supervisor here -- excuse me -- my manager, with respect to the GSI 198, and that's not going to be done in that one either. It would be a nice idea to check what happened to the tubes at Robinson 2 afterwards. Okay. Resonance vibrations and tube-to-tube-support- plate movement are not modeled, and GL 95-05 required industry testing of tube samples. I also noted some other concerns about the industry testing, but they're proprietary in nature, and they're in your packet. Resonance vibrations and relative tube-to-tube- support-plate movement during main steam line breaks are common mode failure mechanisms that can drive the issues in this DPO, and I think that's exactly why he asked me to serve on the panel, when he heard about my experience down at Turkey Point. These common mode failure mechanisms would invalidate any risk analysis the NRC and industry used to support GL 95-05 and conclude that the frequency of major -- multiple major tube leaks or ruptures during a design basis steam like break would be on the order of 6 times 10 to the minus 6 or 1 times 10 to the minus 7. Those numbers, of course -- if that were true, then it would not be a problem, okay? I don't believe it. Now, a little later, I'll talk about how operator response to past steam generator tube ruptures may be related to the risk of the steam line break. Thank you for your attention and for your questions. DR. BALLINGER: I have a question. I'm looking at that figure, and it's fuzzy, but the legend says that the triangles are plugged due to thinning and the little dots say they're affected by wastage, cavitation, and erosion. Now, that implies, at least, that they know what those were, not necessarily due to cladding separation. MR. SPENCE: What's interesting, if you really go down the line, you won't find any of them that say there was leaking. DR. BALLINGER: That's right. MR. SPENCE: And even though I'm here to tell you I've seen it, I've seen at least eight leaks. Reporting, back in those days, was not quite as robust as it is now. At least, I hope it's more robust. DR. CATTON: Robust just means that it happens. DR. HOPENFELD: Thank you very much, Bob. I think this presentation puts the idea of POD and the statistical differences in perspective. I think you can see there are much larger uncertainties here that we don't even an ability to cope with. Let me just briefly summarize basically again. You put those defective tubes back in service, and at some time during the zero to 18 months, you have a rupture. Initially, you have a large energy release which takes on the order of minutes, and again, it depends on the size of the break. It may take even longer. Later on, you get into a longer period of time the tubes may be exposed to flow vibrations and then also to the motion of the tubes due to bowing or thermal expansion of the tube sheet. Now, it's important at this point to note -- and I think that's where -- that the plants were not designed for that kind of a pressure. They were not analyzed for that. They were designed for 1,550 and 1,600, and all the data that is being presented to you, even though the severe accidents that are being conducted at Argonne are based on 2,500 and do not consider the other forces that can come into play, it's fine to study creep rupture, to study ligament breakage, and model that under internal pressure, but that's not really the main issue, unless you can prove that that is the driving force for the fracture. So, basically, if you put yourself in a position of the ligament in a cracked tube, really what makes a difference is the stress state of that ligament and the pressure forces acting on it due to the delta P in the pipe, but there are other forces, as we've heard before. So, the question is really, what's the largest driving force for breaking that ligament, and the person that comes in and shows you all that data -- it behooves him to tell you that, really, the driving force show you, prove it to you, that what really drives this thing is the internal pressure, and they haven't done so, and I hope that, tomorrow, you will ask him to show you the numbers where all these other forces have gone, why are they not being considered? Going back to the vibration thing, you can see, in the typical steam generator, you have a range of -- this is a simple equation of calculating frequency, depends on the span length here and the rate use, and this is the properties of the fluid and the modulus of inertia. The main point of this graph is that, when you have rate uses varying between one to two feet, you have a whole spectrum of possible natural frequencies, and therefore, a whole bunch of possibilities for exciting some of the tubes to start vibrating. That's the whole purpose of this graph. Now, this is probably known to the Westinghouse people. They ran a lot of vibration tests in Florida, especially under heaters, I believe, that they had vibration problems. So, they realized. But when they come here with an application to relax the 2-volt requirement to go to higher voltages, they provide analysis of what are the forces on the support plates, and those forces are basically based on delta P across those plates. Now, what they have claimed is that they could take a code like RELAP-5 and benchmark it against some data that was conducted 15 years ago on the prototypic steam generator. That was a MB2 program. Let me tell you briefly a little bit, because it's very, very important, and the reason it's important, because it shows that -- in those particular case, it was ComEd that came in for an application to relax the GL 95-05, and it's very important to understand how the process works. They take the code like RELAP-5, modify it, and they claim they benchmark the thing against some data that was conducted on the prototypic steam generator, and then it's being approved by NRR. Okay. That particular test had a slice of a full-size or 95-percent length of U-tubes but was only a slice of the steam generator. The tubes were enclosed in a large vessel. Most of the volume, as you will see later, was really occupied by that vessel. The volume ratio, as you can see here, was all basically that empty space. This was only the volume of the tubes. So, when you benchmark a code against something, the first thing you do is see what the scaling factors -- whether the scaling factors allow you to do that, and when we have looked into the scaling of this -- I have a report - - it wasn't meant to be scaled to study the dynamic aspects of that kind of a phenomena. We didn't have any accelerometers on the tubes to measure any vibrations. Nevertheless, this experiment is being used as the justification to ignore vibration, to ignore all the forces that you have on the steam generator, because it was benchmarked, so to speak, against prototypic data. You can see some of the results -- and again, these came from computer codes -- compare the flow quality with and without the dead space, and you can see that this experiment really had nothing to do with the forces that you will have during a steam line break. Yet it is being used as a explanation, as a reason why you could operate under GL 95-05 at much higher voltages. Now if you design a washing machine or something and you want to go and put it on the market, you go to Chicago, go to the UL people and tell them I have this washing machine and I made all these calculations and could you give me your stamp, because I don't think it vibrates, I've got all these computer codes, they say it won't vibrate, they'll throw you out. They'll say, well, we want to test it. They're not going to put their stamp on it. But Westinghouse comes in here, or Com Edison -- the work was done by Westinghouse, and we approved it. We approved that thing without asking any questions, and you can go back, and I think you have the SERs, and not even one question that goes into why can't we just neglect vibrations? The next potential damage mechanism is due to erosion from jets. You have 2,600 pounds or 2,500 pounds on one side, and you have zero pounds on the other side. You have a temperature that varies between 1,700 F under severe conditions and, I think, 550 under normal conditions, and you have a whole range of abrasive material present. Now, if you have any one of those two-phase flows, could very severely penetrate and damage the next tube. Just to give you an idea, this is a piece that I got in a machine shop. It took a few seconds to make these slots with an abrasive jet. Obviously, it depends on -- this is aluminum and it depends on the velocity and the pressure and the size of the particles. In machining -- in regular machining, the pressures are more than an order of magnitude, 15 times as high as what you get here. On the other hand, these things take on the order of a few seconds. Here we can have minutes or maybe even hours where that jet could cause the damage, and the main problem here is that we can't predict -- I believe it's impossible to predict how much abrasive particles you're going to have. You have corrosion products on the primary side and especially during depressurization you have what's known as particle burst. Then you have this big sludge pile on the bottom that you have all kind of material in there. You basically have the entire periodic table, the source is there, and you can go ahead and use your imagination how it's going to be trapped, whether it's from the sludge pile or from the primary side or for in between the cracks in the support plate. So, there is a potential here, and in my mind, it's almost impossible to predict, but the people that did the research said that they know how to do it, they've got these computer codes, VICTORIA, I don't know the various names they have, and they can predict exactly how many particles and what their concentration and they're already running tests. So, I'd like to go later on and talk about that a little bit more. DR. SIEBER: The sludge pile you're talking about is not the one that's ordinarily referred to that lies on top of the tube sheet. DR. HOPENFELD: Yeah, that's the one I'm talking about. DR. SIEBER: That's on the secondary side. DR. HOPENFELD: Yeah. If you have a jet coming out somewhere, it will carry some of that particle on the next one. Now, exactly the mechanism, how it does it, I don't know, but I'm identifying here sources for particles. DR. SIEBER: All right. DR. HOPENFELD: The primary, the secondary, in between, and who knows where else? I mean I really don't want to spend my -- I didn't want to spend the time to get into the detailed mechanism. I'll leave it to those people who write papers, because you can come up with an infinite number of mechanisms, and it depends on your imagination, but the source is there. Now, the material that you have is basically -- on the primary side, it's chromium, cobalt, whatever corrosion products you have, and silver that comes during the severe accident, I think there's a lot of silver in there, plus you have all kind of aerosols in there. Now, originally, when I started calculating this, I took some equations that came from several power plants on erosion of blades from droplets from wet steam and I've calculated erosion rates or penetration rates through the next tube on the order of -- I believe it was on the order of minutes, but realizing that there's probably an order of magnitude, at least an order of magnitude of uncertainty in these kind of calculations, but it's an indication the potential is there. Later on, the NRR people got some data on -- from a coal gasification program, and they came up with very, very fast penetration due to these hot jets, and I think they came up with something on the order of it took 30 seconds or so to penetrate through the wall, on the average. It depended whether there were particles or not particles in the stream. There is an industrial experience especially in the pulp and paper industry. In the early '70s and in the '80s, there are a lot of steam explosions occurring in capped boilers, and the reason for those, really -- there are many reasons, but one particular one, or two of them, that I'm personally familiar with -- they were initiated with a pin-hole leak in one of the tubes that penetrated the next tube, which was about 1 inch, and all that water was dumped on that pile of green liquor that sits there on the bottom of that boiler. It's a big capped boiler. It's a water-cooled boiler about 30 feet high, and when you damage one of those water tubes, all that water dumps into the bottom, and you have a big steam explosion. So, this is not completely way out. There is a potential here for damage because of jets, abrasive jets. It depends what the concentration of the particles is and what are the particles. You can also have probably a clean jet. In fact, they use a water jet, very small, thin water jets to cut wafers in the electronic industry. So, it depends on the -- what's going to happen here, but you cannot ignore it, and that's really my point. I can't prove that it's there or not, but we've got to consider that, and I get really kind of very shaky when they tell me that the RELAP codes and all these things are going to predict the particle size, and I'll go back into that and tell you why they cannot. So, basically, on this subject, you have a crack, depending on what the pressure is the velocity, somewhere down you will form a two-phase mixture, drop and solid particles, and they will impinge on the next tubes. Now, this is -- because the next tube is already corroded, the surface is already gone or cracked, you get into a brittle type of erosion. You don't need much plastic deformation to cut through here, and you don't know how much you really need to damage it, but that's the kind of thing. If you want to run some tests, you can't just start with a nice clean piece of metal to run tests on, and it will probably require many samples. Now, the research people say that they can get this information within several months, and NRR is very happy with that. DR. POWERS: Joe, I think I understand how a jet can impact an adjacent tube. What's not clear to me is how it propagates any further than that. DR. HOPENFELD: I'm sorry? DR. POWERS: If I've got two tubes, one of them leaks, and a jet cuts through the adjacent tube, how does damage propagate any further? DR. HOPENFELD: Oh, okay. That was my next slide. DR. POWERS: Oh, I'm sorry. DR. HOPENFELD: Usually those jets expand, and it depends on what is a two-phase, one-phase. If it's one- phase, just plain water, it's not going to expand. If it's pure steam, it will expand quite a lot. So, you have something like 400-feet-per-second jet hitting it, usually you fan out. As a rough calculation, you can say that you'll double its initial size, and then this one will double again, and