Advisory Committee on Nuclear Waste 131st Meeting, January 9, 2002
Official Transcript of Proceedings NUCLEAR REGULATORY COMMISSION Title: Advisory Committee on Nuclear Waste 131st Meeting Docket Number: (not applicable) Location: Rockville, Maryland Date: Wednesday, January 9, 2002 Work Order No.: NRC-166 Pages 1-315 NEAL R. GROSS AND CO., INC. Court Reporters and Transcribers 1323 Rhode Island Avenue, N.W. Washington, D.C. 20005 (202) 234-4433. UNITED STATES OF AMERICA NUCLEAR REGULATORY COMMISSION + + + + + ADVISORY COMMITTEE ON NUCLEAR WASTE 131ST MEETING + + + + + WEDNESDAY, JANUARY 9, 2002 + + + + + ROCKVILLE, MARYLAND + + + + + The subcommittee met at the Nuclear Regulatory Commission, Two White Flint North, Room T2B3, 11545 Rockville Pike, at 8:30 a.m., George M. Hornberger, Chairman, presiding. COMMITTEE MEMBERS PRESENT: GEORGE M. HORNBERGER Chairman RAYMOND G. WYMER Vice Chairman B. JOHN GARRICK Member MILTON N. LEVENSON Member STAFF PRESENT: HOWARD J. LARSON, Special Assistant RICHARD K. MAJOR LYNN DEERING LATIF HAMDAN SHER BAHADUR AMARJIT SINGH JOHN T. LARKINS RICHARD P. SAVIO CAROL A. HARRIS ALSO PRESENT: JAMES ANDERSON BILL REAMER JIM WINTERLE BRET LESLIE NEIL COLEMAN RANDY FEDORS JEFF POHLE PAUL BERTETTI JOHN BRADBURY ROBERTO PABALAN GOODLUCK OFOEGBU MYSORE NATARAJA TAE AHN ALSO PRESENT: (cont.) BIS DASGUPTA TIM McCARTIN BANAD JAGANATH WES PATRICK DENNIS WILLIAMS . A-G-E-N-D-A AGENDA ITEM PAGE Opening Statement by Chairman Hornberger . . . . . 5 Management Overview, Bill Reamer . . . . . . . . . 7 Risk Insights, Bret Leslie . . . . . . . . . . . .19 Total System Performance Assessment. . . . . . . .53 and Integration, James Weldy Igneous Activity, Brittain Hill. . . . . . . . . .81 Structural Deformation and . . . . . . . . . . . 115 Seismicity, John Stamatakos Container Life and Source Term . . . . . . . . . 132 Gustavo Cragnolino Unsaturated and Saturated Flow Under . . . . . . 161 Isothermal Conditions, Jim Winterle Thermal Effects on Flow, Randy Fedors. . . . . . 177 Radionuclide Transport, Paul Bertetti. . . . . . 199 Evolution of the Near-Field Environment, . . . . 229 Roberto Pabalan Repository Design and Thermal-mechanical . . . . 250 Effects, Goodluck Ofoegbu Preclosure, Bis Dasgupta . . . . . . . . . . . . 267 Summary of Issue Resolution Status, Schedule . . 287 Lessons Learned, James Anderson . P-R-O-C-E-E-D-I-N-G-S (8:35 a.m.) CHAIRMAN HORNBERGER: The meeting will come to order. This is the second day of the 131st meeting of the Advisory Committee on Nuclear Waste. My name is George Hornberger, Chairman of the ACNW. Other members of the committee present are John Garrick, Milton Levenson, and Raymond Wymer. Today the committee will receive an update on the status of key technical issues. Howard J. Larson is the designated federal official for today's initial session. This meeting is being conducted in accordance with the provisions of the Federal Advisory Committee Act. We have received no written comments or requests for time to make oral statements from members of the public regarding today's sessions. Should anyone wish to address the committee, please make your wishes known to one of the committee staff. It is requested that the speakers use one of the microphones, identify themselves, and speak with sufficient clarity and volume so that they can be readily heard. I want to emphasize the fact that we need to have speakers, including those in San Antonio, identify themselves clearly, because this is being recorded. And also, here, for people on the other end of the video, please make sure -- this includes all of the speakers -- to clearly identify yourselves. The key technical issues have been, as we know, a focus of the interactions between DOE and NRC. Key technical issues were the term that the NRC came up with to guide their evaluation of DOE's work on Yucca Mountain. There have been, as we know, many technical exchanges and agreements with -- between the NRC and the Department of Energy. And today -- well, back up just a minute, the Commission has expressed interest in having the ACNW give them their views on the status of key technical issues, and in particular where the most difficult parts in reaching agreement between the -- reaching agreements between the Department of Energy and NRC lie. And also, the committee has, for many years, been interested in all of the discussions of KTIs as to how the NRC is risk informing their work. And, in fact, we are -- we continue to be interested in where the NRC sees the most risk significant issues in the whole KTI system. We've also, of course, been interested in the past as to how KTIs cover the whole landscape and have asked -- continually asked questions as to whether there are gaps between the KTIs and how the KTIs interface with each other, and how, in fact, everything gets integrated at the end. And so the committee has typically questioned the NRC staff on these topics and others. Today we're going to get a -- I think some fairly detailed updates on the issue resolution -- the KTI and issue resolution process, and we have a whole series of presentations. So Bill Reamer is going to kick us off on the overview. MR. REAMER: Good morning. Bill Reamer, NRC staff. We will try to accomplish each of the items that you mentioned today. We've I think got everyone here, although I know that the weather has been a problem for some of the staff folks. We'll go through the key technical issues issue by issue, give you the status, describe our path forward with the Department of Energy. I can't give you a date when there will be a Department of Energy license application. First off, we don't know what the outcome will be of the site recommendation process, when and whether the Secretary will make a decision to recommend the site. We also don't have the Department of Energy schedule for possible license application as well, but I don't think that that needs to necessarily impact our discussions today. I think this will become more clear in the March timeframe, but today I don't have a date to give you on when to -- we would expect a DOE license application if there is one. We do want to answer the committee's questions completely on the relationship of the KTIs to risk, but you're not going to find, at least in my presentation and the presentations that follow, the five top KTIs from a risk standpoint. Someone said yesterday, "Today you will hear everything that you need to know about KTIs, and maybe something that you don't need to know." And I think if you hear something you feel like you don't need to know, you should ask, because our view is you may need to know that. So, just briefly, my agenda is to start with the result for issue resolution as our goal and to describe our approach to get there, where we are in a programmatic sense, what we have planned in terms of the path forward in a program sense, how we're supporting that from the standpoint of using risk information, program uncertainties that affect our path forward as well. So the NRC's role -- the NRC staff role is to -- under the law is to be able to review a Department of Energy license application, if there is one, and make a decision on a possible construction authorization in three years. Our prelicensing activities with the DOE have generally been focused on gaining confidence that any license application that we get will be sufficient for us to commence a review and write a safety evaluation report and make a recommendation. And so issue resolution and our path forward on the KTIs takes its cue from this. If DOE submits a license application, it should be sufficient. It needs to be sufficient for the NRC to commence a review. Generally, therefore, we would take the position as the staff that if a license application addresses some of the KTIs and not other KTIs, that's not going to be sufficient for us to go forward with the review. Now that's obviously an extreme case. It's never going to occur. But if some KTIs are dealt with well and other KTIs are not dealt with, that's putting a problem for us into the license review process. That's saying that additional information that we may need is going to have to be gained after the license application is received, and that's not our preferred course. Our preferred course is to resolve the KTIs with the Department of Energy before any license application is received. And the key here, again, is the three-year clock that the Nuclear Waste Policy Act puts on the Commission to make a decision. I think what I've just said is consistent with what you'll find in the Commission's preliminary comments to the Department of Energy submitted on November 13. Basic approach that we're following is to identify gaps in the DOE supporting information. By this we're considering the DOE story, the DOE argument, the DOE performance assessment, the safety assessment, what we need to review -- that story -- and reach conclusions. We're taking into account information not only that we get from DOE but information in public literature. We're taking into account the views of other stakeholders. We're taking into account the views of this body, Nuclear Waste Technical Review Board, the state. We're looking at risk information and how that impacts the identification of gaps. But remember, we need to have confidence that overall there is an understanding on the part of the Department of Energy and ourselves that we understand the full system, the total system, and that's why each of the KTIs -- that's one of the arguments why each of the KTIs is important. It's important to gain that understanding of the whole system. The reasons why we identify information as being needed, that's important as well, and that's what we'll be talking about with you in more detail today. We also are taking the approach to get the DOE agreement on what we see as the information gaps, and by that we -- we get a signal from the Department of Energy that they understand what we're saying and that they are prepared to follow up and do something in response. We'll be documenting the technical basis of issue resolution periodically, and we involve the public throughout the process. Where we are now is that we've identified over the past two years what we think are the remaining gaps for DOE to address with respect to the key technical issues. I cannot overstate the effort that the staff has made, the staff of the NRC, the staff of the Center for Nuclear Waste Regulatory Analysis, to evaluate the DOE supporting information, and identify what information is needed and to state the reasons why. The results have been the 293 agreements that are the product of the 18 technical exchanges that we've held with DOE. I think people should resist the temptation to say 293 agreements is an indication that the process is not working. I think it's a strong indication that the process is working, that we are focusing, that we're reaching a convergence, that the process of refining the information gaps and what additional information is needed is working, and that we have a reasonable basis to proceed. We'll be issuing the integrated issue resolution status report in the spring of '02, and I think we're on your meeting calendar in April to talk about that. The path forward is to continue to actively monitor the Department of Energy response to the agreements. We're working on two fronts. We're specifically working on the -- from the standpoint of tracking DOE schedules with respect to specific agreements, to provide a response, reviewing the responses that we receive, and providing feedback to DOE. Looking to set up our next round of meetings with the Department of Energy to further refine where we are on the DOE information gaps. But on another front, we're also looking programmatically at the process, how close is DOE getting in terms of their response to what we think we've agreed to, and looking at ways that we can improve the process so that responses are, from our standpoint, on target. We have a meeting tentatively planned with DOE on February 5, I believe it is. I know that that potentially conflicts with the committee's meeting, but I think we ought to try to find a way that there can be some coverage, some involvement, some observation at least from the committee or committee staff as to that meeting, because I think that may provide some additional information that can -- CHAIRMAN HORNBERGER: What's the focus of that meeting, Bill? MR. REAMER: It's more in the nature of a meeting on meetings. It's a meeting to plan our next set of technical exchanges with DOE to get an understanding of how the process needs to work in order to make those meetings effective and to provide feedback that we have to provide on the process, how close is DOE meeting the target on the responses that we've seen thus far, suggestions as to how we might improve the interaction that exists in order to get closer alignment. DOE is working on a plan to -- of their work from 2002 to a potential license application, and we think that will be available in the March timeframe from DOE. Now, generally supporting the path forward and the planned activities are all of the activities we're doing with respect to risk informing the process. We won't talk a lot about the Yucca Mountain review plan, but it is an important tool to risk informing our review. The Yucca Mountain review plan really in many ways reflects experience with the KTIs and the criteria and the acceptance criteria and reasoning that we've developed in the context of addressing the KTIs. So I don't think it's going to be a major impact. It does address and move forward on the basis of what we call the integrated subissues, which is our device for assuring -- one of our devices for assuring that the key technical issues are risk informed. And that's also the format we will be using in the issue resolution status report, so I think that will be helpful to give a transparency to how the KTIs are integrated with the overall performance of the repository and our efforts there. The presentation that follows mine will get in heavily to our efforts in the risk information area. But generally what we're trying to do is using sensitivity analyses, examine the important risk contributors, quantify the uncertainties associated with those important risk contributors, and use them as a basis to assure that the PA is routed in the evidence and not in something else. Next slide is really more for our colleagues at the Department of Energy, to remind them -- remind everyone that really the burden to address or not address the key technical issues, the regulators, the key technical issues or the regulators' issues here, is on the potential applicant, the DOE. The staff's role I think is to actively focus on refining what's acceptable and why. The KTIs are the logic that we are using to do that. The activities I hope the committee will feel at the end of the day are risk informed. I have every reason to believe that this process can work and will work, that if a license application is submitted that it will be sufficient for the NRC to conduct a review and reach a decision. I did mention earlier the plan that DOE is working on, which we view as the -- providing the information to address this -- what I call this program uncertainty. So the gist, then, is the issue resolution is progressing. We're monitoring the agreements, the performance on specific agreements in the process as well. We are factoring in risk insights continuously, continuing the technical exchanges, the next round of technical exchanges with DOE, and the -- what I mentioned, the LA plan, the planned LA is an important input that will be coming. That's all I had. CHAIRMAN HORNBERGER: Thanks, Bill. MR. REAMER: Any questions for me? CHAIRMAN HORNBERGER: A couple. Well, one -- a comment and then a question for you. I'm really happy to hear that you are moving forward with plans to continue technical exchanges. My personal opinion is that they have been extraordinarily helpful, the technical exchanges between DOE and NRC. My question related to that is I know that you're moving forward with an integrated IRSR. And the question, then, is the previous technical exchanges were focused on KTIs, and in moving