I don't think you have to go too many of this. So, that's the potential mechanism for enlarging the area between the various jets. This one will open, and this next one will go, and you can see that very, very fast. You start with two, then within -- what do we have here? -- two minutes, you have 16 gpm. So, it doesn't take many of those 7.6 gpm cracks there, the tail of that distribution, to start you going, and you have -- if you look at the transient, you about an hour to do this. Now, what the NRR people have done -- and it's discussed in my DPO -- they have, after a long time, agreed that there's a potential problem, we ought to look into -- it's under severe accident condition. The same thing -- maybe the chemistry of these things is different, but you have the same potential mechanism during the design basis accident. DR. BONACA: Let me ask you a question about that. DR. HOPENFELD: Yes. DR. BONACA: You say one hour. If I have a steam line break -- DR. HOPENFELD: Right. DR. BONACA: -- my primary side will depressurize immediately -- DR. HOPENFELD: Right. DR. BONACA: -- below the head of the HPCI system, and then, if I have no steam generator tube rupture, it will repressurize to the head of the HPCI, say 1,400 psi. DR. HOPENFELD: Right. DR. BONACA: If I do have a hole, it will naturally depressurize to some intermediate level between the high head of the HPCI and somewhere below, because -- DR. SIEBER: Because of the pump curve. DR. BONACA: Because of the pump curve. So, the pressurize to which it is exposed now, the jet, will not be coming in at the same velocity and the same -- I'm saying that -- you know, I'm trying to understand the timeframe for this, and it seems to me that larger is the hole by which they are pressurized, okay, and more you have depressurization on the primary side that you can now really repressurize by itself, because you are leaking out of the secondary side, so that the phenomenon will be self- containing a little bit? DR. HOPENFELD: I don't think so. No, I don't believe it's going to be containing, because -- well, maybe the pressure may fall down, but the maximum pressure -- it goes back up to 2,500, and that's the reason that they are testing it at 2,500. DR. BONACA: I'm saying, by the time you have a hole, say one rupture, it's not going to go back up. DR. HOPENFELD: It depends on how many do you have and how does that affect the pump. I mean if it's very small originally, then you don't know. DR. BONACA: It cannot go beyond the shut-off head of the high-pressure injection, which is typically 1,400 psi there. DR. HOPENFELD: That's right. DR. BONACA: Okay. DR. HOPENFELD: But I don't know how long it takes to get there either. DR. BONACA: All right. Well, the blow-down typically takes you below that in seconds. DR. HOPENFELD: Right, but then it comes back. DR. BONACA: Yeah, if you have no steam generator tube ruptures. DR. HOPENFELD: It depends on the relatively size. DR. BONACA: If you have a tube rupture, then even for one or two, you're going to come back to the shut-off head. DR. HOPENFELD: Depending on the relative area -- and I don't know what that is -- it may not be the 2,500, but it will be below that, 1,000 or whatever, but that's not what's going to be driving. I think the biggest uncertainty is really the abrasive aspect of that jet, and you know, it doesn't have to be 2,500. I used the 2,500 because that's what they're using to test these samples. DR. BONACA: The reason why I'm making the point on the 2,500 is that, when I look at some of the studies being done, for example, by INEL, there is a significant dependency between the K's they're assuming, like steam break, and the delta pressure that is pertinent to that, because that says, although steam line break is less frequent than a stuck-open valve, the delta pressure is much more severe, it's 2,500 psi, once you have the break on the secondary side. DR. HOPENFELD: But you see, they usually assume a constant area, which is implicit in those assumptions. This is not really a constant area here. DR. BONACA: Okay. DR. HOPENFELD: Obviously, you can't pull more than the pump can pull in there, but this is not exactly the same situation, it's somewhere in between. But your point is well taken, 2,500 may be too high. DR. BALLINGER: This also assume a dry steam generator. DR. HOPENFELD: Yes, it is a dry steam generator. As soon as you depressurize, the procedures are that the steam generator does stay dry. You turn off the feed pump. Okay. After this introduction, after the GL 95-05 was put into the -- into effect -- and again, I'll remind you again, originally it was meant to be only an interim basis, we have erosion of that 1 volt or 2 volts and we're going to 3 volts and we're going above that, and again, the rationale that is being provided -- and I already discussed that -- is that we can prove and show you -- that's what the licensee says -- that we don't have any damage using this MB2 data to indicate to you the forces on the plate. They may move a little bit, and if you go back to your proprietary material, you see they moved with one code and they don't move with another code, and you can see that all of it hangs on a computer code that was benchmarked against the wrong data. That data was just not applicable, wasn't designed for that purpose. But what bothers me is that, when you look into the SER, we don't even question that, we just accept it. DR. BONACA: Wouldn't the movement of the plate have an impact, also, if you stayed with the original plugging criteria of 40 percent through-wall? Don't you think it would be much less impact? DR. HOPENFELD: You would think so, yes. I think NRR has a very valid point with the rulemaking. They said we don't think that 40 percent is really ideal, we would like to do something else, we want to tighten up our regulations, because that 40 percent came from some wastage studies, it's not really applicable here, so we want to improve that, and I think that the intent was perfect, but as they were going along and the industry came along and said, hey, we don't need any of that stuff, okay, we want infinite flexibility to decide what we want to plug and what we don't want to plug, and that's really what the problem is. Yes, this is not ideal, but the 40 percent served us well. Nobody tested it, and I think what Bob was telling you, he had some potential problems where there was no 40 percent, these were brand new tubes, and there was some potential damage. DR. BONACA: I guess 40 percent was to give you some indication of the residual strength of the tube. DR. HOPENFELD: Yeah, well, 40 percent, you know, using the ASME code, you just write it off as a corrosion allowance and that's it, you forget about it, whether it's - - you don't go and start analyzing whether there are cracks or not cracks. Now, if you want to go in the second level of details, you go into the crack propagation and so forth, but that's why I think the 40 percent, from what we have, is the best thing that we can do at the present time. Now, if you remove the vibration, if you remove all those loads and the potential of this erosion thing, yeah, that's fine, then you can just go to whatever you want to go to. One thing to explain away the reason why we could go to higher voltages is research is going to provide us information on how to -- that would allow us to operate with higher voltages, and there would be no problem with erosion from jets and so forth. I'll give you a few examples of the kind of work that is now being proposed, that just a couple of weeks ago was sent to NRR. It's being proposed as the NRC solution to operating degraded tubes, a potential solution. One is ANL has developed -- and I'm just quoting what one of the latest reports says -- developed a leakage methodology, and that is the equation for the flow, obviously it's a function of delta P and area, of flow area. For some reason, I don't know why, it doesn't have the L over D ratio, and I think they would be advised to go and see what Dr. Shrock has done, because it's also an L over D. I've looked at that report. I think they're using mostly, but not all, EDM notches. There may be some cracks, but -- DR. CATTON: It really depends on what you mean by "A". The geometry could include L over D. DR. HOPENFELD: No, it did not. It could, but their evaluation was based on the ligament. I don't remember the person's name, but his calculations were based on the strength of this ligament based on the internal pressure only. Only internal pressure came in there. So, if you are working in a laboratory and you are willing to forget the real world, you have the luxury of doing this, but it is not appropriate for licensing purposes. Now, I've looked at some of the letters that were going between NRC and Com Edison after the IP2 incident, and they were using -- Com Edison were using these kind of equations to predict what kind of leakage you're going to have during an accident. They don't even state the assumption that the other forces that could act on that ligament, and we have been through this before, could come into play. Now, that is the basis for allowing a plant to operate, or it's being used as a basis to allowing plants to operate. It's fine to do all that research at Argonne, I have no problems with that. When you take this thing, without putting it in the right context, and you start regulating with it, that's when I have a problem with it. Another issue that I'd like to discuss at some length has to do with inlet plenum mixing. Now, the issue of inlet plenum mixing comes in during severe accidents. You remember now that we are on risk-informed regulation, you have to look into severe accidents. Well, if you are doing severe accidents, what you have -- you have a situation where the driving force is natural circulation between the reactor vessel and the steam generator, and the flow goes up, partially mixed here, goes up and then turns around and comes back. Now, if you don't mix the flow here, you get -- during this severe accident, you get to creep rupture problems, because the temperature is very high, and you rupture the tube before you rupture another component in the system. The component that most commonly is talked about is the surge line. So, here is the competition here between any one of those tubes and a component in this part of the system. If this component breaks first, then you're okay, because this is within the containment, but if you -- if this one breaks, you're out into the open. So, it's a competition that we're talking about. Well, the easiest way to solve the problem is the NRC way. What you do, you say, well, I can lower the temperature, and I can keep the temperature here relatively very low by mixing all that flow. So, back -- remember, going back to the time line -- that's the reason I put that time line there. Back to the time line, remember, somewhere in '95, the NRR found out that they are getting a potential problem here with creep rupture in severe accidents. Before that, severe accidents weren't that important, because they were not part of the risk-informed regulation, but now that you worry about it, you have to come up with an explanation of why you're not getting -- why you're not going to increase your risk of a core melt. So, one way of solving -- to solve the problem was to mix this. So, if you mix these -- I don't remember what the temperatures are, but there's a very large temperature differential here, something like 500 or 600 degrees F, but if you mix this thing perfectly, you lower the temperature, and remember, from your creep rupture basic curve, the rupture properties are -- you have more strength at the lower temperature. So, the uncertainty here is not that much the creep rupture properties, although they went and built a very expensive facility at Argonne to find those properties, but that's not really the major thing. The major thing is to -- it's not the uncertainty in the creep rupture property. The uncertainty is what's going on in here. Yes, sir. DR. HIGGINS: It seems like everything you talked about up till right now has been associated with the main steam line break and a subsequent rupture of the tubes. DR. HOPENFELD: Correct. DR. HIGGINS: It seems like, in this one, now, you've jumped to a different type of a scenario. DR. HOPENFELD: Correct. I should really introduce it. DR. HIGGINS: Would you say a couple of words about that? DR. HOPENFELD: Yes. DR. HIGGINS: I guess your concerns are broader than just a main steam line break. DR. HOPENFELD: Right. I'm sorry. I titled the previous view-graph "Examples of Research," how do we resolve -- how do we extend the 95-05, and in the case of a steam line break or the design basis, is those loads that I talked about, but now, under risk- informed regulations, it's not enough just to say here is 95-05, because 95-05 by itself doesn't talk about severe accidents. But now when you go and you ask for relaxation under that risk-informed regulations, there is somewhere in the system that tells you, aha, you've got to look into the severe accident case, too, you have to show us that whatever you're going to do to the system, whatever you're going to perturb the thing beyond your present tech specs, whatever relaxation you're asking, you are not going to affect the severe accident case. Does that answer your question? DR. CATTON: And what it gets down to is that there is a race to determine which piece of that system will go first. Now, depending on the assumptions you make, you can make any part of it go first. If you assume that there is no mixing in that lower chamber, hands down, it's steam generator tubes first. Depending on how much mixing you assume, you bring the times closer together, and you can even make the surge line or some small pipe that connects into the hot leg go first. DR. HOPENFELD: Correct. DR. CATTON: Where it really all comes down, as near as I can tell, is the RELAP-5 code -- and I don't -- I think you're faulting the -- you're kind of blaming NRC for doing it deliberately. I don't think it's deliberate; I just think it's misinformed. DR. HOPENFELD: No, I didn't get to the RELAP on this yet. DR. CATTON: Well, you're going to get there. But that's where the mixing comes from. DR. HOPENFELD: Yeah, but I didn't get there -- DR. CATTON: The assumption of mixing comes by the nodalization that's used with RELAP-5. From there on, it's justification for having done so. DR. HOPENFELD: Give me a minute. DR. BONACA: I would like also to ask -- here the question is -- the issue is steam generator tube rupture induced by severe accident. DR. HOPENFELD: Right. DR. BONACA: Okay. Now, you also, however -- I wasn't clear whether you're making a contention that not only this cooling issue is central to that, but also the damages in the steam generator tubes. Now, it wasn't clear. DR. HOPENFELD: Okay. I'll try to make it very clear. The issue of -- if it was four years ago, I probably wouldn't even bring it up, or I'd just bring it up as of just general interest, but under the risk-informed regulation -- and I understand, at this time -- and I think Farley was the first one where you have to address the severe accident issue, and that's why I'm bringing it now. I wouldn't have brought it out before. At this point, when we give somebody -- we're relaxing their technical specifications, we ask them to come up with a justification that the severe accident is not going to affect the core melt frequency, and that's the reason I'm bringing that as another example, but I would like to get into the technical reasons here, just take it one step further. DR. BALLINGER: Now, these are calculations, right? DR. HOPENFELD: This is just a schematic. DR. BALLINGER: No, I'm saying you're going to get to the calculations. DR. HOPENFELD: Yeah, I will, right now. DR. BALLINGER: But my understanding is that there is a discrepancy between the one-seventh Westinghouse test and what's been observed at TMI. I don't see that. DR. HOPENFELD: I'm not going to get there. Let me tell you where I'll get, and then I'll be able to -- let me get to my point, what I'm trying to say. But did I answer your question, why I'm bringing in that severe accident? DR. HIGGINS: You did answer it. I guess I'm just trying to get my arms around the scope of what's included here, because there are a number of different ways that you could address the steam generator issue. One is the core damage-induced steam generator tube rupture. Another one, the one that you've been talking about, the one that's induced by a main steam line break. One we haven't even talked about yet is the spontaneous steam generator tube rupture at some frequency. DR. HOPENFELD: Well, they're all really part the whole picture, and I think this severe accident is part of - - if you come in and you tell somebody I want to operate at 3 volts, under 95-05, their reply would be, okay, well, you should look at severe accidents. Now, industry has said no, we don't want to look at severe accidents, but the NRC said, yeah, you look at severe accidents, and in the case of Farley -- and maybe that didn't ring a bell at the time, when they came in '99, in September '99, and asked for relaxation in the case of Farley, the staff did some calculations for them and said, well, don't worry about this, we don't have any problem, and that's what I'm going to tell you, why they do have a problem. So, it's not separate, and you've got to take all of it together. That's why I have so many pages. DR. BONACA: Yeah, but until now, you have spoken about steam line break -- DR. HOPENFELD: Correct. DR. BONACA: -- which is in the design basis of the plant, and our intention is that allowing this kind of inspection and flagging makes it a different accident than what is in the FSAR. DR. HOPENFELD: That's correct. DR. BONACA: Okay. You could say that, within 50.59, we have created a new type of accident, because it results in a leakage which is much beyond what you'd assume, and in fact, if you postulate what you're proposing, it's much beyond that, and you get a combination of steam line break and steam generator tube rupture, and all those issues come together into a challenge of the actual design basis of the plant right now. DR. HOPENFELD: Correct. DR. BONACA: Now, this is -- you're saying now, separately from that, you have a concern -- DR. HOPENFELD: Well, it's not separately. It still has to be addressed. It was separate three years ago, but now it's not separate anymore. DR. BONACA: Separately in a sense that you have - - by other means, you come to core damage. DR. HOPENFELD: Oh, yeah. DR. BONACA: That cascades into potential steam generator tube rupture if the tubes are not in the pristine conditions and you have all those things. DR. HOPENFELD: This is a station blackout type of an accident. DR. BONACA: Exactly. DR. HOPENFELD: It's a TML3 or TMLB or something. I didn't get into that, but to give you an introduction of the whole thing, yes, this is a different type of an accident. This is not the steam line break. DR. KRESS: There's two or three severe accident sequences that can do this. DR. HOPENFELD: An ATWS is even higher than that. DR. KRESS: No, no, I think the station blackout is the main one. DR. HOPENFELD: This is the station blackout that I'm talking about. I thought the ATWS has pretty high pressure, too. DR. KRESS: It's pretty high, too. It's up there. DR. HOPENFELD: I'm sorry. Sometimes I'm going too fast. But let me say again, I'm talking about -- it's not a steam line break, it's a station blackout, and in the last two or three years -- Art, can you tell me when we're supposed to address this thing, if somebody comes with a risk-informed? We didn't have to do it in the past. DR. KRESS: I think the ACRS almost forced them to look at this. There wasn't any regulation that said you had to. DR. HOPENFELD: In 1999 is the first time that I saw -- when Farley came in here -- that it's being addressed, and the industry was fighting that. They didn't want to have them do that. But since it's here, I think I ought to talk to you about it or explain it to you, what it is, to see how these things are being approached more than anything else. DR. KRESS: The concern of ACRS wasn't so much that this increases the CDF, because if you're into a severe accident, you've already got a CDF. It was that this converted it into an increase in the large early release, because it could go into containment. DR. CATTON: It has nothing to do with the CDF. DR. KRESS: Well, a little bit. You can add a little to the CDF if this happens. DR. CATTON: You've already had it. DR. KRESS: You've already had it, yeah. DR. CATTON: It's on the table. DR. HOPENFELD: There is a difference, and I think the difference is that this is called an LERF, not that you have a containment bypass. DR. KRESS: That's right. DR. HOPENFELD: So, you're talking about another order of magnitude of safety. So, if you could go and live up to 10 to the minus 4, now you stop at 10 to the minus 5. DR. KRESS: That's the distinction. DR. BONACA: That's the distinction, and we have been confident -- I mean there has been some confidence, I believe, from 1150, that because of failures of the primary side, you will not have this bypass of containment in many sequences of this type, and now, this could create a much bigger group of sequences that will bypass containment. DR. CATTON: Actually, this all started when somebody in Holland got ahold of RELAP-5 and did some calculations that were absolutely incorrect, but they concluded that -- actually, they argued that it was the nozzle on the reactor vessel that would go, and then people started to look at the problem, and over a period of time, it involved into this particular configuration, and in the Westinghouse tests, one-seventh-scale tests were done, but nobody did flow visualization. The temperature measurements were pretty good, but the scaling was improper. So, as a result, all you know is that that kind of phenomenon can occur. DR. POWERS: To be precise, the Westinghouse experiments did not include the steam generator. DR. KRESS: They had a simulated steam generator. DR. CATTON: They had it simulated. DR. KRESS: It wasn't a steam generator. DR. POWERS: It does not look like that at all. DR. KRESS: No, it doesn't look like that at all. It wasn't scaled very well. DR. HOPENFELD: Okay. So, going back to '96, I believe, or '95, when the NRR felt that they'll -- they got an inkling that they'll have to address the severe accident issue, they asked research to look at it, and research solved the thing in a report called NUREG-1570 that, again, it's being used for licensing, and basically, the answer was that, if you have good mixing, there is still a chance that you will rupture a few tubes, but the probability was low. So, at that point, I thought it would be useful to take a look at that mixing assumption. I had a report, remember, going back to September 1992, when I assumed that there was no mixing. There was no reason to believe that there would be any mixing. So, I assumed that there was no mixing. Then EPRI had a report on this subject, a very, very elaborate report, and they assumed that you could have mixing between 100 and 200 gpm, and there was a very, very clear effect, and when you have mixing, they assumed that they had a leakage, primary to secondary leakage of 100 to 200 gpm. It will have a profound effect on the mixing in the steam generator. If you then -- what happens is, when you have mixing in the steam generator and if you have a large flow due to leakage of the tube, all that leakage will bypass the plenum, basically, and you're going to get high-temperature gas or steam in contact with the tubes. Well, all that was all forgotten, because the research studies were based on Westinghouse one-seventh- scale model, which, besides the scaling problems that have been discussed for a long time, it didn't have any leakage. So, all that data that RELAP-5 was benchmarked just wasn't applicable. Another implication of this is going back to here, that we have never really looked into that, and it should be, and that is that these very high -- when the flow rate here -- the natural circulation flow is very slow. It's like a couple of feet per second. When you have large leakage flow, then you really have some kind of a combined natural forced convection flow in that pipe, and that by itself is going to affect the rupture of these components on the primary side. So, the point here is that all that analysis came to a criticism, and I think Dr. Catton was involved in this, and there were a lot of questions, but nothing happens, and two weeks ago, we get another letter to NRR telling that we're going to do more of the same. One of the criticisms that came up during one of the ACRS meetings -- there were a lot of deposits in here which were not taken care of. Actually, what you are really interested is knowing what the tube-to-tube temperature variations, and those were not calculated. So, now, they want to continue this kind of study to come up with an improved temperature distribution, which is fine, but the main problem here is that we don't have data. There is just no data. It's a three-dimensional kind of thing. RELAP is one-dimensional. There is no data to justify any of that. DR. BALLINGER: Can I ask a question? Can you go back to the previous slide, the one that showed the schematic? DR. HOPENFELD: This? DR. BALLINGER: Right. Now, I guess I understand the argument, but if you have a single or even two tubes failed, isn't that going to short-circuit the flow? DR. HOPENFELD: Sure. DR. BALLINGER: So, how do you get high temperatures in the other tubes? DR. HOPENFELD: Well, if you already have a failure, a large failure, then, you know, you have the leakage. It depends on the relative amount of steam you have. There's a lot of steam there. DR. BALLINGER: But if you've got flow already out a leaky tube, that short-circuits the high-temperature flow through a tube which has already failed, and so, you don't have to worry about a creep rupture problem. How does it get the temperature that would result in a creep rupture to the other tubes? DR. CATTON: The tube that's broken -- it's going right out the SRV and into the atmosphere. That's the problem. DR. BALLINGER: I thought you were arguing that you get high temperatures in other tubes, therefore you get rupture of the other tubes, and therefore, you propagate the failure. DR. HOPENFELD: No, that's already bypassing. There would be no mixing in here. Whatever temperature comes in, whatever steam comes in here at the higher flow rate, it will get out. DR. BALLINGER: So, you don't propagate the failure by this mechanism. DR. HOPENFELD: No, I didn't say it would propagate the failure. DR. BONACA: But you said that the tubes fail first, which I understood the same way, that the tubes would be exposed to higher temperature. DR. HOPENFELD: Higher temperature than the surge line. DR. BONACA: Why? DR. BALLINGER: But the tube has already failed and it's already bypassed. DR. KRESS: So, what's the consequence? DR. BONACA: You have to have a mechanism by which you fail the surge line. My understanding of your contention was that the tubes now -- there is some leakage coming through. That will cause the tube to hit higher temperature than the surge line, and that will cascade into more rupture. DR. HOPENFELD: But it's not only the temperature, it's the size of the thing. The component is of a different size. You have to look into the actual component calculation, the stress calculation, and you'll see it. I don't have a graph to show you where the cross- over point is. DR. BALLINGER: I'm trying to get the scenario correct. DR. HOPENFELD: Okay. DR. BALLINGER: You're saying that you have multiple damage to steam generator tubes, which are leaking at some -- DR. HOPENFELD: Correct. DR. BALLINGER: -- small rate. DR. HOPENFELD: But sufficiently large to affect the -- I'm not going to have mixing. DR. BALLINGER: But these tubes would not necessarily burst during the accident. But when you get this small amount of leakage, you alter the natural convection flow. DR. HOPENFELD: I didn't say small. It's sufficiently larger than the natural circulation, because otherwise, natural circulation would dominate. DR. BALLINGER: Well, I'll give you that. But now the hot gas goes up these tubes which are leaking a little bit. DR. HOPENFELD: Which are leaking. I don't know how much they leak. DR. BALLINGER: Well, cause a higher temperature in the tube, result in rupture of the tube. DR. HOPENFELD: Higher temperature relative to the mixing temperature. DR. BALLINGER: I mean higher temperature with respect to the stress rupture. DR. HOPENFELD: But you see, you have to go to the stress calculation -- to the structure calculation of whatever component -- say, the surge line -- versus the tube. It's not only the temperature, and if you go and do that -- which I didn't bring the data with me, but you go there and look at it, you will see that, if you lower the temperature, okay, if you lower the temperature of the tubes or if you allow for mixing here, the surge line will break first. DR. BALLINGER: I'm not worried about the surge line. I'm trying to reduce this to terms that a metallurgist can understand. DR. HOPENFELD: It's not a metallurgy problem. DR. CATTON: Maybe I can help. DR. BALLINGER: I'm trying to envision a way to propagate this so that you get larger release. DR. BONACA: I had the same understanding as Dr. Ballinger. I mean my understanding was, if you have this effect, okay, of circulation, it will provide cooling