to an integrated IRSR there is not a total move away from KTIs but really taking a more integrated view. Do you have any ideas on how future technical exchanges will be structured in light of this integrated IRSR approach? MR. REAMER: Well, they are going to be structured to basically accomplish two things to assure that the KTIs, which are the logic for the staff's prelicensing activities, get addressed in a way that meets the goal that I described. So the KTIs will continue to be a major player and focus. But to do so in a way that's consistent with the way we will do the license application review, which is the Yucca Mountain review plan and the integrated approach that we will take there. And so we want both. CHAIRMAN HORNBERGER: Okay. Questions from the committee? Milt? Ray? VICE CHAIRMAN WYMER: Yes, one. Will the integrated approach tend to focus on the most risk important issues? Is that what will emerge from the integrated approach? MR. REAMER: Well, the integrated approach will surely make sure that that information is available and known and assure its integration into our approach. VICE CHAIRMAN WYMER: Will it identify them clearly or -- MR. REAMER: I think you will today get a good sense of the -- from the presentations of what's important from a risk standpoint. CHAIRMAN HORNBERGER: John? MEMBER GARRICK: Well, you partly answered that. You said up front -- and I appreciate that -- that we weren't going to get an importance ranking of the KTIs out of today's proceedings and -- MR. REAMER: No. I said you wouldn't see a list -- (Laughter.) -- in my presentation and the other presentations. MEMBER GARRICK: Yes, okay. MR. REAMER: But I'm sure I -- I'm satisfied that you came to the meeting with an expectation, and that when the meeting is over your expectation will be satisfied. MEMBER GARRICK: Okay. Well, that's encouraging. CHAIRMAN HORNBERGER: Staff? Anyone from the audience? Okay. Well, we are going to move along. We have a full schedule. Thanks very much, Bill. Next up is Bret, is that correct? MR. LESLIE: Let's see if I've got the right angle to be able to push the slides down as I talk through this. During our preparations for this meeting I got the short straw to make this presentation. And, really, what I'm trying to do right now is to provide an overview to directly address the concern. I mean, Bill said that we're not going to have a list of what are the most important KTIs, but I'm hoping to provide enough of an overview on some of the ways we've tried to look at prioritizing the KTIs so that you'll have the necessary information to come up with whatever conclusion you want to. I'm going to expand on a few -- several things that Bill has already addressed. So some of this is a repeat, but I'm trying to provide a little more detail, so that the following presentations on each of the individual KTIs you'll try to -- see the picture. Okay. It's a little slower than me. As I said, this is an overview. And what I want to do is lay out the framework, see if I can make some of the connections for you. And the specific applications for each KTI will be later, so if you start to ask me a question about a specific KTI or an integrated ISI, I'll defer your question. The idea is I want to do really three things. I want to give an overview again of the issue resolution, what that overall goal is, explain in some respects, given the regulatory constraints, how we use risk insights, then move on to what are the risk insights we have gained from our performance assessment. And, finally, something that was just briefly crossed -- touched on by Bill is a risk insights initiative. And this is something that we had planned on presenting to the committee in March, and what you're going to see is a couple slides of snapshots. We're just starting that process -- but where we think we can do a better job. Moving on to the risk -- issue resolution overview, as Bill indicated, the goal is in terms of a -- for a potential license application. The information that we receive from the Department of Energy must be sufficient and of high quality. So that's the overarching goal, and we're guided by what's in Part 63. In particular, when we're looking for post-closure and performance assessment, we're guided by Section 63-114, which are the requirements for performance assessment, which say what is necessary for any performance assessment for post- closure. So that's kind of in the background of where all these agreements are coming for. If you look at detail in the agreements, some of the same words in Part 63 provide a technical basis. Those are the types of information that we're trying to get in closing those gaps. In identifying the gaps, again, we're identifying the gaps in the Department of Energy's approach, and we're looking at the data and analysis and models that they're using in their performance assessment. And, again, how we identify those gaps are based upon the requirements in 63-114, what is required for a performance assessment in any potential license application. But also, it plays into risk insights. And I'm kind of jumping the gun, but recall that the risk triplet is answering three questions. You can have risk insights not just about consequences but what can go wrong, its likelihood. Okay? You can't say what is most important in terms of risk by only focusing on consequences because if DOE has left out a technical basis for a process that could impact the consequences, then how good is that assessment of the overall performance of the system? So, really, you have to have the information for each of these to get the overall importance of -- in terms of risk insights. And what you'll see -- what can go wrong is really the features, events, and processes. And this is a non- negligible portion of our agreements. Many of the agreements are talking about provide the technical basis for screening something out. And, again, you have to know what to put in the performance assessment or provide a basis for screening it out for removing it from the performance assessment. Those gaps, as Bill indicated, are also identified by other people, gaps identified in performance assessments by EPRI, or insights from the ACNW or the NWTRB, or the State of Nevada. What things are they focusing on? Because, again, we're thinking in terms of down the road for a potential license application we need to have those gaps identified and addressed. And, finally, our risk insights come not only from our own work but from the Department of Energy, from both their performance assessment and what their safety case will be, because, again, we're looking for a sufficient, high-quality license application, but the safety case is the Department of Energy's to make. So we have to focus on what they are asserting or proposing to use in their performance assessment and their licensing case, potential licensing case. So how have we been applying the risk insights? Well, in terms of the issue resolution meetings, early on, you know, we learned -- as Bill indicated, we've learned things as we've gone through these technical exchanges. And one of the first things we realized is that we needed to have a proper perspective on what the DOE considered in terms of each KTI, in terms of performance base. So we requested that after that first meeting each subsequent key technical issue, technical exchange, have a presentation on the Department of Energy's performance assessment, so that we could try to have this conversation in a risk informed manner. Prior to these meetings, both the Center and the NRC staff conducted numerous evaluations, both at the system and the process level, to gain insights, so that when we went into the meetings we were focused on the things that were most important. With that in mind, the agreements that we -- came out of those meetings are a function of the risk insights that went into them. And so we believe that the agreements are risk informed, again remembering in a broad sense risk informed in terms of also any potential license application identifying the gaps and providing that information. As Bill indicated, our products are applying those risk insights. The Yucca Mountain review plan, which is due out later this spring, and the integrated issue resolution status report, which will be out this spring, will show how we've applied those risk insights. But also, in the presentations that follow you'll see in each of the KTIs how the independent efforts that they're doing, the independent investigations, are -- how they've applied those risk insights to what information they're trying to assess, what they've assessed last year, and also in the upcoming year. So they're applying the risk insights to figure out what additional information is needed. Moving on to the second part of this presentation, we have used the iterative performance assessment approach, and the committee is well aware of that. This iterative approach has been used approximately for the last 10 years by the NRC and the Center to focus on gaining risk insights and information, and the value of the iterative approach is that it allows us, as we go along, to refine what the insights are. Suppose the first iteration of a particular portion of the code is coarsely represented, and we do an analysis and say, "This area is important." So when we go back and revise our code, we may add additional complexity to the code to see which part is causing the importance. And this iterative approach is not only for the post-closure, it's for the pre-closure. So when we talk about identifying the parts important to waste isolation, there we're talking about the TPA code and the post-closure assessment. And when we're identifying the parts important to safety, this is in terms of pre-closure and the pre-closure safety tool that we're using. This iterative approach causes the staff to focus our review and the prelicensing documents on the data -- on quantifying the uncertainties. What are the most important uncertainties? And so that guides us in terms of, what are the gaps -- some of the gaps that the Department of Energy should address? And, finally, this iterative approach allows us, if data are very scarce or very uncertain, conservative approaches can be adopted in the first cut. But as the data are gathered, conservatives are reduced and realism is increased as we go on. One of the outcomes of this iterative performance assessment process is it allows the identification of the risk important features of the repository system. And this has been called the flowdown diagram. And this is an important diagram to understand, because these are integrated subissues. This is the format of how we're doing our reviews in the Yucca Mountain review plan. It's how we'll be documenting things in an integrated resolution status report upcoming. But it's really the integration of information in KTIs. And I put this post up -- it's slides 16 and 17, and this is kind of the road map. On the left side of those two slides are the integrated subissues. The titles are ENG1. I -- let me back up. Across the top are the integrated subissue -- ENG1. On the left side are the listing of all of the KTIs and their subissues. So from an integrated performance assessment standpoint, if you look at ENG1, which is degradation of engineered barriers, which I believe the committee believes is highly important, you can see that multiple key technical issues -- the thermal effects on flow, the near field KTI, the container life and source term, the TPA -- TSPA KTI, and the repository design and thermal-mechano effects -- all provide input. It's that integration of the information of each of the KTIs that is important in evaluating the performance assessment. So I've kind of left this crosswalk up, and I think it may help you, as you go through, or asking a KTI, well, how do you fit into the performance assessment? Well, this -- these two diagrams are the key to understanding that when we're talking about resolution of KTIs, you have to look at where that information is fed in terms of performance assessment. As Bill indicated, we have been using sensitivity analyses to understand, in terms of the previous slide, what are the most important areas. So here we go. Degradation of integrated -- degradation of engineered barrier pops up as -- when we run the TPA code as being one of the more risk significant, integrated subissues. Okay? And you can get to the point where you're identifying specific parameters that are important to the overall system performance. And you can also address the barriers. So we're using these various sensitivity analysis techniques and total system performance assessment code to gain insights on which portions are important to waste isolation, which parameters matter, and we can gain insights on the different barriers' performance. So what are -- in an overall picture, what are some of the results? And what drops out? Now, the committee has heard this information before, and I'm just trying to summarize it in a different way. What are some of the significant features and processes that our sensitivity analysis tell us are important? And this is a list. I'm not really going to go through it. You should hear in the subsequent talks how the KTIs are contributing to things. Direct release of volcanism -- Brit will walk you through that. But from an overall system performance assessment, this is what our code is telling us. Okay. But -- those are the things that our code is telling us are important. Well, you can also get insights on what's less important. Less risk significant features and processes in our own assessment and our code, how we've seen -- well, we suggest -- our results suggest that unsaturated zone flow and transport is relatively unimportant. This means that the two integrated subissues -- flow paths in the unsaturated zone and radionuclide transport in the unsaturated zone -- those integrated subissues are relatively less important, at least in our view. That's only part of the question -- part of the picture, and we'll get to the rest of the picture in a second. Also, direct mechanical disruption by falling rock and direct mechanical disruption by faulting are also of relatively low importance. But those two items are focused and figure -- feed into that mechanical degradation integrated subissue. If you only focused on this, you'd say, then, why are we spending any time on these items? Okay? Well, you have to put it in the regulatory perspective. Our focus of issue resolution is guided by the identification of what is risk significant, and also what is DOE's potential safety case. What is DOE relying on? So, again, the focus of the issue resolution, as we went into these meetings, we knew what were the most important things. These were the things we tried to focus on in those meetings, in each KTI, keeping in mind KTI might be unsaturated zone flow and flow and transport under -- I mean, excuse me, unsaturated zone, saturated zone, under isothermal condition, USFIC. Well, what portion of USFIC is important? Well, it turns out the quantity of water. So understanding the seepage is important, and so if you look at the KTIs you'll see that there is a focus on those things that are important. In the latter part, in the Department of Energy's approach, mechanical disruption of engineered barriers is important for its absence in its performance assessment. They're relying on -- they're relying on screening out mechanical degradation. Okay. So if you're going to screen out this process that we suggest may have some impact, you've got to have an adequate technical basis to provide that screening out. And our concern here, really, is as -- as rock fall damage could lead to stress corrosion cracking -- which, again, the waste package is an important barrier that we know impacts the overall system performance. So, really, we're asking for the technical basis for them for screening out, and I think the -- MEMBER GARRICK: Bret, when you say quantity and chemistry of water, do you in the chemistry mean also the quality of the water? MR. LESLIE: Yes. The chemistry is the quality. What -- MEMBER GARRICK: So the composition issue is covered in the chemistry of -- MR. LESLIE: Exactly. The chemistry of the water means the composition. Also, again, the Department of Energy, in their supplemental science and performance analysis report, relies on the unsaturated zone quite a bit for performance. Our own assessment suggests that it's not very important. Okay? Well, DOE wants to rely on it. They are under the -- they have the burden to support that. And so what we're asking for is information to support their assertions of significant performance in the unsaturated zone. So, again, issue resolution -- the big picture is guided by what the Department of Energy is proposing, us identifying the gaps and using our risk insights. Now moving on to the slide that you probably want to know -- prioritization of the key technical issues. What I just said is summarized in this first bullet and what Bill indicated. All of the KTIs are needed for a high-quality license application, and that's, again, constrained by our limit by law of a three-year review period. So the answer is all of them are needed. That's the first answer. What is needed is a function of what the Department of Energy proposes for their safety case. If they had a simpler safety case or wanted to rely on things that were less -- had less gaps, let's say, then our request for information or our agreements scope might be smaller. So the agreements are, again, a function of what the Department of Energy is proposing, our identification of the gaps, and our request for DOE to close those gaps. And I'll give you an example. We can only be as risk informed as the Department of Energy. There might be things that they can screen out by doing a simple consequence analysis. Criticality may be one. Okay? Well, the Department of Energy has chosen -- that's their choice -- not to screen out on showing what the consequences are. Instead, they've adopted a different approach. We have to respond to what their approach is. We don't decide what they do. They decide what they want to do and the approach they take. If the approach that they're taking isn't very risk informed, we can't make them become risk informed. We can show the risk insights, but it's up to the Department of Energy to decide how they want to put their case together or address a particular issue. The results from the performance assessment, I went through that in the previous slides, slides 6 through 10. We've also tried to get at the overall complexity of the subissue agreements. And we added these slides at the very end. And if you'll kind of look at 32 and 33 -- these are in your backups at the very end -- what we did is -- is -- and this is a fairly recent -- well, not so recent effort. It happened before the site recommendation, so this table is somewhat dated. The first thing you'll note is 282 does not equal 293, and that's because we didn't include pre-closure and we didn't include subsequent technical change. So don't focus too much on the numbers. But what we did is we tried to break out by subissue in each KTI the number of agreements first. And we polled the staff and said, "Okay. Based upon what you're expecting in the scope of the agreements, do you categorize the information need as minor, moderate to major, or major?" So this is another way of focusing within a key technical issue where is the dominant focus. And so I'm not going to discuss this anymore. I just wanted -- it's information for you to have in the backup. And now I'd like to move on to the third part. We realize -- and the committee has -- has written -- that it's not always clear that we are using risk insights or risk informed in the issue resolution process. And there could be a couple reasons. One, we're not communicating it. Okay? Or we're truly not risk informed. And so Bill and I and a couple others have brainstormed and said, "Well, what can we do to improve that communication and make sure that our work is truly risk informed?" And we've come up with this project that I'm going to be working on over the next month, six weeks, and this is anticipation of the DOE's rebaselining out in March, that we need to be prepared for that discussion with the Department of Energy. But, really, it's to document the insights and tie it to the resolution of the KTIs. And the idea is that we need to be better communicating to the ACNW and others what are those risk insights tied to those agreements. Why are we asking this information? Both from a regulatory perspective, but also from a performance assessment perspective or a risk perspective. We also want to make sure that we're properly implementing risk insights into the program. The timing is near term. Again, the Department of Energy, in the March timeframe, is likely to come out with a rebaselining of their activities, what they think are most important to complete. And so in the near term we expect to have some -- make some -- make some observations and document them and create some guidance. But at the end of the year, the total system performance assessment KTI is planning a major intermediate milestone that would document all of these risk insights. But the idea is that we get our staff prepared for that exchange with the Department of Energy. Again, the idea is that we document very clearly in terms of the agreements, why are we -- why do we have this agreement? What risk insights can we apply to this agreement? What are the drivers for this agreement? And, finally, the outcome -- the other outcome is guidance from staff. Are there areas where we -- if we find that there are ways we can better communicate this risk information, we'll try to document that and make sure it's implemented. So who will participate? There's a core group that's leading it. It includes Chris Grosman of the PA staff, myself, and a couple people from the Center. Everyone is going to participate. We're going to be working together with the issue resolution staffs. We're going to sit down with them and kind of go through what information can they bring to the table, what can the PA people bring from -- to the table in terms of the overall system -- you know, overall and -- and system level, and detailed process- oriented level analyses, what are the risk insights. And so we'll be going down and talking to the key technical issue teams. Again, we're getting the risk insights from and for each key technical issue. We're going to be going through the issue resolution agreements, each of the agreements, to see indeed that they are risk informed. And also, we may try to get some of the insights from the recent licensing activity such as PFS. What have they found in terms of their risk informed analysis? What insights might they give to us to help us along on our path as well? So I think by now you understand what the purpose of this presentation was. It's, again, to reiterate what the overall goal of issue resolution is. It can't -- it's informed by risk insights, but the overall goal guides our work. In other words, a sufficient and high-quality license application, it's dependent upon what the Department of Energy's case is. I think you have seen that the risk insights are derived from a variety of techniques and from different sources, and you'll hear more about those risk insights from each of the key technical issues. And we're also interested in improving our program through the risk sights initiative. That's kind of a summary of my presentation, but I want to kind of lay out the groundwork for the rest of the presentations. This might not be the right order. This was the order that we had proposed a couple days ago; management had agreed. But basically we want to start off with the total system performance assessment perspective with James Weldy, and then we're going to go to igneous activity, Brit Hill. This is one of the areas that the committee is keenly interested. We want to get your enthusiasm up early in the morning. And the other two that we had -- that I know Ray and others are interested in are later in the afternoon, so we can wake you up again. (Laughter.) But each of these presentations is going to have the same format and feel, and this is -- this is because of the short time constraints we had, we have relied on presentations we have already given elsewhere. And so it might not be the right title on the top of the slide, but we think we're trying to address the information. And, basically, each of the following key technical issues presentations will talk about the status of the subissue resolution, discuss the risk information insights which include what DOE needs to provide before any potential license application, and what the NRC needs to do before any potential license application. And the idea is that they are going to be providing select examples of how those risk insights have been applied to the Center's work. Why is the center focusing on in the near field what salts matter? Okay? And Bobby will go through why that -- why is that important and the type of work they've done, and how they will apply risk insights in this fiscal year coming up. And then each of the KTIs will have a summary. And we'll be flexible. If you're finding, you know, after two or three or four of these that a particular portion of the presentation isn't scratching the itch and we're running short on time, we'll be flexible and revise on the fly as needed. So that's kind of -- yes? MR. REAMER: Bret, Bill Reamer. Just on the sequence. I think the order has been changed slightly. The fourth item, unsaturated and saturated zone flow, will be moved to the container life and source term item, and it will be moved up to the fourth item. MR. LESLIE: Right. We had intended to keep these two together. They're intimately related. But one of our staffers -- I think Tae Ahn -- who is involved in container life and source term can only be here this morning, so we switched it around. So it won't -- we'll only have half the punch in the afternoon. The backup slides, again, are -- I'm not going to go through, but the first two are the relationship to this chart. You know, you probably -- might not be able to see this chart, but you might want to pull them aside, so as you're going through you can see the relationship to the KTIs and the integrated subissues. And then the subsequent pages from pages 19 through 30 are really out of our comments, the sufficiency comments, the November 13th letter. And they are a synopsis of what kind of information we need from each of the key technical issues. They also provide the reference for where our agreements are. And, again, you might want to rip that page out as you go along and have it in front of you as we go to each of the key technical issues. And, again, the final two of the backup slides are the level of complexity. With that, I'll stop. I know that's a lot. CHAIRMAN HORNBERGER: Thanks, Bret. Questions for Bret? MEMBER GARRICK: Bret, the key technical issues have been around several years. Has the list really changed? MR. LESLIE: I think the statement stands by itself. Yes, they've been around. The list hasn't -- the key technical issue list hasn't changed. MEMBER GARRICK: Yes. CHAIRMAN HORNBERGER: Have the subissues? MR. LESLIE: Have the subissues changed? MEMBER GARRICK: Well, I guess what I'm thinking of, when the key technical issues were first generated, the discussion and thought processes were very much geotechnical oriented. There wasn't nearly the emphasis that now exists on the engineered systems. So I guess what you're saying is that they are sufficiently global or high level that they probably haven't changed, but to be sure the subissues have been quite dynamic and affected by that -- by the change in emphasis with respect to engineered barriers, for example. MR. LESLIE: Right. While the emphasis might have changed, we believe that to describe the overall system these -- this is the information you still need to do. MEMBER GARRICK: Right. MR. LESLIE: You can't just do an analysis on a particular barrier. The idea is that the emphasis and the resources and the focus may have changed, but overall to describe repository performance you still need that information on all those issues. MEMBER GARRICK: Yes. I guess the other thought here is, how complete is the set? In the course of time, at least at the KTI level, have we -- if we had our druthers, would we add or subtract any KT -- one of the things you said was that all of the KTIs have to be addressed I think you said by law. MR. LESLIE: Well, I didn't say by law, but -- MEMBER GARRICK: And so as far as the overall and global considerations are concerned, there hasn't really been any change in several years, since the list first pretty much came out. And that's -- what's that been, five years or some time -- MR. LESLIE: Something like that. MEMBER GARRICK: Yes. MR. LESLIE: You could bend this a lot of different ways. MEMBER GARRICK: Yes. MR. LESLIE: And what we're focused on is, do they have the necessary information? You could bend it by integrated subissue, and then you'd have 13 or 14. The information I believe remains the same however you bend them. I -- we have worked by KTIs. I don't think we're planning on changing the number of KTIs. It's the information that matters. MEMBER GARRICK: Okay. At one time we were trying to -- MR. PATRICK: Bret, could I interject? MR. LESLIE: Yes. MR. PATRICK: Bret, if I could, please, just interject, I think Dr. Garrick did make an important point, that the KTIs are quite broad in their scope. We continue to reexamine, as we conduct process level modeling, to assure ourselves that they continue to cast a net that's sufficiently broad that nothing is missed on the one hand, and on the other to eliminate those items that are no longer in some cases even relevant, frankly. The part where the evolution has occurred and is most visible is at a much lower level, down in the subissue level. A good example, you mentioned, Dr. Garrick, the emphasis on container life. Even more specifically, you can point out that as the selection of metals that DOE is proposing has evolved over time, there are new phenomena that we did not consider in 1996 for instance that we now see as very important, because different classes of materials are being used. Likewise, there are some phenomena that we were examining back in those days that are no longer relevant for these new materials that are being considered by the Department of Energy. So at that level, there has been a good deal of evolution, but it's still -- in that example case, it's still all within the broad container life and source term key technical issue. MEMBER GARRICK: Yes. CHAIRMAN HORNBERGER: For the record, that was Wes Patrick from the Center. Wes, you weren't here this morning when I asked everyone to make sure they introduced themselves. MEMBER GARRICK: Thanks, Wes. MR. PATRICK: Thank you. CHAIRMAN HORNBERGER: Raymond? VICE CHAIRMAN WYMER: Yes. As you know very well, we've been interested in the degree to which evidence supports the DOE case. And so you've been very interested in that, too. But my question is, then, one you probably can't answer very precisely, is what criteria or formal process or what mechanism do you have for deciding how much evidence is needed? MR. LESLIE: Part of that depends on how the Department of Energy -- for instance, in screening out, they must provide a technical basis for screening out. Well, it talks in terms of you can screen it out if it -- or you do not need to examine it in detail if it does not make a difference in the magnitude or time of dose. Okay? If DOE came in and did a calculation that it did not matter in terms of times and dose, and we could agree that that was a robust calculation, that's sufficient. If they want to make arguments -- and I'll give the example of rock fall, that -- that they are suggesting that they would design away rock fall. Okay? Without having given us a design, okay, we need to ensure that the information that would go into the design decision is complete. So that means how many rocks, how big rocks. You know, it depends, again, on how they frame what they want to do. VICE CHAIRMAN WYMER: It's a very judgmental thing. MR. LESLIE: Yes. CHAIRMAN HORNBERGER: Milt? MEMBER LEVENSON: Yes, I've got I guess two questions, one a very