to the tubes to the point that the surge line heats up first and fails first. DR. HOPENFELD: It's not necessarily the heating. It's a combination of the structure and the temperature. DR. BONACA: Conversely, if you have some leakage to the tubes, that leakage such that dominates that recirculation portion of the steam, that cooling is not happening anymore, and this will result in further increase of temperature to further failure of the tubes. DR. CATTON: I don't think a change in flow to the tube because of a leak impacts the heating rate of the surge line much at all. DR. BONACA: I'm talking about the heating rate of the tubes. DR. CATTON: If you look at the Westinghouse one- seventh-scale data carefully -- and they have some appendices with a whole bunch of temperatures in them -- and none of their tubes leaked -- what you'll find is that, in some of the tubes, the temperature at the inlet is almost the same as the temperature coming out of the model hot leg. What that says is that it's a rather complex process that's going on in that chamber, and making the assumption of .87 mixing really is without basis. DR. BONACA: It seems to me that one should give some belief to both possibilities, but that's just a personal opinion. DR. HOPENFELD: Really, the only way to answer your question -- if you go back and see the surge line temperature going up and you see where they cross over, that temperature makes a difference, but my point is here that you cannot ignore, because I calculated it, the Japanese calculated the same thing. They came up with the conclusion that this is very marginal if you allow -- if you don't allow mixing. EPRI calculated it the same way. They had a model. They had, well, you can't use this Westinghouse data. So, they had a model which wouldn't allow mixing. So, there were three models here, okay, all of them showing there is no mixing. Now, we have the NRC people going and developing calculations which are based on perfect mixing without analyzing -- without really looking for the entire picture, looking as to what happens to the surge line, how does that affect it, without coupling the whole issue, and then you use these results in 1540 to regulate plants. That's the thing. It's not all this. I don't mind if you do this thing until doomsday playing with these models. That's fine. It's good to present papers. But when you start using this into the regulatory arena and you start really licensing plants, you tell them, well, you can have this inspection, you can't have this inspection, that's where the concern is. MR. LONG: This is Steve Long with NRR. I don't think there's much disagreement here between the staff and the DPO author on the effects of leakage, or at least our inability to handle them. The concern is that you're trying to determine if the surge line will heat enough to fail first or the tubes will heat enough to fail first, and there's a lot of discussion about whether or not the scaling for the one- seventh-scale test to the prototype, various different shape prototypes between CE and Westinghouse, really captures the phenomena correctly about leakage. When you add the leakage, a whole bunch of different things happen. First of all, if you're leaking substantially from some tubes, the flow doesn't have to come back from the outlet plenum side to the inlet plenum to let hot fluid come into the inlet plenum. So, you really cut down on the mixing that way. So, you may very well get hot gases going up to a lot of the tubes. Then, in addition, if the leakage is high enough, you'll actually cut down on the cycling or stop the cycling of the PRV on the top of the pressurizer, so you cut down the flow through the surge line and you slow the heat-up of the surge line, at least to the extent that the surge line doesn't sit at the top of the hot leg and just get the hot temperature as it goes by it, it's off to the side. So, there are a bunch of different things that we don't handle well if you start adding substantial leakage. One of our concerns has been to try to keep the leakage down to the approximately 1 gpm that's in the design basis now, and if we felt we had to make it lower, then we'd have to come up with enough analysis for the backfit. DR. KRESS: What is a good rule of thumb for what you would call substantial leakage? MR. LONG: We've done some studies that assume a fixed-size hole in the steam generator tube, and if you size that hole so that you get approximately 100 gpm leakage under the design basis conditions, where there's water on the primary -- and I don't remember what the hole size is -- we can look it up for you -- that hole would stop the cycling of the pressurizer valves before you got to failure of the RCS by creep. I was trying to size the hole so that you could relate it to the design basis-type limits that we had in leakage of water. So, I can't tell you -- that's approximately the size that seems to -- in the Surry plant model right now. That would make the effect of preventing the safety valves on the pressurizer from cycling until the point of failure. It would alter the flow path before that through the surge line. We don't know how to handle the leakage effects on the mixing. So, it may be well below that that the effects on the mixing occur. DR. BONACA: Before you move further, Dr. Hopenfeld, I would like to ask you -- you presented in a previous slide your scenario -- you presented the containment bypass frequency of 1.6 times 10 to the minus 5. How did you get to that number? DR. HOPENFELD: This has been a long time. I'll have to recollect how I got the number, but I'll give you the rationale. I don't remember. This slide came from a presentation I made to the ACRS in '98, I think, and I had that number, and I think Dr. Buslick helped me with that, and maybe he will remember, but I got those numbers from -- there was a rationale for getting those, but I just don't recall exactly where it came from. DR. BUSLICK: I don't really remember for sure, but 1.6 times 10 to the minus 5 per year, I think, is the total station blackout. DR. HOPENFELD: Yeah, I think that's the answer. Very good. DR. BONACA: Then what you did you assumed the station blackout and then assumed no conditional probability. You have a station blackout and that will take you to a containment bypass. Okay. DR. HOPENFELD: I am not a PRA man, but I went to Dr. Buslick and he gave me a number. DR. BONACA: That's what I saw yesterday from some papers, but I wanted to confirm it. DR. HOPENFELD: Thanks a lot, Steve. You couldn't state it better. So, we do have an agreement here now. The next thing -- what kind of got me a little concerned -- MR. LYON: Let me raise one more point that Steve was sort of getting to. Remember, we're starting with a core damage situation underway. So, the fluid back in the reactor vessel is really up there, you've got the chemical reactions going on, and so forth, and then, as that fluid flows along the top of the hot leg, it is interchanging energy with the cooler fluid flowing back, so we're getting a cooling effect there. Then, as you get into the steam generator inlet plenum, you get into the mixing there, both phenomena, by the way, quite uncertain, from what I have seen, but if you get into a situation where you have a substantial leak, say one tube partially breaks, and you set up a mechanism to take that really hot fluid, say 3,000 Fahrenheit, whatever, that's back in the vessel, and move that up into the area of one tube, and if that is then moving out and hitting other tubes, you may have a propagation mechanism for making the leak substantially greater and failing a number of tubes. DR. HOPENFELD: My point really here was that there is a proposal here to do additional study of this, doing more analytical study and code calculation. I really don't think you can do that. You have to get some data with leakage to benchmark these codes, and I have nothing against that, but just to do more of the same that was done before I don't think is very useful. DR. BONACA: The last comment I would like to make about this is, when I compare these containment bypass frequencies, there is a full agreement on the frequency of station blackout, and then I believe the DPO takes a position that there is certainty that, if you have a station blackout, you have a bypass situation, so conditional probability is 1, and the other position is surge line fails first, so there is no bypass, and you know, I wonder if there was an estimation of somewhere in between, given that there is significant uncertainty on the phenomenology of this. We can explore that tomorrow. MR. BUSLICK: Steve Long corrected me. It's not the entire station blackout core damage but the high dry station blackout core damage frequency. DR. POWERS: Dr. Hopenfeld, are we arrived at a point that it would be appropriate to take a break? DR. HOPENFELD: Fine. DR. POWERS: Why don't we take a break till quarter after the hour. [Recess.] CHAIRMAN POWERS: Let's come back into session. Dr. Hopenfeld? DR. HOPENFELD: Remember, going back to the time line, the entire NRC justification for operating with cracked tubes is based on NUREG 1477. And the assumptions in there are that the primary and secondary leakage rate is between 480 to 540, and, of course, this is primarily for the risk assessment. It's not for the CFR-500. The crack opening is .576 to .72, and the crack area does not change once the corrosion products are forced out. Now, you can see that this is a constant area, a certain area that was assumed, and a certain flow rate was assumed, which really neglects all the items that we're talking about, all the factors that we're talking about before, the jet and the forces due to the steam line break. So, when you make these assumptions, sure, the pump, if you write the basic equations for a pump operation, obviously there's a certain amount, maximum amount of flow that you can force through a constant area. Makeup of water was added to the RWST, and the main assumption -- and that's the one that we're going to analyze and look at a little bit more -- is this ten to the minus three, and that's the one really that bothers me more than anything else. Because where does it come from, and what's the justification for it? DR. BONACA: This, if I understand it, is probably the where the steam line break is ten to the minus four, and operator failure is ten to the minus three? DR. HOPENFELD: The probability of -- no, on this one, I believe the probability -- it was not the steam line break; it was the safety relief valve, and I think that was ten to the minus three, if I remember correctly. Is that right, Steve? MR. LONG: Correct. DR. BONACA: And how do you get ten to the minus seven? MR. LONG: Let's talk about it tomorrow. I have to get the book. DR. BONACA: I'm asking -- DR. HOPENFELD: Well, ten to the minus four times ten to the minus -- let's see, ten to the minus three times ten to the minus four is ten to the minus -- this is ten to the minus six. Where does seven come from? I don't know. [Laughter.] DR. HOPENFELD: I got it from NUREG 1477,and probably you have the numbers. DR. BONACA: Yes, there is -- I have reviewed those documents, too. There is a full range of spectrums, depending on the transient, and that's why I'm trying to nail down which accident we're talking about. DR. HOPENFELD: We're talking about a steam line break. This is in NUREG 1477. DR. BONACA: That's a steam line break? DR. HOPENFELD: It's a steam line break. DR. BONACA: You said that it's a stuck-open SRV? DR. HOPENFELD: Well, no. A stuck-open SRV is a steam line break. DR. BONACA: Well, the way it's characterized is different frequencies. DR. HOPENFELD: Right, the frequencies are different, but originally, actually when I looked at that thing, remember, I had two months to look into that problem. I talked to various people, and I came up with the number of ten to the minus four, and that's why that I stuck the ten to the minus four in there, and gave the operator zero credit for it, that he didn't do anything. Then when the committee was formed and they did some more studies, they came up with a higher frequency, and they were talking about the relief valve. So another way of looking at it, if you want to go to the ten to the minus three, then you say, well, ten to the minus three, and we'll give some credit to the operator that maybe he'll look at it. But anyway, the number is ten to the minus four, as far as I can see in how you come to it. You may come to it from different angles. MR. HIGGINS: Do you postulate the same drastic effects in the steam generators from a stuck-open relief valve on the secondary side as the main steam line break? DR. HOPENFELD: Well, this was done by NRC. These are their numbers. But I believe that, yes, I think you could -- within the uncertainty that you have, there is a limiter there, but within the uncertainty that you have, it probably doesn't make that much difference. DR. BONACA: Yes, but some of the reports, however, show, depending on the initiators and how challenging it is, they assign different frequencies for the initiator, different success criteria, and other things that come after that. DR. HOPENFELD: Right. DR. BONACA: And so -- DR. HOPENFELD: I'm just showing you what 1477 used, and what has been used as a justification for the last eight years as quoted in the reply to that DPO document. That's what's being used, and that's what I'm addressing. I'm just telling you what they are talking about. DR. BONACA: Okay. DR. HOPENFELD: That's the number that is in that NUREG. Now, tomorrow, hopefully you'll ask them where they got this surface area from, where they got this flow rate, and they should justify that thing. And why is the surface area constant, if you have other mechanisms, loads, and that's really the crux of the whole thing. Sure, if you have a constant area, you're limited by the pump, but that's not real life. DR. BONACA: Sure. DR. HOPENFELD: So as I said before, the DPO approach was, this is too complicated, whatever the frequency you have, that's it, and the probability that you would lose the inventory is one, once you get to that point, if you have cracked tubes. That was the approach from the beginning. Now, whether it's ten to the minus three and you give operator credit or it's ten to the minus four, it's not really the main point here. The main point here is that you are ten to the minus four, which is two orders of magnitude, which is an order of magnitude higher than what the ten to the minus five that we were supposed to abide by. If the Commission tomorrow says, well, ten to the minus five is not a good number; let's go to the ten to the minus four, I'll just retire and just forget about what I said here. But that's what they said, and they set the rule, and if they set the rule, they