broad one and one a very narrow one. The broad one -- the objective of the KTI program, as I understand it, is not to resolve specific issues. That gets done when you review a license application. It's to assure yourself that you've identified all of the issues to be addressed in the license application. Is that correct? MR. LESLIE: It's not just the identification. It's that sufficient -- MEMBER LEVENSON: No. What information would be provided to back up those issues? That doesn't mean that just because you've identified that information that it will be acceptable. You still have to review it all -- MR. LESLIE: That's absolutely -- MEMBER LEVENSON: -- the license application. MR. LESLIE: -- correct. MEMBER LEVENSON: Okay. My question is: Isn't there a loose end in your ability to identify everything you're going to need, since you have not seen the formal safety case that will be presented by DOE in its license application? MR. LESLIE: I'll answer this -- that this -- MEMBER LEVENSON: I mean, what you're looking at is everything you need to know to review not the generic question but specifically a license application and the safety case it makes. MR. LESLIE: We define issue resolution as in terms of what we know now, and we've emphasized that to the Department of Energy. As they make changes in design, or provide additional detail, there may be additional questions. So in a way, yes, you're right. We're hoping, you know, that whatever DOE decides they stick to it, because if they change in a big sense and bring in a lot of new issues, we're going to have to review it to make sure that whatever they propose is, you know, supported. MEMBER LEVENSON: But what I'm saying is that you're not in a position to say you have identified all of the necessary KTIs until you've seen their actual formal safety case. MR. LESLIE: I would disagree with that, because this is what is needed in terms of knowledge. Whatever their design is has to take into account what the reality of the situation is, that certain processes occur, you know, groundwater flow, and so on and so forth. How they emphasize things in their potential safety case is up to them. The emphasis might change, but we believe we have everything that is necessary to describe the system. MEMBER LEVENSON: Regardless of what their safety case is. MR. LESLIE: I believe that's where we're at. MEMBER LEVENSON: Okay. The other is very, very detailed. What is subissue RDTME4? Because it's on your slide but not on your chart there. And, secondly, while it's on your slide, it isn't relevant to any integrated subissue? MR. LESLIE: Where is it on the slides? MEMBER LEVENSON: And it has major impact, right? (Laughter.) MR. LESLIE: Well, I -- MEMBER LEVENSON: I just want you to know I looked at your slides. It's number 18. MR. LESLIE: Yes. Part of this -- and I didn't state that when I showed this in the backup slides. This is a crosswalk. We have -- you know, we're evolving, and as we've written the Yucca Mountain review plan, and as we're developing the integrated resolution status report, the boxes might change, the overall perspective might change. When we first started KTIs we didn't have a Part 63. RDTME number 4, repository design and thermal mechanical effects, subissue 4 was seals. Okay? Well, seals was in Part 60. Part 60 is no longer relevant. So this is an old slide, and you'll see that I -- I actually caught it here and bend it -- you know, there's no RDTME4 on this thing. I just didn't have an opportunity to change the slide last night after I saw that, so thanks for -- MEMBER LEVENSON: Okay. CHAIRMAN HORNBERGER: Bret, I guess I have a question that follows on Ray's and Milt's question I think. It's hard for -- I know I want to ask you a general question and not a specific, but just to give the flavor I'll just refer to one specific. But my question is general. There is plenty of room for disagreement among scientists on these -- the kind of issues we're dealing with here. So as an example, you showed in your slides that your analysis of the unsaturated zone is significantly different from DOE's analysis of the unsaturated zone. And there may even at the end of the day be room for disagreement among scientists. And my question is: are you comfortable that you have a process, either through -- well, somehow I guess through the issue resolution process, to deal with these kind of disagreements. MR. LESLIE: That's a great question, because if you look -- for instance, we'll give the example the conceptualization of the unsaturated zone. Part 63 says evaluate alternative conceptual models. And, in essence, that's what you're saying. The Department of Energy has a conceptual model where transport times are very slow in the unsaturated zone. Okay. If you look at what the unsaturated folks have asked for in information is adequate information to support evaluation of both conceptual models. In other words, give us your results of the chlorine 36 study, which suggests that the DOE's conceptual model may not be correct. We need sufficient information to evaluate both alternative conceptual models. There's a requirement to -- for the Department of Energy to do that. So, yes, disagree -- we're not saying that a particular model is correct. But if there are alternate conceptual models that can address the same issue, that adequate information -- and that those alternate models are considered in the performance assessment. CHAIRMAN HORNBERGER: Questions from the staff? John? MR. LARKINS: Quick question. I'm just curious. What constitutes major, moderate to major, and minor? Are these levels of uncertainty? Timing? Data needs? Or what types of considerations went into this categorization? CHAIRMAN HORNBERGER: Tim McCartin will give us a presentation on that next time. (Laughter.) MR. LESLIE: No, that's not the answer. (Laughter.) I'm not intimately involved with what -- this was an effort put together by the Center, and it incorporated the KTI resolution staff here. But the idea was, okay, take a look at the agreements you've asked for. What is the scope of information? Are you talking about long-term testing? How large are those uncertainties? We'll go to the engineered degradation barriers -- or degradation of engineered barriers and container life and source term. Of those subissues, what is the key driver? Okay. And how much information is needed to support that? So it's qualitative. It wasn't quantitative. This was an informal type of analysis to try to get -- another way of trying to get a handle on how much information is really required. So the answer is there aren't specifics. It was staff's effort to try to assess what level of effort was really needed or the complexity of the information needs. MR. LARKINS: Okay. CHAIRMAN HORNBERGER: Okay. Thanks very much, Bret. Let's see. I think the schedule says we're due for a break, and I think that we'll take a break. Let's reconvene at 9:50. (Whereupon, the proceedings in the foregoing matter went off the record at 9:40 a.m. and went back on the record at 9:53 a.m.) CHAIRMAN HORNBERGER: The meeting will come to order again. So the schedule that I have says that we're next going to hear from James Weldy on performance assessment. Is that right? MR. WELDY: That's correct. Good morning. I'm James Weldy, and I'm going to be talking today about the status of resolution of the TSPA and I key technical issue. The outline of my talk is we're going to talk about status of issue resolution, what DOE needs to provide, what NRC and CNWRA are going to be doing before license application to prepare for the review, talk about what we've done in fiscal year 2001 and what we're planning on doing for fiscal year 2002. Current status of issue resolution for all four key technical issues, subissues, is closed pending. We've reached agreements with DOE to provide the appropriate information by the time of license application, so all four subissues are closed pending. None have reached closure at this point. And, of course -- CHAIRMAN HORNBERGER: James? MR. WELDY: Yes. CHAIRMAN HORNBERGER: I just want to check, is the microphone adequate? Any need to move it closer? Is it okay for the recorder? Oh, it is okay. Okay. MR. WELDY: Are there problems in the back of the room hearing me? Is this better? Okay. And I just wanted to point out the limitation within the overall performance objective subissue that the achievement of closed pending -- the closed pending status is only related to methodology issues, not related to any sort of determination that -- as to whether DOE has met the standard or will meet the standard or not. It's not a comparison of the dose limits and the groundwater protection limits. So going into detail about what DOE needs to do, based on our agreements before license application, within subissue 1, multiple barriers, DOE has presented a number of different methodologies, different techniques that they have in mind to make their case for -- that they have multiple barriers. But they really haven't put together an overall case, how they're going to use these techniques to address all of the issues and concerns within multiple barriers. The issues such as barrier -- variability of performance of the barriers, independence and interdependence of the different barriers, and parameter model uncertainty considerations -- how are they going to put all these techniques that they have together and make a case to say we do have multiple barriers in the repository system? And to -- their schedule for addressing these issues is that in fiscal year 2002 they will put together the approaches, and by the license application they'll present the results. And we -- it resulted in two agreements for which the NRC and DOE came to agreement, and we have not, of course, received any information yet due to the late date of the TSPA technical exchanges in August 2001. This will be a common theme throughout, that we haven't received much information to resolve the agreements at this point. MEMBER GARRICK: Can you just say something briefly about the -- the content of the agreements -- not a big elaboration, but just to give us some sense of your own classification of minor, major, etcetera? MR. WELDY: I would say that they are relatively minor in the sense that they really do have the techniques already that they've put together, and it's just really explaining how they're going to make that determination as for what they need to reach closure on the issue. Since they have a lot of the information put together, all of the -- a lot of the techniques put together already, and the techniques seem pretty reasonable, and they're the types of things that we would consider using as well to make that sort of argument, we believe that it shouldn't be too difficult for them to put together all of the different techniques and put it together in a comprehensive argument that they do have multiple barriers. MR. BAHADUR: May I ask -- CHAIRMAN HORNBERGER: Go ahead, Sher. You need to use the microphone and -- MR. BAHADUR: This is Sher Bahadur of ACRS staff, ACNW staff. The total system performance -- I was looking at the number of agreements in the list that was provided before, and 42 elements are classified as major. And so it -- most of these have not been resolved yet, or do you have any feel for those? MR. WELDY: As for status resolution, like I said, we had a late technical exchange where we reached closure, so -- a closed pending status. It was just in August, so DOE hasn't provided a lot of the information -- much of the information yet to close those agreements. As for the number of agreements, the 42 classified as major, I'd -- MR. WHITMEYER: May I interject? This is Gordon Whitmeyer from the Center. I don't know exactly which chart you're reading from, Sher, but I believe what is shown or should be shown, if there's the word "major" next to one of the subissues it may be TSPA and I number 3. MR. BAHADUR: Right. MR. WHITMEYER: And there are 42 agreements. That's a summary that's saying that if you look at the total number of agreements, and the amount of information that's required of DOE to meet those agreements, it requires a fairly major effort on their part. Doesn't necessarily mean there are 42 major agreements. I don't know if that helps clarify things or not. MR. PATRICK: And that also deals with model abstraction and -- MR. WHITMEYER: That's the model abstraction -- MR. PATRICK: -- multiple barriers -- MR. WHITMEYER: -- for subissues. MR. WELDY: That's subissue 3, which we'll be getting to shortly. MR. BAHADUR: Thank you. MR. WELDY: Okay. Within subissue 2, scenario analysis, DOE has completed FEPS database, which they have made the argument is comprehensive and complete. And, in our opinion, it seems to cover everything, but the biggest problem we've found with it is more transparency and traceability issue. The real concern is that they really have different levels of broadness for their different FEPS, and for a number of the FEPS it's difficult to tell features, events, and processes. I apologize for the acronym. For a number of the different features, events, and processes that they've defined, it's difficult to tell exactly what falls within the scope of that features, event -- that FEP. It's just some things are so broad that they can lump any issue that they -- that gets brought up into that FEP and indicate that it will be covered -- that they will address it during the modeling rather than during the screening argument. So it's -- it's hard to tell whether they have put together a completely comprehensive list, if you can't tell what's in with -- within each of the FEP, and what they actually thought of when they were developing it. So the -- that's the major theme of the issues that we've brought up in the agreements that we've made with the DOE -- is that we really need to be able to tell what's in the FEP and what they're doing with it and how it's getting propagated into the performance assessment. Of course, there are additional agreements on clarifying their screening argument or providing a more acceptable screening argument for some of the FEPs, but we don't think that there is anything -- any huge issues that they've missed that wouldn't be -- couldn't possibly be covered by some of their currently defined FEPs. It's just not very transparent or traceable to find out what's going on. Of course, this information is required to demonstrate that the -- they have considered everything that's important within their performance assessment. And we reached seven agreements within the subissue to achieve closed status, and we have not received any information from the DOE on those agreements at this point. For subissue 3, model abstraction, this one is a very broad category, and the agreements cover a number of different issues. Primarily, we tried to focus on methodology issues, but there are also a number of specific technical issues that -- for which we had to reach agreements in this category. But they tended to boil down into some major categories, such as how they've represented uncertainty within the system, and have they done it consistently from abstraction to abstraction, have they represented the uncertainty from detailed process level models appropriately within the abstraction when they went from the detailed model to the abstraction. Other issues include the integration of the different process level models. Are they consistent between the different models? And transparent explanations of how they've simplified models, how they've used conservatism, how they've represented parameter uncertainty. There were a number of consistency issues that they found that while not necessarily wrong or a real problem just were not consistent between different models and was not clearly explained why they were inconsistent, which we didn't -- we thought definitely needed a little more explanation within their safety case. And, of course, the information on model abstraction is necessary to ensure that data collection, model development, and treatment of uncertainty are adequate to provide a basis for their performance assessment. And we've reached 43 agreements within this subissue, and so at this point they have provided information