would stick to it, otherwise, this whole risk-based-informed is just one big joke. And that's really the point. So, the whole thing is, if you've got some -- I'm sorry, was there a question that somebody raised his hand for? So the whole thing could be really explained away if you say if you have a super-duper operator and he can do marvels and he can put it down, but it's not a simple thing, when you have a large leakage, to bring that kind of system to an ordinary shutdown, because there are conflicting requirements here. You have on the one side, you have steam coming out from an opening in the steam generator, and it goes out to the site, and the only way you can stop that is to reduce the pressure on the primary side. So when the pressures become the same, the leakage stops. But on the other hand, you can't go too fast, because if you go too fast, there is the possibility that you uncover the core, plus, you have limitations of PTS, pressurized thermal shocks, but that's not the main point here. The main point is that you can't go, you're limited, this is not a simple operation. Now, maybe if you're running at 100, 200, 300 gpm -- I don't know, because I'm not an operator -- you probably could handle it. When you get to larger, some theoretical predictions can go above 5,000 gpm. But the point is that it's not a straightforward kind of thing, because some plants don't have pumps that you can throttle, so you have to turn off pumps on and off, and some of them were not designed for that purpose. You may be overheating them, so if you lose pumps while you're operating, then the operator has got another problem. So it's not straightforward, and I'm not an operator, so Mr. Spence will talk about this a little more. But the main point here that I'd like to bring to you, is that if you go back and operating experience, then in reality, even in IP-2, relatively -- compared to this, relatively trivial accidents have caused operator problems. The one that I -- that was brought up to me, to my attention recently, was the one at, I think, Palo Verde. They took 28 minutes before there was a recognition there was a tube rupture. Now, this is relatively a no-accident; this was -- the plant was designed, compared to what I'm talking about. So if it takes you 28 minutes, then you can say, well, this much more severe accident is going to take -- he's going to follow and do all these -- sure, he can do all of that, if the equipment operates that way. But I've driven a lot of cars over the years -- it's my hobby -- and things just don't happen that way with real-life cars. Reactors are different, but nevertheless, this number here that is being used is ten to the minus three for operator error, is, I think, very, very optimistic. DR. CATTON: Can I ask a question about -- you've assigned a number of ten to the minus one for operator failure. DR. BALLINGER: Well, let me go back to that. What I did originally, I said ten to the minus four, because that was a frequency given to me for steam line breaks upstream of the isolation valve. See, you have an isolation valve and you can isolate that thing, but there's a section there and it varies from plant to plant what it is, that independent of what the isolation valve does, you have many steam line breaks with a bypass. DR. BALLINGER: Okay, so this is not operator, this is valve operator. What's the ten to the minus one, operator, the guy? DR. HOPENFELD: Okay, that's an operator. DR. BALLINGER: Now, can that be affected by operator training? What if they trained on these kinds of events? DR. HOPENFELD: Bob will talk about that. I think it's a very good question. I've asked it a couple of weeks ago from -- I asked NRR to provide me statistics of the operator simulator results on that kind of accident, and they don't have it. But that is one place to get that information. DR. BONACA: Because it's a steam line break, rather than a tube rupture, so really if you look at the procedures, they way they were set, it would involve different procedures, probably. DR. HOPENFELD: Well, it's a LOCA, basically. That's all it is. DR. BONACA: But you don't start with the LOCA; you start with the rapid depressurization, and you think -- DR. CATTON: To pick it up. DR. BONACA: To pick it up. DR. CATTON: But i believe the operator is trained on a simulator. The simulator is based on RELAP, and we heard this morning about what you actually will see, and they're quite different. DR. HOPENFELD: That's the bottom line here. DR. BONACA: They use RELAP anyway. DR. CATTON: Well, whatever codes are used, RELAP is the one. DR. BONACA: When you say RELAP, I agree with you, but some say that insofar as the Palo Verde event, you know, if you have a straight steam generator tube rupture, and it is a minute leak, it may make it hard for the operators at the beginning to -- DR. HOPENFELD: I don't think this was a minute one, though. I think it was a full rupture. DR. SIEBER: One tends to mask the other. DR. HOPENFELD: Well, I think that particular one was not. DR. BALLINGER: It was 250 gallons a minute, I think. DR. HOPENFELD: Is that what it was? Okay, that's about half; 250 is about half -- 500 for full rupture, and 250 is about half. DR. BALLINGER: Two-forty. CHAIRMAN POWERS: I'd like you to be a little more accurate in your estimates. [Laughter.] DR. HOPENFELD: Well, 240, it sure is higher than a one-gpm, 500 is, you have to agree with that. CHAIRMAN POWERS: Yes. DR. HOPENFELD: We looked at the Indian Point 2 experience and I think there was some problem at controlling the steam flow to the condenser, and there was a slow cooldown rate, and there were some other problems that I'm ont familiar with. Hopefully Bob will talk about that. Theoretical predictions go to something on the order of 3,000 to 6,000 gpm, which is the limit that even their theoretician claims that there is no way of controlling the accident. It's probably anywhere in between. Now, to summarize the severe accident, because it does fall into all that stuff that I have been talking about, already Mr. Bosnick mentioned and this comes from the station blackout scenario. And the data that was obtained to justify that this number would -- that this is going to be the number, is based on the study of Westinghouse with a 1:7 scale model which did not include the main -- the mixing in the plenum, and the phenomenon is a three-dimensional phenomenon, not a one-dimensional phenomenon that's being treated by RELAP. DR. BALLINGER: Again, I'd like to put things in perspective, though. Six thousand gallons a minute is about ten tubes. DR. HOPENFELD: I think so, yes. DR. BALLINGER: It's about ten tubes, and in the Indian Point experience, they did get the plant shut down without any damage. DR. HOPENFELD: That's 150 gpm. But that's a very good point. At 150 gpm, the thing is that it's still -- my point is here is about the operator response, okay? This was a very mild accident and still the operator -- what I'm really trying to say is that there is room here for the operator to make errors, and when I see ten to the minus three, it's kind of hard to believe. DR. BONACA: Actually, you know, it's interesting that in some of the reports like this, the report that we have, they are analyzing up to 15 tube ruptures, and they present an interesting perspective in this range in the middle. It seems to be the least challenge to the operator because it depressurizes so fast that it brings you down to no pressure for entry level, so even if you are confused for a long time about where you are, but you stay low and leaking low. And the more challenges seem to be the fuel tube ruptures, because you're staying, you intend to come back to pressurize, or the very high leakage rate beyond 15 tubes where you cannot make it up. You cannot make it up, so it's an interesting perspective on that report. DR. HOPENFELD: Okay, I'd just like to bring to your attention here -- I'll just summarize it, because I don't want to harp on this severe accident too much -- that the Japanese JAERI came up also with a prediction that the creep rupture, that the tubes would rupture much earlier than NRC predicts, because NRC said, well, their computer codes predict that it doesn't, but they didn't say that they are mixing it, and therefore that's what the difference is. And, again, one of the discussions in the document you have that's called a reply to -- I mean, the DPO consideration document -- talks about that these cracks are going to be constrained within that support plate. And the jet coming out is not going to go anywhere, it's going to be deflected by that support plate. Now, remember, you have 2500 pounds on the inside of that tube, and it's kind of very difficult to see how that support plate is going to do anything, especially going back, that it's going to move the tube sheet. Remember, it was only designed for 1500 and not for 2500. So, to say that this thing is confined within that support plate and that it is going to prevent the jet from damaging adjacent tubes, is not very realistic. At this point, since I didn't talk to much about the operator action, it's probably the most important thing in this whole presentation, I asked Robert Spence to talk about it a little bit. DR. BONACA: You're going to talk about deflection of jet? DR. HOPENFELD: That's what they're saying. I don't want to get into that. I mean, you can come up with 200 different scenarios. DR. BONACA: All right. MR. SPENCE: For reference to what I'm going to talk about, you were given a handout this morning, a table of three or four pages, about operator. Steam generator tube rupture, operator performance and NUREG 6365. Now, I put that together based on NUREG 6365, combining basically looking at it from what an operator did, what worked for him, what didn't work for him, what problems he had with equipment performance, also a comparison of radiation releases as well as what kind of isotopes were released. These were only steam generator tube ruptures, basically without main steam line break, et cetera. I go back to 1975 and all the way up to Indian Point 2. Where's that pointer? Can I use it? Okay, again, basically what I'm going to talk about is that ten to the minus three an appropriate estimated probability of operator actions? These numbers are not -- you've got three different scenarios that will cause the design basis problem: Main steam line rupture, stuck-open relief valve, and feedwater line break. The interesting part about this slide is the human error contribution to the event. It's very high, and is probably going to be some of the highest in any accident situation. MR. HIGGINS: Could you clarify a couple of things on that? That is, I assume, 1.0 E to the minus three at the top? MR. SPENCE: Yes, that's supposed to be ten to the minus three, yes. The zero doesn't belong there, sorry about that. MR. HIGGINS: And the seven on it? MR. SPENCE: Is -- well, refer -- in your proprietary document, there will be a reference to where that came from. All these little footnotes are references to that. DR. KRESS: And your point about the human error contribution to the CDF per year is that it's high like 93 percent, then that value you get is almost directly proportional to what you assume for this human error probability? MR. SPENCE: Yes, sir. And I think these numbers, if I'm not mistaken, and somebody can check me on what reference I used, but I think it's 1477, NUREG 1477 numbers. [Pause to adjust microphones.] MR. SPENCE: How's that? VOICES: Good. MR. SPENCE: Okay. All right, I'm sorry, did anyone else have other questions? [No response.] MR. SPENCE: Okay, now, I've tried to get the latest -- I've been trying to get the latest Westinghouse emergency response guidelines from the owners group since May of this year, and have been unable to do so. That request has been refused twice that I know of. So, some of -- so what I tried to do is put together my own concept of what's important in this faulted or ruptured steam generator. The first thing he's got to do is maintain -- get the reactor subcritical and maintain it that way with some type of boron addition. This is the diagnostic step that is the unusual feature, the newest -- the latest symptom-based procedures, he really doesn't have to diagnose it. But this is the unusual feature: He does have to diagnose it, and it's very difficult for him to determine the primary system flow rate, when everything is in such transient conditions. One recommendation might be to try to come up with in the SPDS system, some type of calculation that might be able to tell him some kind of rough number of what -- how much leakage he has. Now, then this is where your ten to the minus three comes in to depressurize, cool down the reactor coolant system. He's got to worry about maintaining adequate sub-cooled margin, and yet he has to decrease the reactor coolant system pressure, so he's kind if working inversely proportional to what he's trained to do. Your safety injection system is going to come on, and kick the pressure up, and that's also working against him because what he really wants to do is take the pressure down. It's going to take about two hours to get down at the best down to RHR cooling. But by the same token, he doesn't want to cool down too fast, because he's got 100 degrees per hour cooldown rate max, and he's worried about vessel integrity. The hour-long steam line break at Robinson 2, a cooldown, I think, 213 degrees in one hour. At Turkey Point, the cooldown rate that I saw was 60 degrees F within three minutes. So, he's got all kinds of transients going on that he's trying to respond to, and he's trying to get down as soon as he can to RHR to stop the release of radiation to the atmosphere. So those are -- oh, the other thing, the other important thing that is in the DPO is that he has to refill the refueling water storage tank. If you look at the hierarchy of goals, this is very low in what he's trying to do. He's got his hands full. So, I went back and just for the sake of argument, I just took what was in NUREG 6365, and said, okay, how did he meet those goals? What happened in -- there were ten events there, and I included IP2, so we've got 11 events, and I think we really didn't have good data on a foreign event, so let's call it nine out of ten events. There was a delay in tripping the reactor. What's interest, at both Turkey Point and Robinson 2, when the event occurred -- see, the operator doesn't know what happened. He doesn't know if he's got a relief valve stuck open, until he sees a trend, or main steam line, and until he sees a trend in the pressure -- in the steam generator level going down. DR. BALLINGER: Wouldn't you see tail pipe temperature on the relief valve? MR. SPENCE: On the main steam relief valve? DR. BALLINGER: Isn't there a -- MR. SPENCE: I don't know of any. Does anybody else know of any? DR. SIEBER: You can hear them. MR. SPENCE: You're right, but you don't know whether it's a relief valve and it's going to -- DR. SIEBER: Or a break. MR. SPENCE: Or a break, that's right. DR. SIEBER: Relief valves are usually quieter than a big break? MR. SPENCE: Yes. And what the operators are going to do, naturally -- what are they used to? They're used to working CVCS pumps, charging pumps. So they're going to go over there and if they've got one shut down, they're going to start it up. In fact, they may even, if they've got boration going in, they may stop boration, which is what happened at -- I can't remember which one of the two events, Robinson or Turkey Point -- which is exactly what you don't want to do at that point. Because now you've got to worry about cold water addition, and re-criticality, and what you need to do is pump in that nice boron in your refueling motor storage tank into the core. Okay, this was an old thing where you could either use a steam generator tube rupture procedure or a steam generator leak procedure. Again, I don't know if that's going to be applicable in today's world or not. There have been a number of delays in either keeping feedwater going into the steam generator, which is just going to exacerbate the continuing oscillations of the steam break, giving it more fluid, and making the common mode residence frequencies last longer. Yes, sir? DR. SIEBER: I think that the more difficult problem for an operator is if he ends up with a main steam line break somewhere, or a stuck-open safety valve, and then the steam generator tube rupture occurs because a lot of the parameters will track one another. He may make an assumption that he knows what it is he's got, and start off down that track without picking up for minutes, perhaps, the fact that he's got two problems running at the same time. I think that's tough for an operator. MR. SPENCE: Yes, and he's really relying upon his radiation monitor. And if he doesn't have that radiation monitor available -- DR. SIEBER: You're talking about N-16 monitors? MR. SPENCE: Yes. DR. SIEBER: All plants have them. MR. SPENCE: Yes. DR. SIEBER: And some of them are local readout. MR. SPENCE: Right. DR. SIEBER: So both of those are a little bit of a problem. MR. SPENCE: And if you don't have it, he's going to misdiagnose it, not always, but it has contributed in the past, the loss of that. DR. SIEBER: You'll see that everywhere, probably, though, because you'll pick it up on other area radiation monitors, the fact that you've got more activity. MR. SPENCE: That's right, but whether or not and what the operator attributes that to, I'll talk about some simulator testing a little bit later that occurred over in Norway, in which I've got the videotape of. And the operators talk about how well the condenser radiation monitor, gas radiation monitor off the steam generator, et cetera -- well, there's no flow going through that line, so that's why it's alarming. They could rationalize it out. DR. SIEBER: Well, the other problem is that you may not get a radiation signal, because when you get a trip like that, well, the safety valve opening is all being bypassed. MR. SPENCE: Yes, and there's no radiation monitors there. DR. SIEBER: That's outside, and you don't have anything there to pick it up because it's not a monitor release point. MR. SPENCE: Right. DR. BONACA: I hear you talking about current response using EPGs. I mean, symptom-oriented procedures, right? MR. SPENCE: These here are what happened. DR. BONACA: This is before at Westinghouse. MR. SPENCE: Some of it is applicable; some of it may not be because of the change to the symptom-oriented procedures. DR. BONACA: Okay. MR. SPENCE: And I think one case there was -- they were releasing radiation that they didn't have to, because the swap over with the lines going back inside the containment didn't swap. And I think that was a radiation monitor thing, too. MR. SIEBER: That's on the air ejecter? MR. SPENCE: Yes. MR. SIEBER: Okay. MR. SPENCE: The other thing I alluded to before, when I was talking about the noise-- it affects communication and operator performance. This was, you know, I mentioned it at Turkey Point, but it was also mentioned in the report from Robinson, too. Okay. The pressurizing cool-down. In these things, it's -- well, when the safety ejection comes back in, and whether or not you have pressurizer spray determines whether or not you can control the pressure. If you -- when you've got decay heat in the there, and if you isolate a feed water generator, steam generator, you've got to start your auxiliary feed water into your good feed water heaters. DR. CATTON: How could they recognize whether or not they have a trip level in the head? Oops, sorry. Go ahead. MR. SPENCE: You're going to get a pressurizer level, basically down to zero, which happened. That -- at Turkey Point, that lasted I think for 15 minutes. For Robinson, I think it went 30 minutes. Okay. And you also have -- I'm sorry -- you also have temperature -- should have temperature indication up there. DR. BONACA: This is all for steam generator tube rupture. I mean, this is not steam line break? MR. SPENCE: This, this. You're right. This is steam generator tube rupture. DR. BONACA: Okay. MR. SPENCE: Okay. The only thing that wasn't was my comment about the noise. DR. BONACA: That's right. MR. SPENCE: Okay. If you loose the pressurizer spray, you can also go solid on the primary system for a long period of time. Several plants overfill their steam generator. In the Halden experiments, I think it was two, and please correct me if I'm wrong, Jay. Two operator simulations basically were going to rupture the steam generator tube sheet, is that correct? Okay. Two out of four dealing with that particular scenario. Power operator relief valve. This happened at Indian Point Two, because it took them so long. They were running out of pneumatic supply, and they had to make a containment entry to put in some more bottles. Delaying the power operator relief valve, again, is the operators want to keep the pressure up, and for the sub-cooled margin, when they actually got to open it up and get down as soon as they can. Okay. Delay in initiating RHR happened in Indian Point Two, where they had a procedure glitch with respect to I think it was the temperature where they could get it on. It was changed in one procedure, but not in another. Yes, sir? MR. HIGGINS: Based on all of these things, you're saying that the one times ten to the minus three human error probability is too low, I assume, and are you proposing your own alternative value or are you just saying it's too low, you don't like that one? MR. SPENCE: I'm suggesting it's too low. I don't like ten to the minus three. That's a 99.9 percent chance of everything working, including the operator. I am not proposing a specific number, because these are all problems. Now, these are all successful events. All I'm saying is there were a heck of a lot of operator problems involved in these events. MR. HIGGINS: The typical value for this error in most of the IPEs in their tube rupture sequence is about times e to the minus two, would you agree with that one? MR. SPENCE: It would depend -- I think it would be on a sliding scale, believe it or not. I think, because the operator error rate and how it affects a steam generator tube rupture and main steam line break is going to depend upon how much time he has to fulfill his functions, and as his time decreases, the more the probability of him being unable to fulfill his functions is going to get smaller. So-- DR. BONACA: I would like to comment on one thing about that. This scenario probably is one of the most challenging that the operator has, because right now, the operator has goals of containing the release within 30 minutes. That's one thing that challenges the operator to no end, because they get into the event. By the time they recognize it, they are dealing with all these issues, and so the issue is not really core damage, but they are focusing always on stopping the release within 30 minutes, and that's very challenging. I mean, for some plants, it's very hard to demonstrate and get to something that they have to do on the simulators or show they can do it. And so, it puts a lot of pressure on that. Although the other one is much more complex steam line break, everything goes in the direction of taking you down to the RHR. The larger is the break that you have on the secondary side, even if you don't recognize it, and you're depressurizing fast, and you're unable to come back and pressure the primary site because of the leak. So I'm saying that, you know, I'm not questioning at all that 10 to the minus three might be overly optimistic. In fact, it may be, but I'm only saying that this is a different scenario and is one of the most challenging to the operators, because of the goals that set on them, which is the 30 minutes to stop the release.. And that's very hard to do, very hard to do. MR. SPENCE: And I think that between the maximum and minimum breaks that we might be talking about here, I think the worst case is going to be in the middle some place, because like you say, one, the reactor is going to take itself down and the other -- and the one in the center is the one he's really going to work on. DR. BONACA: And small, too. The small ones may be the most confusing because he has a steam line break. He doesn't have much leakage. MR. SPENCE: Right. DR. BONACA: Therefore, he may stay -- you know, the steam generator may not blow down as fast for him to recognize it. MR. SPENCE: Right. DR. BONACA: And he might just do something that is totally, you know-- MR. SPENCE: But then, he doesn't have to worry about the refueling water storage tank as much because he has a longer period of time to respond. DR. BONACA: That's true. That's true. MR. SPENCE: Right. DR. POWERS: Mr. Bonaca, I wonder in some sense if the event tree doesn't have to be fairly complicated here? Because an operator can, in the end, do everything correctly, but if it takes an excessive amount of time, not so excessive that we would run into the RWST probe; that if we have damage propagating at a crack growth rates, that gets you into an irreversible problem, and I'm wondering if simply debating over 10 to the minus two, 10 to the minus three in an operator's success or non-success is a sufficiently sophisticated event tree for this. MR. HIGGINS: Yeah, in actuality, the dominant sequence is related to tube rupture in most of the plants is a failure of HPI, coupled with the steam generator tube rupture. DR. POWERS: Right. MR. HIGGINS: And then the other item in that cut set is typically this operator failure to rapidly depressurize. And it varies from plant to plant, and it varies depending on the leak size. But often times, they only have in the neighborhood of 15 minutes to do that for success so that puts even a tighter on the operator action in order to have successfully cooled down without core damage. MR. SPENCE: Yeah, but now, with our symptom-based procedures, by the time he figures out what he's got, and gets into the procedures, if it's small, okay, and then he takes, you know, 20 minutes to get into where his actions are going, he's in trouble. I'll try this, and if you want to but in and take over, go ahead, Jay. Jay Persinsky is our team leader on human performance issues and research. And he had a study on human performance over at Halden, which is in Norway, right? And they were working with the LEVISA crew out of Finland. And they were looking at both -- at staffing levels with respect to the current type of operations on the current type of plant control rooms versus the new type of CRT displays. And that you were looking at four operators on the normal plant, and two operators on the other plant. The scenario that -- they did a number of scenarios, but the scenario that was of interest, of course, to me was a steam generator leakage rate -- leak rate -- which was then followed by an open steam generator safety valve for an unfiltered release to atmosphere. Like I said, we've got the tapes, the videotapes of the actual scenarios, with an English translation somewhat. I looked at it--at one particular one -- that -- and it was really consistent of what could be found in an American plant. They were using some procedures. One of the fellows was trying to diagnose stuff, but he was not -- they were not diagnosing the scenario correctly. Okay. This -- one of two four-man conventional reactor crews, and one of the advanced reactor crews performed very poorly, and I've got the tape on this if you'd like to see it. And the interesting result is that the longer -- this scenario, too, goes on for a long time, because he's cooling down for a couple of hours. Someone asked about training. The trouble with the training is that once -- because the utilities have got to train on so many different scenarios, once the operators diagnose it, they say okay let's stop that, and we'll go on to the next one. Where they're running into trouble is the long-term cool-down and switch over on this thing. DR. POWERS: I just have to ask a question. MR. SPENCE: Yes, sir. DR. POWERS: Isn't Holden a boiling water reactor? MR. SPENCE: Jay? MR. PERSINSKY: Yup. MR. SPENCE: Yeah. MR. PERSINSKY: Jay Persinski, Office of Research. The Halden reactor is, in fact, a boiling water reactor. This was done on the simulator. The simulator is, in fact, a DVBR, which is a type of pressurized water reactor. DR. POWERS: I guess -- then it comes to mind that we have a Russian crew working this or a Finnish crew working this? MR. PERSINSKY: It was a Finnish crew working. It's a LEVISA crew that typically worked the LEVISA plant. One of the -- where he talks about the conventional reactor, that was actually done at the LEVISA simulator. DR. POWERS: Oh, okay. MR. PERSINSKY: The advanced crew, or the advanced reactor was done at the Halden simulator. DR. POWERS: So we didn't have a problem of boiling water reactor crews trying to do a PWRC? MR. PERSINSKY: No, we did not have that problem. MR. SPENCE: Not only that, but the simulators were modified somewhat to look like an American reactor. DR. POWERS: Now, did that introduce any problem. I mean, I've got a Finnish crew familiar with a BBR Russian reactor working on an American modified simulator. I could believe they might have some trouble. MR. SPENCE: That wasn't the problem. DR. POWERS: Okay. MR. SPENCE: The problem was their diagnosing and getting the correct answer of what was really happening to the plant, okay. And that was the same type of thing I would have expected to see in a control room. I saw it in Turkey Point for quite some time. When I got in there, about 30 seconds after the line