to complete one of the agreements, and that information was sufficient to provide the information that the NRC needed. So it is considered resolved by the NRC staff at this point. CHAIRMAN HORNBERGER: Are these -- again, just to get a general feeling for the nature of these agreements. Are these agreements for DOE to either modify or augment their AMRs to provide the traceability to the model abstractions? Is that the flavor? MR. WELDY: That's probably a reasonable characterization of a lot of the agreements. Based on the wide range of the model abstraction, there is a mixed bag, of course. There's a number of very detailed, specific technical comments that we included in here. Everything on the biosphere was included under the model of the TSPAI KTI, since it doesn't have a KTI of its own to reach closure on. So there's a number of detailed technical comments related to that within this group. So it's a fairly wide range. Now, has that addressed your question? MR. BAHADUR: Yes. MR. WELDY: Okay, good. CHAIRMAN HORNBERGER: Yes, Jim? MR. FIRTH: James Firth, NRC staff. I guess I would point you back to the presentation that we gave back to the committee where we laid out some of the specific agreements that we got, and this was the August 29th presentation. That goes through -- a lot more specific in terms of what the agreements were. And to reemphasize what James had said is that a number of these things address similar concerns to what was being addressed by the KTIs in their meetings, but reflect what was the information in the TSPA SR documentation which was not available at that time. So there's a range of modeling questions and concerns -- questions that we had that were being addressed through the agreements. There were also cases where, as we started doing things from the ISI perspective, to make sure that everything was covered in the KTI meetings earlier, that there were a couple things that we felt that we didn't have the information, to make sure that we have the information consistent with what we would see in the eventual Yucca Mountain review plan, and to show -- to meet the acceptance criteria. So we'd have the information to be able to do a review. MR. WELDY: And, finally, subissue 4, overall performance objective. The agreements that we reached -- one of the bigger issues that we found and had with them is their strategy and implementation of their software verification and model support or validation that the DOE has been doing for their software. We really need to get some more information and get improved results from that from DOE to have confidence in the results of their models. Other things that we've reached agreements on within overall performance objective is looking at more details on their -- how they are running their TSPA, how they're demonstrating convergence of the results, how they're demonstrating that they've addressed variability sufficiently with their time steps, with the level of discretization, and make sure that they're not running into incorrect results just due to the way that they set up the models. And this information is required, of course, to provide confidence in the results of the TSPA and any decisions that might be made on -- as a result of the TSPA calculations. And within this subissue, we reached seven agreements and have not received any information on these agreements yet. Well, that's what DOE is going to be doing. What are NRC and CNWRA going to be doing up until the time of license application? Of course, one of our primary jobs is going to be monitoring what DOE is doing, reviewing the information that they provide us to meet the agreements and make sure that the information is acceptable and provide them feedback where we find that it's not acceptable. And we're going to continue to participate as an observer in the DOE quality assurance audit to monitor issues such as validation, verification, transparency, and traceability within their documents, and make sure they are moving forward in the right direction. We're going to complete development of our own TSPA, the TPA code, perform sensitivity analyses and visualization tool to help us get insights into how the system is behaving, focus our review and enable us to really focus on those things that are most important to the DOE's safety case based on our own independent modeling. And we're going to conduct a thorough review of the consideration and propagation of uncertainties from detailed models to the TSPA model and look at where you could run into problems, where you could run into issues of risk dilution, so that we're able to do a good review of the DOE work. In fiscal year 2001, the CNWRA and NRC staff outside of the issue resolution activities, primarily we've been working on developing tools to help us review any DOE potential license application. We've been updating the TPA code, which is, of course, our own tool for assessing the performance of the system. We've been performing uncertainty and sensitivity analyses to identify the scenarios, processes, models, and parameters that influence the results the most, so we can really focus our review of the DOE work. We've been working on approaches to understand and gain insights on overall performance of the system, and we've been doing some confidence- building efforts on our own tools. So we've been starting to develop a software validation test plan for our own TPA code, and also the TPA code was subjected to an external review a couple of years ago, and we're continuing to work on responses to the external reviewer's comments and have just about completed that activity. And those sorts of activities will help to provide confidence in our tools, so we are focusing on the right thing, make sure we're focusing on the right things for -- of the DOE TSPA. We've also been working on pre- and post- processors for the TPA code to make it easier to use, make it easier to extract results, and make it easier to understand what's going on in the system. Some more details on the sensitivity analyses that we've been doing over the past fiscal year, we've been looking at distributional sensitivity. Some of the distributions defined within the TPA code may be defined on just a few data points, and we have to assume what distribution corresponds to those data points. And so we're looking at what would the effect be on the results if we -- instead of a normal distribution we selected a log normal? What if we shifted the mean up a little bit? How much would that affect results? We've been looking at alternative conceptual models and how that could affect results. If we replace the model of one repository system with an alternative, such as the dissolution rate of the spent fuel, how much will that affect performance? And we've been doing barrier analyses to gain insights on barrier capabilities and importance to the performance of the repository, and also to get insight into barrier capabilities through the -- looking at intermediate results, how barriers affect the transport of materials through the system. For 2002, we plan on continuing some of the similar activities and adding some new ones. We plan on continuing the issue resolution process, reviewing DOE work, providing comments, resolving issues, narrowing down those agreements and seeing if we can reach closed status on some of the TSPAI subissues. We're going to be developing Version 5.0 of the TPA code which will be another major step forward in the TPA code, replace -- evaluate some of the simplifications in the code, try and improve the models, and get an idea of what some of these uncertainties will have on the performance of the system. We're going to be doing more uncertainty sensitivity analyses, the quantitative evaluation of the TSPA and TPA code results. We're also going to be looking at detail at the DOE's TSPA code. We've acquired the software, and we're going to be looking at the implementation of how they're doing things and see if we can -- if we identify any concerns with what's going on, that you can't do just by looking at a document but you actually have to look at the code itself. And we're also going to be starting off on a risk insights project where we document those issues that -- the risk insights that we use to help develop the agreements with the -- within TSPA and with the other KTIs. And what we did and what we looked at to identify those things that needed agreements and were important to the performance of the system, and also work on a way to communicate those risk insights to members of the public and other NRC stakeholders. And brief summary -- we achieved closed pending status on all four of our subissues in the last fiscal year, and we're going to continue to monitor DOE work to ensure that they are keeping up with the agreements and submitting high-quality products that meet the needs of -- the informational needs that we identified to write the agreements. We're going to continue to work to improve our understanding of the repository system, and we're going to put some more effort into identifying, documenting, and communicating risk insights that we have with other NRC stakeholders. And with that, I'll open up the floor to questions. CHAIRMAN HORNBERGER: Thank you, James. Questions from the committee? Milt? MEMBER LEVENSON: Since today is January 9th, it's time for me to ask the two questions I ask every six months. Since you're presenting on the overall assessment integration, does the system current -- have they added conservation of mass to the overall analysis and system, or is it still lacking? MR. WELDY: Within the DOE TSPA code? MEMBER LEVENSON: Yes. MR. WELDY: My indication is that they have not done a full conservation of mass at this point. Randy, would you like to explain? CHAIRMAN HORNBERGER: You have to come to a microphone and identify yourself and -- for the record. MR. FEDORS: Randy Fedors from the Center. I believe there's a technical agreement on those that they will look into that, and I -- it's a closed pending because they'll develop the approach. MEMBER GARRICK: So you can ask the question again in six months. (Laughter.) MEMBER LEVENSON: I think this is now the fourth year, so -- (Laughter.) The second question is a similar one. We got a presentation a few months ago at which one of the analyses -- they just removed a few of the extra so-called conservatisms. It changed the result by a factor of 104 on the dose. It's my feeling that we have no idea how many places things are either overestimated or underestimated in the name of conservatism, because it seems to be done by modelers, by data input people, by abstracters, all along the way. Are you people making any effort to try to not necessarily correct all of this but get a feel for how far from realism the analysis has been pushed in the name of -- I don't like the "conservative" because overestimates and underestimates are not necessarily conservative, even if you think they might be. But it seems to me it would be fairly important in the final analysis, before you can identify what is the real risk, you have to have a handle on all of these perturbations. MR. WELDY: Yes. And, specifically, to answer your question, we do have an agreement in the TSPAI subissue, under subissue 3 -- I don't know the number off hand -- but that specifically relates to DOE doing a much better -- a better job of documenting how they're using conservatism, where they're using conservatism, the guidance they're giving to their modelers and staff on where and how to use conservatism. So we are looking at that issue and ensuring that they are doing a consistent job across it of at least documenting -- across the different KTIs and different technical areas of at least documenting where they are claiming conservatism and why they believe it is conservative, or, if you don't like the word "conservative," will lead to higher dose estimates rather than not -- lower dose estimates. Of course, when we're developing the agreements, we look at -- if we find an issue that we -- a technical issue that we have concerns about, we do think about, well, will this lower dose or increase dose at the critical group location? And if it's likely to lower dose, we -- if the issue -- if the problem results in a high -- is likely to result in a higher dose, we generally still submit it to them but at a lower priority level. We do it as an issue of clarity and documentation and generally won't get it -- a specific agreement written for it. But if it's something that results in an overly conservative -- or a result that lowers dose, then we'll generally write an agreement for it. MEMBER LEVENSON: Our concern -- my concern is that such complex systems -- it is seldom obvious where it would lead to a higher or lower dose. The classic case is, why don't we make the containers a lot smaller so that as you analyze each container it contributes a small amount to the risk. But a large increase in the number of containers does not necessarily reduce the final risk. MR. WELDY: Right. And that's actually the third category is where we just can't tell we -- MEMBER LEVENSON: Well, in a significant fraction of the cases in -- especially non-linear systems, but even when it is linear but complex, it is not obvious what the effect of overestimating, underestimating, which is why we keep coming back to let's do the most realistic job and then add the safety margins. MR. WELDY: Yes, and there are certainly areas where you can tell for sure, such as in igneous activity. If you assume that the waste package provides no protection and all the waste is -- that is contacted by the magma is extracted from the mountain, that's going to lead to higher dose results than if you do more complex modeling and are able to defend a greater level of protection. MR. FIRTH: James, could I add a few things? MR. WELDY: Okay. MR. FIRTH: James Firth, NRC staff. I guess, Milt, going back to your original question, I guess one of the important aspects is, has DOE provided a sufficient basis to show that the repository would be safe in terms of the long-term performance? And that's slightly different than knowing what the actual performance would be, and we have regulations in place that we will be evaluating what DOE is coming in with, and we'll be evaluating to see that it is sufficiently safe. That's a different question, and we don't necessarily have to push DOE to find out what the exact level of risk is. And I guess the second point is on your follow up question -- we recognize that it is very difficult in some cases to evaluate whether something really is conservative in terms of leading to higher dose estimates or not. And that's why we do have an agreement with the Department of Energy, so that they will be more rigorous in terms of providing the evidence and the basis to show -- to support their assertions that this is the effect of this assumption or this way of analyzing it. So that it's not quite as liberal in terms of the use of asserting that this is conservative, that it does get more evidence-based. MEMBER LEVENSON: I just want to make one thing very clear, and that is that I am very much in favor of it being conservative. I just want to make sure that what we think is conservative really is conservative. MR. FIRTH: Yes, and we would -- James Firth, NRC staff. We would agree that we want the basis to support that they are not being non- conservative or leading to lower dose estimates because they've not looked at things in enough detail, that they are backing up their assertions with some evidence. CHAIRMAN HORNBERGER: Raymond? VICE CHAIRMAN WYMER: Yes. Well, there's quite a few subissues that are still to be resolved. Some of them are not very important with respect to the overall risk of the repository. Some handful are important. And in order to answer some of the questions with respect to these subissues there's been a request for a lot of detailed work to be done by DOE, in some cases experimental work that will require some time to complete. My question is: with respect to timing, and this may be kind of an unfair question, but are there some agreements that are not likely to be resolved by DOE within the time available for -- by the time the