blew off, you know, I'm not believing that I saw a safety valves go up and fly over the containment. I didn't want to tell them that. You know, I says -- they would have thrown me right out, okay. And it wasn't until, you know, the noise stopped and we could go out and didn't have to worry about shrapnel and so fort that we could ascertain what really happened. Okay. The point being that this takes a long period of time to cool down and to stop that release and that the training scenarios probably don't go into that long thing. And the high work load is going to build up on these guys, as time goes on. That was an interesting conclusion there. They also tried it with three men and what was it, Jay, on the one out of two? Did they cut down to one or-- MR. PERSINSKY: No, it was two or three in that situation. MR. SPENCE: It was three here, normally, and then they cut down to two? MR. PERSINSKY: Right. MR. SPENCE: Okay, and this was four, they cut down to three. Well, that's exactly what's going to happen in an actual scenario, because either you're turbine operators are not going to be there, or you're going to send a reactor operator out to find out what's going on, or you're going to have fires, and somebody's going to have to go off into the fire brigade. Or you're going to have to call the NRC and stay on the line and tell them what the heck is going on. So you're going to lose somebody. DR. CATTON: And you also couple this with some wort of implicit faith in the ability of the simulator to represent the event, and we know that's not true. SP Yeah. Yeah. DR. CATTON: I just thought I'd put that out. MR. SPENCE: And operate it -- when it really hits the fan, operators just kind of stop for a minute to try to think what's going on. DR. CATTON: An interesting example of this in some of the testing that was done at the University of Maryland, where they found that the water in the primary system was moving from one loop to the other, and all kinds of strange things were appearing on their instrumentation. And that doesn't happen with a simulator. And you wonder what would the operator do if he saw that. It doesn't fit any of his symptoms. MR. SPENCE: Yeah. I -- you know, I can tell you from real life that the minute that happens, the operator just -- you kind of freeze to try to figure out what's going on. DR. CATTON: Not according to NRC. Not according to NRC. Relap properly reproduces the accident. DR. POWERS: Well, first -- Catton, I point out to you that we do have a list of events where they successfully got the plant down. So. DR. CATTON: In spite of all these operators. DR. POWERS: In spite of all these possibilities, it is possible to get these plants down. MR. SPENCE: It is possible, okay, and those were relatively small leaks. Okay. Jay, had-- MR. BALLINGER: I would -- Gannai with 700 gallons a minute. MR. SPENCE: Well, that's also-- MR. BALLINGER: The water was -- my was 700 in Maguire. MR. SPENCE: That's the initial, that's the initial leak rate. And then it decreases from that. So that's only the top. MR. BALLINGER: And you would expect that in any case for a steam generator tube rupture? MR. SPENCE: Yes, sir. Okay. But now, to reach your part 100 limits, I believe you're dumping 10 gallons a minute off site. So -- I think the average is 130 to 135 GPM or something like that of all the steam generator tube ruptures. So you can put that in -- and if you assume that your pressure -- that at main steam line break point, you're going to have X and then you're going to have one-tenth X later on, you're still up. The NRC assumes a factor of 10 difference in the leakage rate between main steam line break and normal operating conditions. DR. HOPENFELD: In the case of Gannai, the tubes were not -- there was an effect on other tubes, but the tubes were not defective -- the fuel was brand new. MR. BALLINGER: It was a wrench or something. A loose part, right? DR. HOPENFELD: A loose part, but so that really -- they did it. I think they took samples -- it was -- they took samples from the snow in that spot that did exceed, but it was really a brand new fuel, so there was no really reason to expect it. But the point is, in my DPO, my thinking at the time when I reviewed all the data, I thought after a thousand that when you exceed a thousand, that's where we really -- that's where we really start worrying. DR. POWERS: Dr. Kress, while you were out, professor Catton brought up the experiences at the University of Maryland, I believe, where because you have multiple loops you got water transferring from one loop to another. I think that's done correctly, and I think that's an issue that you were mentioning to me is the concern. DR. KRESS: It definitely was. DR. POWERS: And you might want to pursue that a little with professor Catton. DR. KRESS: Yeah. We'll get together. DR. CATTON: Well, we raised that issue. That was before I left the Committee when that issue was on that. And we were told that the simulator -- the simulator fidelity is proven by comparison to RELAP, and that's the way it is. This has been something that has bothered me for 15 to 20 years. DR. POWERS: RELAP is the ASME standard of-- DR. CATTON: Whatever. MR. SPENCE: I've got one last point to make on the operator thing. And that is with respect to risk and the probability of whether or not the operator is going to perform his functions. Jay Persinski worked with Microsinks, is that -- with a -- he got a little contractor -- Microsink Task Network Model, which was basically a modeling of operator performance for steam generator tube rupture and a stuck open relief valve, okay. We could have had it modified to see what a steam generator -- I'm sorry -- a main steam line break with a steam generator tube rupture could have done. This was ruled out of scope in the previous DPO Panel, and it was also ruled out with respect to research by our manager. We really thought that that would have been good, because then we could have got in there -- it's got the whole analysis of what the operator actions have to be. You could tweak the times. Try to set them up. It was already set up with respect to the Halden experiments. And we could have gone back to fit in some of the steam generator tube rupture events as well as done some testing down at TTC to set up some scenarios. But again, that's out. That would have been a good thing to do to really find out what the operators might be expected to do. Jay, do you have any comments on that or -- any other questions? Thank you. DR. HOPENFELD: I have two items to cover, and one of them is fairly simple. The other one is very much more complicated, and I'd like to go fast so, because I see already that that I'm starting losing my clients here. So. DR. POWERS: I think you've got the panel here with -- in rapt attention. DR. HOPENFELD: As you see, I have a very, very lengthy summary about 50 pages, well, maybe not 50, but about 20 pages of specific questions which really summarize what I've been talking about, but on a much more specific level. And I though that because of the time clicking here, I guess everybody probably want to go home. So I'm going to just complete this part of the presentation. Go through two subjects. One is the iodine spiking, which is relatively easy. And then the other one, which is very difficult for me to talk to, but I have to, and that's an independent assessment. But I don't think that's going to take us -- oh, probably, we should be done by 5:00 p.m., and what I'm going to leave the discussion, the specific questions to NRR for you to look at, because they go to a lower-level of specificity and, in the future, if you want to address those to NRR, I don't know how else you could handle it. If you had more time, I would have gone through it, but I think -- I'll try to give you the flavor as to what I'm talking about, and I think that going through these slides is not going to really add too much to the overall understanding. It's just another level of specificity. But let's go to the next item, and that so far we've been talking primarily on the design basis accident. We talked a little bit on the severe accidents. The next one is a legal requirement that you have to meet part 100, which you have to leave -- I mean 300 REM as the result of an accident. What the -- what the dose is, is very simple. The equation for calculating dose is extremely simple. What it is is the leakage time the spike times the initial activity. What the spike means is when you go -- disturb the system or disturb the primary system, due to temperature or pressure drop or whatever, any crack in the cladding will flush some of the fission products out of the fuel and that goes into the coolant. There are also other sources. This is not the only source. There are corrosion products that may be laying around, and when you shock the system, you may get corrosion product coming into the -- that were deposited on the fuel. So it's a -- the mechanism is not understood, but I don't know how important it is to understand it. The calculations that we are doing -- the important thing is that this is not exact science. People, over the years, sort of empirically came up with some numbers. And there was a conservatism, and nobody really tried to quantify that conservatism. It may not even be necessary. Iodine chemistry is a very complicated thing, especially if you can see, though we are talking about very, very low concentration. We're getting into the region that maybe the classical chemistry may not even work anymore, because the mean -- because the molecules already is not getting out of where you can calculate your equilibrium factors. So we don't want to get into that, but we don't want to do things that violate some basic laws. And that's exactly what NRC does. What happened, again, going back, remember, we had steam line -- you had SGTR, and you have a steam line break. Now, we've got a new phenomenon, so if -- when you come up with larger leakages that would allow you to meet the 300 REM requirement, and I'll go back to the 300, too, but what you can do, going back to the equation, is a very simple mathematical trick is -- well, you can say, well, this spike here, well, if the leakage is higher than off the one GPM, what I can do is just get this one down, and I'm back in business. I'm sorry, I can get the initial activity down, because I have a control over that with a clean up system. And most of the power plants operated at a lower than tech spec activity anyway, and then I'll be in business. Well, it turns out that you can't do that; that it's not that simple. And the reason it's not that simple because there is data to indicate that if you are -- if you lower the iodine concentration in the coolant, then it affects this spike. I don't exactly claim to understand why, but if you look at the data, it shows that you can't just arbitrarily -- there is some dependence here between the spike and the initial concentration of the iodine in the coolant. Now, for years, the plants did not want to lower that initial concentration. They were happy with the one microcurie per gram, and I don't know -- it could very well be because of contractual obligations or the legal mumbo jumbo that was in the contract between the supplier and the power plant. But anyway, they didn't want to go to a lower than one microcurie per gram. Now, suddenly, we find that NRR says, well, in order for us to meet Part 100, let's lower that tech spec, allow them to operate at point -- give credit for operating at point one or whatever. Well, you can't do that if there's data out there to show that if you do that, that 500 number, whatever that number is, but it's sort of a consensus number, you can't take that 500 number and still lower the concentration at the same time, because you can have a spike that's just -- that's all the way up to 10,000. Alright. The point I'm trying to get across -- you can't just do these things -- adjust these things just to meet -- to get a final answer that you are happy with. You have to be consistent as to what you're doing, and I think the NRR people are not consistent with what they're doing. And I think this was recognized a long time ago. I think in '94, when I presented this and we discussed that, but nothing has been done since. What was done basically, and I think that's what you'll probably hear tomorrow, NRR provided a table that shows -- basically agrees with my argument here that if you lower the concentration and if you put a larger leakage, and the larger spike, then you would -- you could exceed the SRP value of 30 REM. Now, in the -- Part 100 calls for 300 REMs. The SRP calls for 30, and I don't know exactly what caused -- where the 30 number comes from, but again, it sort of evolved over the years, and it's an empirical number, and you said, in order to meet that 300, we have to use 30. Otherwise, why not use 300? So they put in the SRP, and that's what the licensees are required to meet, is the 30. So when we're talking about meeting the requirements it's the 30, and it's not the 300. So you can't just say, well, that what's was done in the table that they provided us is that, look, you'll have to have a huge spike in order to exceed the 300 REM. But it's not the 300; it's the 30. But even then, the main point is that where you don't have any data, and one argument was that, well, steam line breaks don't occur very often. Well, they don't -- we hardly have any, even though we heard one or two, then why even worry about the regulations. Just forget about Part 100. Just -- if we don't have to worry about it. So the argument was -- that's made -- and that's the crux of this thing is that we don't have data to show that on the steam line break conditions the depressurization is so high that the iodine spike is going to be very large, so don't you just ignore it? And what I'm claiming here is that you just can't do it in an arbitrary way. And I think that hasn't been resolved as being recognized as a potential issue and it's still there. Now, the thing away. But then, after the comments on the DPO came from the -- after it came back from public comments in the summer of 1999, they just took that sentence of the paragraph which says that they're going to ask the licensee to come up with a better leakage assessment or put uncertainties on it, and that's why I say, well, if you do that, then you better go and look at this iodine spike, revisit the whole thing again. You have to address this issue. And they just know -- I don't know how you resolve it, and I don't know what you do. Now, there's some suggestion from Dr. Powers several years ago, but I don't know of anybody who picked up on that. So, basically, you cannot -- to summarize it, we cannot arbitrarily to say, well, because you want to meet the Part 100 