license application is submitted? And the kind of thing that comes to mind right off the top is some of the corrosion issues like alloy 22 that it's kind of hard to determine what the 10,000 year behavior will be of an alloy in a six- month experiment. So are there issues like that? CHAIRMAN HORNBERGER: What we might do is actually defer that question to the rest of the presenters, and perhaps ask you, in fairness, if there are any with respect to TSPA itself. MR. WELDY: Within TSPA itself, most of them we expect will be resolved by the time of license application. I mean, it's primarily modeling issues and issues related to the DOE safety case itself, so there is not really much there that can be deferred until later. There might be some model validation work that will continue to be done to just confirm that they have completed the work and confirm the confidence in the model. But I believe that the majority of it we would expect to be completed and needs to be completed by the license application. Jim? MR. FIRTH: James Firth, NRC staff. I just -- in terms of the performance assessment, like demonstration of the overall performance measures, multiple barriers, and scenario analysis, those things -- the agreements there deal with things that we would need in time of a license application. Some elements of model abstraction -- there becomes more of a line in terms of what's needed to make the decision for -- in terms of what DOE is provided in terms of demonstrating that it's safe. That may be confirmed through a performance confirmation that would come later, but the premise of all the agreements is that this is information that we believe we would need to review a license application. We're not establishing what DOE's schedule is, so -- CHAIRMAN HORNBERGER: Yes, we know that, and I don't -- you know, just to interrupt you, James, I think what we're looking for is not necessarily a long discourse on what your agreements expect. I think Ray's question was we are interested in your gut-level feeling as to whether there is -- might be a potential problem in terms of delivering information that you think is necessary in time for a license application. So pretty clear cut, the answer is no, we anticipate that all this information will be delivered. That's fine. We're just interested in any insights that you might have, and maybe if Gustavo wants to go out on a limb and say, well, I don't think they can get this information in three years -- (Laughter.) -- that's what we're interested in. MR. CRAGNOLINO: Why me? (Laughter.) CHAIRMAN HORNBERGER: Did you have a follow up? MEMBER LEVENSON: Well, I was just -- you know, inherent in the question Ray and you have asked is an implication that these guys have some information which I don't think they have, which is, when are they going to get -- how long is it to license application -- if you can estimate how long to get the data. CHAIRMAN HORNBERGER: Well, we realize it's a question that puts people on the spot. We recognize that it may be a question that people don't want to answer directly, and yet it is a question that occurs to us that as you go forward with these agreements to provide information, as scientists you might have a good sense as to how long this might take and whether or not it's doable within a reasonable licensing timeframe. You may decide you don't want to answer that question, but that's the thrust of our question. John? MEMBER GARRICK: I found several of my questions answered in the backup slides, which are very helpful. MR. WELDY: Glad to hear it. MEMBER GARRICK: And several issues that you have planned to deal with in this following year, in this year. But I would like to ask, on the -- your review of the supplemental science and performance assessment, do you consider this a part of the TSPA? MR. WELDY: It's additional information that DOE has collected. It's certainly something that we need to look at and understand what they've done there, what new information they've found and what sort of sensitivity analyses they've done to help us get an understanding of the system. And if there's new information in there that wasn't in other TSPA documents that they've provided us, we need to consider that and make sure we're aware of it for a review of other documents. I don't think DOE intends that to be any formal part of their licensing case, but I can't answer that for DOE. But there is certainly useful information in there that we need to review and understand what -- what they've collected and what they're doing. MEMBER GARRICK: Well, I had kind of a different impression. I had an impression that it was very much -- very well could have been just an amendment to the TSPA because they sharpened up a lot of the assumptions in the TSPA model, particularly having to do with things like solubility, and some of the -- what they identified as very conservative assumptions in the TSPA SR were -- took a much more realistic scope in the supplemental report. MR. WELDY: And I think it also gives us an opportunity to prepare for where DOE might be going. So we can start looking at the issues -- MEMBER GARRICK: Right. MR. WELDY: -- that they are trying to sharpen the pencil on and make sure that we understand any additional concerns we might have related to those issues. James Firth, what -- MR. FIRTH: James Firth, NRC staff. Anything that DOE is going to be carrying forward from the SSPA is going to be working its way into the AMRs, the TSPA, so we're going to be focusing on their changes to all of those documents. And that's where we're going to be focusing on our review, so we'll consider the information there to help inform the questions that we ask, but we're really focusing on the safety case that they may be developing if they go forward with the license application. MEMBER GARRICK: Thank you. That's all. CHAIRMAN HORNBERGER: Okay. Thanks very much, James. MR. WELDY: Okay. Thank you. CHAIRMAN HORNBERGER: Okay. We are going to move on to it looks like one of our favorite topics here -- igneous activity. MR. HILL: I always wonder what you mean when you say "favorite." (Laughter.) Well, since we had our last interactions in July and August, there have been a few new things that we can talk about on igneous activity. We can have a new update on issue resolution and also put the risk information into a little more straightforward path on what are the most risk important topics and how are we going to move forward with the Department of Energy on these topics? We'll also use that information to show how we're focusing the work last year and this year on the most risk significant aspects for issue resolution. Now, probability -- the first main subissue for igneous activity -- has been closed pending since August 2000. We have one agreement that's fairly minor, one that's probably minor but has the potential to become a larger level of effort -- I'll talk about that in just a moment. But, basically, probability is well in hand. On consequences, in September we had a very productive technical exchange with the Department of Energy. We reached four major agreements that are going to give us a path forward for closing the igneous activity consequences subissue. The remaining agreements that we had reached, the previous technical exchanges, and including the September technical exchange, there's a number of minor agreements that appear to be very well on track to completion in this fiscal year and the following fiscal year. So I think we're in very good shape for them. The four major agreements, however, it's really been too soon to tell. That only occurred in September. We've got ongoing discussions with the Department and plans for updates regularly throughout the year to keep track of progress. Hello? Okay. Just to bring you up on probability, the risk insights for probability is that there are a number of published alternative models that give probability values anywhere from a factor of 10 to a factor of 100 higher than the DOE mean value of 1.6 times 10-8 per year. Now, the way that we've resolved to go forward with the Department is that DOE has agreed to conduct a sensitivity analysis in any licensing application that should arise using a probability of 10-7 per year. And that will give us a way to evaluate whether these differences between the Department's preferred value and the value that we would prefer, whether those differences are truly significant to risk or not. DOE has also agreed to evaluate some new aeromagnetic data that's been collected by the U.S. geological survey. This aeromagnetic data will give us insights as to whether there are additional buried features in the Yucca Mountain region that could represent basaltic volcanoes. We received the technical update impact report right around Thanksgiving that has a preliminary interpretation of these aeromagnetic data that say there could be 13 additional igneous features in 30 kilometers or so of the proposed repository site. That is a preliminary analysis that's subject to ongoing interpretation by the Department and their contractors. We're going to be meeting with the Department some time this spring and will be holding a teleconference in February to go over some of this information. But if that interpretation stands or if there are additional features that haven't been incorporated into existing probability models, the DOE has agreed to evaluate the impact of that new information on the probability models. We'll also need to determine if there are additional basaltic igneous features in the Crater Flat Basin that may be present but undetected by this new aeromagnetic technique or any existing geophysical technique that's been used to characterize the site. Well, consequences -- to focus on the four major technical agreements that we have with the Department. The first of these is probably the most important to understanding risk on -- it's about magma repository interactions. We talked about this quite extensively in the July meeting. But, basically, how can repository structures affect normal igneous processes? As magma continues -- or if magma is rising, it interacts with the subsurface system. How could alternative flow paths develop as opposed to a normal volcanic conduit? The risk significance of all this is these alternative flow paths may increase the number of waste packages that we have potentially disrupted during an igneous event. Now, we have received, again, a very preliminary scoping calculation from the Department in its technical update impact report that says now they've looked at just potentially some of these alternative flow paths. They don't agree that there's a technical basis to support these flow paths. But if these flow paths occurred, they would have a risk impact of about one millirem per year with an event probability of 1.6 times 10-8. Now, it is important to note that using that scoping calculation and using a probability that would be sufficient for prelicensing issue resolution -- 10-7 per year -- that would change that risk significance up to about 10 millirems per year. So you can see that alternative flow models, in addition to alternative probabilities, have a truly demonstrable risk impact on the total system performance assessment. The way forward here is that the Department has agreed to evaluate how repository structures can affect igneous processes, in particular how magma may be affected during its accent and rise in the subsurface, how conduits -- the pathway to the surface, how those conduits localize in drifts or in pillars or away from the repository itself, and how that conduit and flow system may evolve for the duration of an event. MEMBER LEVENSON: Before you leave that, how does the probability affect the dose? MR. HILL: It affects the risk. MEMBER LEVENSON: Yes. But you're quoting a dose. MR. HILL: No, I was quoting the risk. MEMBER LEVENSON: Not the probability of a dose, which is -- MR. HILL: No, that was a risk. The DOE's risk was one millirem per year at a probability of 10-6 for the event. MEMBER LEVENSON: Yes. Now, you change the probability, but might be much more likely somebody would get that dose, but how does it increase the dose? CHAIRMAN HORNBERGER: It's a weighted dose. It's a probability weighted dose. You need to -- MR. HILL: Yes. It's the expected annual dose. Now, if you change the probability of the event by a factor of 10, the risk would increase by a factor of 10. The risk is the probability times its consequence. So we have -- MEMBER LEVENSON: Yes. But millirem is -- MR. HILL: -- two components. Pardon? MEMBER LEVENSON: But the millirem per year is only half of that. MR. HILL: I'm sorry. I -- half of it? MEMBER LEVENSON: Well, okay. Never mind. MR. HILL: No. The probability weighted expected annual dose is one millirem per year. That includes the dose consequences multiplied by a 1.6 times 10-8 event probability. If that probability increased by an order of magnitude, the resulting expected annual dose would also increase by an order of magnitude. MEMBER GARRICK: If it were not weighted, it would be one big dose. CHAIRMAN HORNBERGER: Yes. So if a volcano occurs, the dose is much higher than one millirem. MEMBER GARRICK: Yes. MR. HILL: That's been documented in the issue resolution status report for a number of years. Okay. The second area of major agreement would be on magma waste package interactions. And, again, how could potential igneous activity affect waste packages? The reason this is risk significant is that controls the source term for both volcanic release and intrusive release or subsequent hydrologic flow and transport. There's really very little technical information on how the alloys that would make up the waste package and drip shield -- how all of these would behave under igneous conditions. So we're having to extrapolate from fairly limited information. The Department recently agreed to evaluate waste package response for a realistic range of igneous conditions. That would include the temperatures and pressures and dynamic pressure variations that would be representative of typical basaltic igneous events, and also consider the potential effects of magmatic gas affecting corrosion processes -- waste packages located some place away from the direct impact of magma. We also need to make sure we're looking at a duration of an igneous event, because these events can last for days to weeks to potentially a month of duration. And so these thermal, mechanical, and chemical loads can be impacting the system for many years following the igneous event. Also, after the event we have to worry about seismicity, because one of the characteristics of alloy C22 is embrittlement after exposure to 1,000 degree Centigrade temperatures and cooling back to ambient conditions. So even if we had an intact waste package following exposure to these sort of magmatic conditions, any sort of shaking could potentially cause a fracture to occur in the waste package. So we have to look at the post-event impacts on performance as well. The third area is magma waste form interaction. So if waste packages are disrupted, what is the likely process for waste entrainment? This is a very difficult problem because there is no natural analogs to this. We don't have experience with 10 gram per cubic centimeter material being incorporated into basaltic igneous events before. But the risk significance is that if there isn't effective incorporation of this material we could be reducing the source term for volcanic disruption or also affecting the waste form for subsequent hydrologic flow and transport. So we really have to understand, and the DOE has agreed to evaluate, how a potential magma flow can affect the cladding of the waste, changes in the waste form, and also mechanically how that affected waste and waste products can be incorporated into a flowing igneous system. And that, of course, is going to have to build on the knowledge from the magma repository interaction studies as well, to get the appropriate flow conditions. And, finally, the last part is on tephra- fall remobilization. So if we have a repository penetrating volcanic event, how could the tephra from that volcanic eruption erode and be remobilized on the surface in the years after the event? The reason that's risk significant is that the rate of erosion and deposition strongly affects the long-term risk calculation. The risk really can be broken into two main components. First is the risk of an event in the year of an eruption. That would be weighted by the probability of 10-7 of having an eruption in that year. There is also an accumulation of risk from prior events that also have, in each year, a 10-7 probability of occurrence. And when you look at calculations for an expected annual dose in any given year following closure that expected annual dose for most years is dominated by the accumulation of risk from prior events and not by the event occurring in the year that you're calculating. So this process of remobilization by wind and water, where potential tephra is mobilized off the slope surrounding the volcano on the Yucca Mountain where you have a fairly steep topographic gradient, transport down the Fortymile Wash basin by both flowing water and by wind and deposition in the area that would affect a reasonably maximally exposed individual. These processes are key to understanding the expected annual dose that's going to need to be used for compliance with 10 CFR 63. What do we need to do? What does the NRC need to do before license application? Again, we're focusing on evaluating the DOE models and reasonable alternatives for these four most risk significant issues. We have to confirm the numerical and analog experimental investigations for flow dynamic on sustained magma repository interactions. Again, there is no data, there's no analogs, there's no simple way of doing this except through numerical modeling and some analog experiments to really understand the flow dynamics of a repository penetrating event. We also have to evaluate the risk significance of long-term remobilization by wind and water. The reason that's difficult is because the youngest eruption in the Yucca Mountain region is 80,000 years old. The deposits from that volcano, the distal tephra deposits, the ones that are most analogous to this situation, they've all been eroded away and have been deposited down in other basins. So we have no site-specific data to evaluate how tephra erodes and is transported from the Yucca Mountain system. And analogs have some very important limitations in terms of their eroding and transporting processes. We can get some good insights, though, from analogs and field investigations of magma ascent processes. How do conduits localize? What are the controlling stresses and rock mechanical properties that can affect conduit localization once you get a dike going? And I think that's one area that we're going to be investigating in the next couple of years to come up with a good basis for reviewing DOE work in this area. And, finally, we need to review -- review new information on the responses of engineered materials to igneous events, and this is an area we see a lot of work coming in from the Department trying to explain how igneous temperatures and conditions can affect the engineered materials proposed for the repository systems. So our technical accomplishments last year really were the bases to reach the closed pending agreements. We talked about these quite a bit at the July ACNW meeting. And, very quickly, it was the numerical models for initial magma repository interactions, the Bokhove and Woods paper if you will. Some of the preliminary models for sustained magma flow will redevelop the alternative flow paths. That was the Woods et al. paper. And some of the initial evaluations for long-term tephra remobilization, where we talked about rates of remobilization being important. So in fiscal year two, the emphasis is going to be on sustained magma flow, not the initial interactions that we looked at last year -- but how does a conduit develop and flow develop occur during a potential igneous event? Really, it comes down to two options. Do we have a normal vertical conduit that can come up through a drift where there's a potential for circulation and wall erosion through time? Could we have some entrainment of waste away from the conduit? We're going to be trying to answer that question this year. But also for the second flow path where a breakout occurs at some distance away from the point of interaction, how could that occur? What would be the potential for a segregation of flow and waste entrainment during this inclined part of flow in the system? And could high- level waste be concentrated in a low velocity zone? Or would the normal convection, back pressure, and churning in the system essentially give you waste incorporation? We're going to be doing numerical and analog experiments this year to try to answer some of those questions on sustained flow in different geometries. Also, we'll be continuing the remobilization work and parameter evaluation, complete the Yucca Mountain petrology studies. Those are the studies of the origin of the basalt. They give us some very important insights for evaluating the probability of the event. Finalize updates to PVHView. This is the computer code that puts in the probability models. It will allow us an independent tool to evaluate impacts of new volcanic centers and new repository footprints. And also to continue to work with NRC staff for some alternative high-level waste incorporation models during flow. The model we're currently using is just a simple mathematical relationship. We're trying to get a better mechanistic understanding of how high-level waste could be incorporated into an erupting volcano. So to wrap this up, moving igneous activity from closed pending to closed is going to require substantial effort by the Department of Energy. The reason is there are very few data, there are limited analogs, and it's a complex physical process. We also have the need for model validation and alternative conceptual model requirements, and these are things that are going to need to be done before licensing. Our current risk calculations unfortunately do not capture these uncertainties in the intrusive and extrusive event source terms for these alternative flow paths and also for waste incorporation. Also, we're not looking at the range of uncertainty for long-term remobilization. These uncertainties directly understand -- directly affect our understanding of risk to health and safety, which is currently on order of a millirem per year in terms of expected annual dose, the probability weighted dose. DOE is going to need to resolve these uncertainties before we get to the license application stage, if that stage arises. There is a little supplemental information in your package about the links to sufficiency, and a few more details of the technical work for this fiscal year. I'm sure you've got some questions for me. CHAIRMAN HORNBERGER: Thanks, Brit. Perhaps we could start with Ray's question. Do you -- as a -- your personal view as a scientist, do you see any data that is absolutely essential to have that is unlikely to be forthcoming in a short time period? MR. HILL: I think the Department can meet the technical needs to support its models by licensing in all of these four areas in the time remaining. CHAIRMAN HORNBERGER: Thank you. John? MEMBER GARRICK: You mentioned earlier that it was very important to consider the post-magma events with respect to things like seismicity, and what have you. Now, that's not a combined load situation. That's a sequential load kind of situation. MR. HILL: Yes. MEMBER GARRICK: Doesn't that really introduce some rather serious modeling challenges? MR. HILL: I think we can abstract the process to a very simple level. Part of this is going to depend on the engineering results, but a lot of the need right now is looking at the embrittlement that would occur in C22 following an event, where the impact toughness drops to a very low level. I think it's on order of 10 foot pounds is the impact toughness from an original approximately 250 foot pounds impact toughness. So even the sort of ambient seismicity, the things magnitude four or so that would be part of base case scenarios, could have a potential impact on the canister performance quite significantly. So I think we could look at a generalized model for -- given the amount of -- extent of magma flow given a likely failure distribution, what would be subsequent to the event, the risk significance of that sort of canister failure, without having to get into a complex mechanistic model. We'll just start up -- you know, we run for various times of the initiating event, run seismicity with the appropriate failure fraction, and see what the risk significance of that is. So I think we can evaluate that quite easily. MEMBER GARRICK: Yes. Now you mentioned here on the consequence end of the scale, the risk scale, that there is considerable work yet to be done with respect to the uncertainties, the quantification of uncertainties. Now, on the probability side, I assume that -- and I seem to recall that the uncertainty analysis is -- has been done. Otherwise, you wouldn't really be able to identify those numbers as true means, because means have to come from a distribution -- a distribution that would manifest uncertainties, I assume. One strategy that is often employed is to not necessarily try to quantify the uncertainty in the consequences but quantify it in the context of the probability in terms of specifying a consequence and asking the question, what is the likelihood of that consequence occurring? And I'm just asking what kind of strategy might you employ here. Will you be identifying a specific consequence and asking the question, what is the likelihood of that consequence occurring? Or are you really going to try to do an uncertainty analysis of a range of consequences, for example? MR. HILL: I think part of this comes down to how we're going to treat alternative conceptual models. And right now the cleanest way of looking at this is evaluating them independently and not trying to assign probabilities to alternative conceptual models. MEMBER GARRICK: Yes. MR. HILL: I think it's a big enough technical challenge just to find the consequence events -- excuse me, the consequence model that we're going to have to abstract and evaluate. Trying to assign a probability for a range of different consequence models I think is, in the time available, would be extraordinarily difficult to accomplish. MEMBER GARRICK: Yes, and that's why I asked the question, because you indicate on there some commentary about identifying the uncertainties. MR. HILL: The way I'm looking at it is the probability of an igneous event, either volcanic or intrusive, impacting the proposed repository site. And I think that's as far as we're going to be able to get to probability in order of having a technically defensible way of assigning probability is the -- if you will the initiating event. I -- MEMBER GARRICK: Yes. MR. HILL: -- realize we don't quite say it that way. It's the initiating probability is about all we can get to. MEMBER GARRICK: Okay. That helps. Thank you. CHAIRMAN HORNBERGER: Raymond? VICE CHAIRMAN WYMER: Yes. It looks like this whole issue of the effects of a volcanic eruption right in the vicinity of the waste repository is going to be kind of a focal point of a lot of discussion and a lot of dispute for the -- in the time of the license application. And also, the -- you're still trying to zero in on the probabilities. And from your viewgraph -- the probability of such an event. And from your viewgraphs it looks like in the one extreme that the dose that somebody might get is flirting with the limit of the dose all by itself, without any other contributors that would be tolerable from the repository, given all that, then. Is there any serious study, assuming that maybe things will come out adversely, of the use of backfill as an ameliorating mechanism for reducing the effects of the volcanic eruption? MR. HILL: That's certainly within the Department of Energy's realm, to consider any design option that they wanted to implement for -- VICE CHAIRMAN WYMER: The question is -- MR. HILL: -- potentially adverse impacts. VICE CHAIRMAN WYMER: -- is there any serious study being made of it? MR. HILL: By us or the Department? VICE CHAIRMAN WYMER: Anybody. MR. HILL: I think the Department seriously considered the effects of backfill in the first round of the analysis model reports that we received. VICE CHAIRMAN WYMER: By considering -- MR. HILL: When they had a backfilled repository design, and that the Rev 1 updates were looking at the no backfill option. VICE CHAIRMAN WYMER: I know when we were down at the Center recently there was a fairly good presentation on the potential effects of backfill. MR. HILL: Right. VICE CHAIRMAN WYMER: That you've done down there. And I wondered if that sort of preempts or supersedes or agrees with what DOE had done. MR. HILL: Well, I think we look at -- we're evaluating what is the currently proposed design. If that design changes, we'll evaluate the impacts on that. But as we talked about in August, clearly having backfill in the drifts would significantly affect the ability of igneous magma to flow down the drifts. How far and the reduction in risk impact, we don't know quantitatively, but it's logical to assume it would ameliorate some of the adverse affects. Okay. So if we got to the scenario that you were introducing of having a risk that could be approaching a very uncomfortable number, then there are mitigation strategies that could ameliorate some of the igneous impacts. VICE CHAIRMAN WYMER: And you are poised to deal with DOE's efforts to ameliorate these -- MR. HILL: I think we have the ability to respond to whatever design changes the Department proposes. CHAIRMAN HORNBERGER: Before going to Milt, I just -- just a clarification. I believe that the result that you reported, DOE's calculation of about a millirem per year on that consequence, is an all pathways analysis. It's not only volcanic activity. It counts everything. It's a probability- weighted dose, right? MR. HILL: I believe it was portrayed as just a disruptive igneous event and didn't really consider the hydrologic impacts. CHAIRMAN HORNBERGER: So that was just a one off analysis, then. They didn't use their TSPA. MR. HILL: It was essentially looking at an increase in the volcanic source term. Say that your volcano had an alternative flow pathway. And, again, I want to emphasize the Department has not agreed that that pathway would occur. CHAIRMAN HORNBERGER: No, no, right. MR. HILL: It's in response to the models that we have put out there in the Bokhove and Woods and Woods et al models as a scoping calculation. CHAIRMAN HORNBERGER: Oh, okay. So that was a scoping calculation. MR. HILL: And if your source term for volcanism -- CHAIRMAN HORNBERGER: I didn't understand that, then. MR. HILL: -- incorporated that alternative pathway, it would give a probability- weighted dose with the Department's model on order of a millirem per year. CHAIRMAN HORNBERGER: Okay. Thanks. Milt? MEMBER LEVENSON: Yes. You mentioned that there -- MEMBER GARRICK: Microphone. MEMBER LEVENSON: Sorry. You know, both new boys and old men forget these things. (Laughter.) You mentioned that there is no natural analog, but we come close to having a manmade one called Chernobyl where a couple hundred tons of molten UO2 flowed across some floors. All of the models that I'm aware of, all of the computer analysis, all had predicted that that would just go right through there a la The China Syndrome, etcetera. In reality, of course, none of it did. It flowed across the floors and poured down stairwells or other places that were existing openings. Do you know whether DOE is looking at that type information? And were -- as a follow up to that, it has been going on almost continuously in Sweden at the Royal Institute of Technology, on the matter of interaction between things like molten UO2 and various materials, is anybody following that? MR. HILL: I'm not aware of any Department of Energy investigations in looking at the flow analogies for UO2 at Chernobyl. And I'm not aware of any investigations we're looking at either. MEMBER LEVENSON: The basic thing is that the common wisdom at the time was