requirements, we're just going to lower the activity, the initial concentration without really looking at what the data. If you do that, you selectively use what's available there. What the database is. If you want to operate in that -- on the basis that you can use selective reasoning, then it's okay. Let me go back a little bit now. I'm done with the iodine. I know you don't want to harp on it, because I don't know what I can add to it. Let me go back to the time line, and I stop here, around June or in mid-June, ConEdison submitted a proposal for to justify -- or the justification for the next cycle. The public, or some members of the public, the Union of Concerned Scientists, was very critical of that, and they have asked me to -- or they asked the NRR or NRC to allow me to talk about these issues at the public hearing. And NRR said no. I was kind of a little bit disturbed about it, because what is it that I could -- why prevent me? What is it that I could harm anybody by talking about these issues, basically, would summarize what I told you all today, I would summarize into a few minutes, so somebody would get a flavor what different -- perspective on this. But that -- that -- really what bothered me about their reply -- that -- the reason that was given -- the reason was given that they don't want me to talk about this at the public hearing was because the DPO issue is the generic issue, and the IP2 is the specific issue. Now, it's been now three months, and I've talked to a lot of people in trying to help me to understand the difference between the specific and the generic. I don't see how you can separate the two. But anyway, later on, it occurred to me the reason that they really didn't want me to -- prevented me from -- to come and talk about it was basically what the IG found out in two months or three months later. And that is that we let inexperienced engineers review those actions, which are very, very important safety actions. They are not supervised, and they have constraints on them. They're not allowed to have an open dialogue with the licensees. So you have an inexperienced person -- reviews an action, and he is constrained to follow up on that. And what -- the reason I'm bringing all this is that it calls into question as to how we do business, and what is really is needed -- what is really needed is an independent assessment. When a licensee comes here, and he wants to take a -- ask for relaxation, whatever the relaxation is, I think we should have a third party that says, that provides an independent assessment of what that action is. When you go and buy some instrument that has to do with monitoring the environment, you can't put it on the market until you get EPA approval on it that it was tested by a third party. And the same thing here. You have to have an independent third party that can step aside and assess what the licensee is submitting to you, because you don't have enough checks and balances within this agency to take care of that. Now, one of the items that I talked about, and it's a follow up on actions at the NRC, and it does relate to the independent assessment. In the -- one of the -- I believe -- I don't remember the date. I think it was -- I think it was the '94 ACRS meeting, the ACRS told the staff that we need more adequate data for empirical correlation. The empirical correlation was inadequate. I don't see that we have any -- after six years that we have any data which is more adequate. We have some little bit more data, but it's not necessarily more adequate if you consider all these effects of vibration and forces that you get through a steam line break. So we don't have any. Then a more adequate characterization of the gradation of leak assessment and morphology affect the morphology on the leak. We don't have that. Then there was a requirement for NRR to come up and quantify, and you can look at the letter to the Commission to quantify the conservatism because they claimed that it's too conservative independent of how you -- in spite of how you use the iodine spiking. The request was that they quantify this. There's nothing on that. Then we have another, and that is the GSI-163. That 163, which is a high priority, has been in the works now for nine years, eight years. It's still fairly young compared to some of the 17 years that you've seen before on the pump seal. So it's not really that -- it's not desperate yet. It's still got many years to go and incubate. But that 163, the reason for that was given that it's not being worked on is that first, we got to resolve the DPO. I submit to you the resolution of this 163 and the resolution of DPO are completely two different things. The subjects are the same, but the procedures, how you resolve GSI is different. You go to a cost benefit. You look into different design options. It really is not the DPO. It just talks about the issue. It just briefly looks into this. I haven't had a chance to go and look into really -- put -- start with a clear -- see what other options are, and there are options. I may not just give you something off the top of my head. You can put a double-walled pipe in there, with leak detector. I'm just talking off the top of my head. But there are other options. And that's where the GSI is supposed to look at. But if nobody wants to work on it, you continuously keep delaying it because it could very well be that you'll have to have a back fit. So if you -- well, let me ask you, right now, the latest thing in the gimmicks -- and this is the means which we communicate to the public -- it says that it depends what you people are going to come up with. That's how you're going to be -- you are the ones who going to be resolving this GSI-163. I don't think that that's what you -- you may have not know that, but that's what you'll be doing. If you say that that DPO doesn't have enough merit, you also said, well, you might as well close this GSI-163. And that's exactly what they have done. Now, there is, at the same time, I told you after the failure of the rule making, the generic letter, the regulatory guide, all these were substituted by discussions, which I haven't been to any of them. I don't know whether they are open door or closed door. It doesn't matter, because all the data is all proprietary. So you can even sit there, but you don't know what they're talking about -- I mean, if you're from the public. And there's such a huge amount of data that you have to spend your lifetime to go through there, and it's very difficult to understand it, and I hope you'll go through some of it, and you'll see it for yourself. So you have this discussion going with NEI to come up with an agreement. And now NRR says, well, the DPO has nothing to do with this agreement that we're working. In other words, the DPO has nothing to do with degraded tubes because it's not related to it. We have something else we're talking. I hope that tomorrow, they'll tell you what it is that they're talking to NEI about. They are not talking about any -- I mean, according to what they stated, and they stated on several, and I have the thing in writing from the EDO saying that the discussion with NEI, that really is going to come up as to how we going to regulate the steam generators for the next 20 or 30 years really has nothing to do with all those items that we talked about today. So I don't know what they're talking about, but I hope you ask them. Ask them, what is it they're signing. What is it they're agreeing with it? About a week ago, the IAG came up with a recommendation -- finding about the DPO process at the NRC. Now, why I'm telling you? Why is the DPO related to? If I am asking you or I'm recommending that you have a function that does an independent assessment to NRC activity, the reason for it is that you don't have a check and balance system within the NRC. There is a system what's called DPV-DPO, which I briefly talked to you at the beginning of this meeting, but it's ineffective. So putting all this together, you have a function at NRC, the regulatory people do not take your recommendations seriously. They do not follow up on that. At a meeting in '96, I believe it was, and I brought it in, you can look up in your time line, you asked me or you specifically recommended to the Commission that the NRC -- the NRR staff resolves the DPO and resolve the GSI before they come up with their rule making. Well, now, they've substituted the rule making with the agreement with NEI, and they say, well, the DPO and the GSI are not related to it. So it's sort of going in circles here. To summarize, the methodology in GR-95 was adopted by NRC in its entirety from Westinghouse. Westinghouse had a very good reason at the time. They were being sued left and right. And they had a very good reason to come up and explain away how they can keep these steam generators alive for a longer period of time before they are replaced. And we took it, what they recommended, and followed up completely, and bought it completely. The ACRS was sold on the 95-05, and I've spent some time before, there was a lot of information that was provided to you what I believe was misleading. So when you concluded on that basis that the risk was really 10 to the minus seven or whatever, that was on the basis of the information that was provided to you. And because of that, and the 1570 relates to the severe accident. That's not really the main thrust of my presentation, but basically what this -- what this reads to a conclusion, recommendation, and that's basically the bottom line to rescind 95-05 and shut down all the plants that don't meet the 40 percent -- the 40 percent plugging criteria. I think I'm 10 minutes over my time. And I really appreciate the time that you gave me. We could -- I don't want to bore you with all the questions I have, and I'm not going to go through that. I thought that if we had time, I would, but it doesn't look like it would be a fair thing to do. DR. POWERS: Well, I don't want to deter you. If you think that the questions are self-explanatory sufficiently. HOP I think so. I think after this presentation, they are. I believe so. DR. POWERS: Well, in that case, first, I'd like to thank you for an outstanding set of presentations. Very well put together. Very clear. Fast-paced. Went right through the material in a nice way. Then I'll turn to the rest of the panel and the consultants, and ask if you have any questions on the material you'd like to direct to Dr. Hoppenfeld at this time. MR. BALLINGER: I have a question of you. If we read these questions, and then we discover that there is something we don't understand, can we? DR. POWERS: We'll figure out some way to handle that. I think Dr. Hoppenfeld may be away toward the end of this week, so he may not be directly accessible, but in some way, we will get a hold of you. DR. BONACA: I would like to point out -- I thought the agenda that we had time until 5:30 p.m. for summary. DR. POWERS: We have plenty of time. DR. HOPENFELD: I would like to make a comment to reply to you. My telephone -- you have my telephone number. I'll be -- and obviously, any question you have, though, please e-mail it, and I'll e-mail back to you or reply. I'm going to be out of the country for three weeks as of Friday, but then I'm going to be back, and I don't know how long I'm going to be here, but I'm going to be enough to answer any questions. DR. POWERS: Yeah, the protocol for members of the panel to communicate with anyone on the staff is go through Undine. That is, talk to her, and she will get the answer for you. Right? Of course. DR. HOPENFELD: I am responsible for all these questions, and I would answer them very, very -- there were a couple of things -- I just in passing in mentioning. I think, when you hear from the staff telling you about their beliefs or their judgement, or their -- I think you got to find out what their experience is, what the qualification is to make these judgements. DR. CATTON: Could I just try to make sure that I understand what the primary issues are? After listening to you all day, I kind of get lost in the detail, but the first was the meaning of voltage and its relationship to leakage. That was number one. Number two was impact of the main steam line break or other similar kinds of upsets on leakage in overall tube integrity. The third was the severe accident issues as raised by risk-based regulation. DR. HOPENFELD: That's right. DR. CATTON: The fourth is-- DR. HOPENFELD: Because it's raised by risk-- DR. CATTON: I understand. Without risk-based regulation, you have the deterministic approach and the issue doesn't come up. The fourth is the operator performance. And the fifth really is managerial issues and how DPOs are treated. DR. HOPENFELD: Process. Process. DR. CATTON: Okay. DR. POWERS: Process. DR. CATTON: Okay. Managerial process. DR. POWERS: Raising the issue across this reminds me some have asked about the plans of the subcommittee in conducting its business. I went through those some yesterday, but I don't think they got the full exposition. The schedule that the subcommittee has set up for this week was intended to allow Dr. Hoppenfeld and the NRC staff to present their views on the issues at hand. And, in some sense, the various parties may be surprised by the respective views, since I'm sure that over the course of time views have been refined and expanded. And there may be instances where it would be useful to have a rebuttal of those views. The meeting this week has not been planned to accommodate a rebuttal, but the subcommittee would be very interested in any rebuttal views that people would like to have and so we have implored the ACRS itself to make available some time during its November meeting, and again in its December meeting to allow rebuttals. The ACRS has graciously consented to do that with a proviso that anyone wishing to provide a rebuttal of the -- on the views that are presented today and in the next few days that they provide in advance a written summary of the rebuttal. That's some piece of information that people should have. Are there any other comments that the panel wants to make? What I would like people to do is clearly Dr. Hoppenfeld has provided us a list of questions of some length and of some interest, and I will hope that the panel members will take some time to examine these questions and examine the presentation today to see if they want to refine their list of contentions that they prepared last night. And with that, we'll stand in recess until tomorrow morning at 8:30 a.m. And, again, thank you very much, Dr. Hoppenfeld. That was very nicely done. [Whereupon, the meeting was recessed, to reconvene at 8:30 a.m., October 12, 2000]
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Page Last Reviewed/Updated Tuesday, July 12, 2016