wrong. MR. HILL: Yes. MEMBER LEVENSON: Are we using that same common wisdom? is my question. MR. HILL: Depends whose perspective of common wisdom. MEMBER LEVENSON: It's an unfair question, because we're talking about what -- MR. HILL: Well, it depends on whose common wisdom we're talking about here. MEMBER LEVENSON: -- DOE is doing -- right, yes. Okay. CHAIRMAN HORNBERGER: Thanks. Latif? MR. HAMDAN: Brit, of the consequences that you went through in your presentation -- and there are quite a few -- can you tell us how many of those are already incorporated in one way or another in the TSPA? MR. HILL: In terms of consequences? MR. HAMDAN: Yes, the consequences that you went through. Are they incorporated in the TSPA right now, or are they not? MR. HILL: Do you mean the four areas that we have agreements -- MR. HAMDAN: Yes. MR. HILL: -- in? MR. HAMDAN: Yes. MR. HILL: Aspects of those already incorporated. MR. HAMDAN: Okay. MR. HILL: For example, we currently assume that waste packages fail when they're put into a conduit. The Department makes the same assumption. We recognize there is no mechanistic basis behind that, and nobody has done a full-blown engineering analysis to look at the impacts. But it's a reasonable interpretation that's in the performance assessment. If new information comes out that shows there is resiliency, we can modify that appropriately. The same thing for waste incorporation. There is not an efficiency factor for incorporation, because nobody has proposed a technical basis for that. But it would be a very simple way to incorporate that new information into any of the performance assessments. So the critical aspects are there, and we can evaluate them. MR. HAMDAN: So that's not going to be a big -- it will not take too much time to modify the code, or what have you, when we -- MR. HILL: I think most of this can be evaluated with simple parameter distributions and some code modifications we're doing right now in TPA5 for remobilization. But the problem isn't in making the code do what you want. It's to come up with a technical basis that justifies why you're taking 80 percent credit for a certain process. MR. HAMDAN: Thank you. Thanks. CHAIRMAN HORNBERGER: Other questions? John? MR. LARKINS: Just a quick question. I notice that you're going to do an FY2002 continued remobilization modeling and parameter evaluation. How sensitive is the -- those calculations to the composition of the material that's deposited either aerosol or other material from a volcanic event? MR. HILL: The volcanic material doesn't have any impact on dose. It's only the waste incorporated in it. MR. LARKINS: Yes. But what I meant is the form of that material. MR. HILL: Okay. MR. LARKINS: Or the composition. MR. HILL: I believe we're just assuming the form is the standard or high-level waste form. There has been no change to that waste form as part of the process. MR. LARKINS: No, to the chemical composition. MR. HILL: There has been no oxidation effects, no other chemical reactions during entrainment and transport. CHAIRMAN HORNBERGER: But you do make an assumption about particle size. MR. HILL: We do make the assumption on particle size. MR. LARKINS: Yes. Well, I know it's sensitive to particle size. I just -- also, it seems like there may be some changes in oxidation, which may increase or change the -- how soluble the material is in terms of reentrainment. MR. HILL: Well, the real -- the two leading isotopes of concern are americium and plutonium, and under the range of fairly rapid transport from igneous we don't think there is much instantaneous effect, if you will, from the minute to hour of transport, because the igneous system itself is very reducing. It's only when you get atmospheric mixing at temperature do you have any potential oxidation effects. And we think those are fairly small for americium and plutonium isotopes of concern. Of course, for the overall waste form, following the event, in the years following the event, at the surface you certainly think that we'd have to get a better handle on the kinetics of oxidation and other sorts of chemical processes. CHAIRMAN HORNBERGER: Milt? MEMBER LEVENSON: Yes. You just mentioned that the principal isotope is plutonium, americium, so that must mean that the external dose is not the primary aspect here. It's an inhaled dose? MR. HILL: Correct. It's an inhalation dose is 90 percent of the total dose. MEMBER LEVENSON: Okay. Does your calculations for resuspension and the inhaled dose, etcetera, include the mass of everything there? The context of my question is some years ago an analysis of -- near Rocky Flats of a motorcyclist driving around contaminated soil and steering up a cloud indicated that in order for him to have gotten maximum allowable dose his lungs would have contained between two and three pounds of dirt, and the dose was insignificant in health effects. MR. HILL: Right. We -- MEMBER LEVENSON: Is such an analysis being done here? Are you including the mass of the carrier when you calculate inhalation? MR. HILL: The answer is directly no. It's not explicitly put in there, but we have done scoping calculations to show that the amount of mass per year per lung for total particulate -- it's not just respirable particulate, but the total suspended particulate -- is small compared to what the lung and tracheal/bronchiole system can absorb. So we're not talking about putting two pounds of dirt into somebody's lungs in an unrealistic sort of inhalation model. The concentrations we're using on average are one milligram per cubic meter of total suspended particulate. And of that there is a much lower concentration of high-level waste. MEMBER LEVENSON: Well, you know, I come back to my -- one of my pet hangups. If your code doesn't contain conservation of mass, I don't know how you -- if you're distributing this plutonium over hundreds and thousands of tons of magma -- MR. HILL: Yes. MEMBER LEVENSON: -- how you get significant amounts in somebody's lungs without having massive amounts of magma. MR. HILL: Well, it comes down to the dose conversion factors that are being used and the efficiency. This is why we're backed down for a lot of this being from the inhalation dose, because of the dose conversion factors that are being used for americium and plutonium for inhalation dose. You do not need a large mass of high-level waste to effect those levels of total effective dose equivalent impact. MEMBER LEVENSON: Well, you don't need a big mass of spent fuel, but -- but it's -- well, I guess it comes down to your assumptions about how much dilution occurs. MR. HILL: I'm not positive if you want to talk about a mass or a particle number basis, but I believe we're talking 10-2 grams per square centimeter for ash loading and about 10-6 grams per square centimeter of waste loading. So about a four order of magnitude ratio between the mass of ash and the mass of waste at 18 kilometers. MEMBER LEVENSON: Okay. MR. HILL: I could be corrected -- MEMBER LEVENSON: What was the ratio of plutonium to magma in your masses? MR. HILL: Plutonium or -- MEMBER LEVENSON: Of fuel. MR. HILL: -- of all waste, of high-level waste. MEMBER LEVENSON: Yes. MR. HILL: The waste form. MEMBER LEVENSON: Yes. MR. HILL: Is about four orders of magnitude smaller, off the top of my head, and a number that should be checked. I'm trying to go from what I remember from the TPA outputs on aerial loading at 18 kilometers. MEMBER LEVENSON: Okay. So for the plutonium it's maybe six orders of magnitude. MR. HILL: I believe somebody who knows the inventory better than I do would put that -- MEMBER LEVENSON: Yes. CHAIRMAN HORNBERGER: Tim? MR. McCARTIN: Yes. If I could just -- Tim McCartin, NRC staff. We do conserve mass with this calculation, and there is an explicit amount of ash and radionuclides at specific locations, and it is accounted for. But I can assure you it is -- you know, what Brit's referring to, there isn't an -- there aren't some explicit numbers you'll see in the output of the code, but in -- within the code it is determining how much mass is getting there. We keep track of it. There is a dilution mechanism of the radionuclides getting mixed into the soil to a certain depth, how much of that is ash, how much is radionuclides, and a certain percentage of the overall dust in the air is comprised by looking at how much of the stuff there, let's say in the top 15 centimeters, which I'll just throw out -- I don't know the exact number -- is radionuclides. But we do -- it is -- there is an accounting for that, but it -- MEMBER LEVENSON: In your analysis. MR. McCARTIN: Yes. MEMBER LEVENSON: Okay. So -- CHAIRMAN HORNBERGER: I think we should move on. I mean, I think that we can explore this further. As Brit says, we could check the numbers, but the question has been posed. Any other -- remaining issues? Okay. If not, let's move on. Thanks, Brit. Our next presentation is on structural deformation and seismicity. John, you can introduce yourself, so I don't mispronounce your last name. (Whereupon, there was a long pause while the next set of slides were being set up.) CHAIRMAN HORNBERGER: So what happened? Did we have an earthquake that wiped out this presentation on the computer? (Laughter.) MR. STAMATAKOS: It wants to start halfway through, wants me to be done quicker. CHAIRMAN HORNBERGER: Well, we don't mind that. (Laughter.) MR. STAMATAKOS: Won't let me get to the introduction. I'll go to Plan B. CHAIRMAN HORNBERGER: Plan B. (Laughter.) MR. STAMATAKOS: Okay. Okay. How's that? My name is John Stamatakos, pronounced originally Stahmatacos (phonetic), so you had many options. (Laughter.) You had many, many choices that you could have -- I'm going to talk about structural deformation and seismicity. And I'm going to apologize from the outset in that in my haste, even though I was told to do it, I forgot to include an outline slide, although my outline follows very closely with what everybody else has done. The other point I would just make in terms of introduction of this particular subissue is recognition that of all of the KTIs I think we're the -- one of the ones that could be considered most upstream. A lot of the things we do really feed into a lot of the other issues in terms of the description of the site and site characterization. So at times it's actually most difficult for us to sometimes see how what we do ultimately comes out in a risk calculation. Also, I think you'll see that a lot of the work that we're doing now is really well integrated with many of the other KTIs, not just in issues that were originally identified under structural deformation and seismicity. And, finally, I think a lot of what we do contributes directly to pre-closure, so there are some instances where I'm going to talk a little bit about how the work that we do relates to pre-closure. In the SDS KTI we had four subissues that were originally identified -- tectonics, faulting, seismicity, and fractures. I've lumped the faulting and seismicity together because they contain many very similar agreement items. The first of our issues is closed, and tectonics -- it has been closed for -- for some time now. In faulting and seismicity, we have a small number of agreement items. Most of them I would classify as minor. Some of them are moderate and have the potential to be more significant, depending on the outcome of the agreements. Of all of the remaining subissues that we have, the fracturing and structural framework one is the one that is directing most of our attention now, and that one is one where we think most of the remaining work needs to be done by the Department of Energy. So I'm going to go through them in stages. I'll first talk about seismicity and faulting. I've prepared my organization in a way of first trying to identify what the risk is, looking at a DOE approach, and then where the status is. I'll follow these with slides that give some specific information about the things that we need to do and the things that we think DOE needs to do to reach closed status on the subissue. The risk for seismicity and faulting mainly has to do with the degradation of the engineered system, damage to waste packages, damage to the drifts themselves. Up until probably last fall, the DOE approach has been to screen these disruptive events by looking at or promising to develop a robust enough design so that any impacts would be able to be handled by the design of the waste packages and the repository. So we didn't have a direct link in TSPA in that way, because everything was evaluated as something that was essentially screened out of the TSPA. In answering our questions from the technical exchange and in our agreements, DOE now proposed to us in a letter that was sent in October to do an alternative approach to looking at specifically seismicity, and that is that they now propose to do a full sort of seismic risk assessment in order to quantify inputs that they're going to incorporate in TSPA-LA. We've only seen the plans for that. We haven't seen exactly how they're going to implement that, but that's a pretty significant change in the approach, I think pretty significant change in the approach that they have in looking at seismicity issue for -- for post-closure. So in terms of status of the -- we had six agreement items that were outstanding with DOE, plus some additional items that are integrated with the other KTIs -- pre-closure, RDTME, and some of the flow issues. It looks to me like this new DOE approach, if it's what it says it is, may satisfy many of the agreements in seismicity and faulting. What DOE needs to do prior to LA is most importantly we need now to see the details of how they propose to do their seismic risk approach. They say it's a sort of standard type of seismic risk approach, just propagated out to the large time period. So I think that will be the biggest challenge is, how do you take -- how do you do that kind of an assessment for a 10,000 year repository? One of the other issues that I think has the potential for some effort on DOE's part is that we have some questions about their -- when they did their seismic hazard calculations, they did it as an expert elicitation. During that elicitation, we've raised some questions about the procedures that were used, particularly one component of the expert elicitation. And we're asking for some documentation, and we have some ongoing discussions with DOE on whether or not that documentation exists or what form of documentation would be required to sort of satisfy the completeness of their expert elicitation process. CHAIRMAN HORNBERGER: John, could you just say a couple words about why it's a challenge to do this for 10,000 years? It seems to me it should be straightforward? MR. STAMATAKOS: Well, I think the trick part has to be in coming up with fragility estimates for components out in the -- not the seismic part. The seismic part -- you've got to involve it with the fragility to come up with the risk. And then a large part of what's left in the seismic has to do with site-specific information, and this really relates to pre-closure and surface design questions more than post-closure. But DOE has collected information, but we don't yet have all of the information for developing a site response model and all of the things that come with that to develop design ground motions that will be inputs for the -- MR. LARKINS: Quick question on the expert elicitation. MR. STAMATAKOS: Yes. MR. LARKINS: Is there a standard or something that you're using for -- MR. STAMATAKOS: Yes, there's an NRC NUREG that they agreed to follow, plus their own documentation that they agreed to follow in -- in conducting and documenting -- MR. LARKINS: And that's where the difference is. MR. STAMATAKOS: That's part of where the differences are. There's kind of an interesting twist to that, because where we see the differences actually leads to potentially some of the ground motion experts having inputs into the process that led to what we might characterize as very large ground motion. So when you look at the -- this is the seismic hazard curve for Yucca Mountain, and the ground motions at the low probabilities is 10-6 here, 10-7. I don't even have the -- extrapolate 10-8. So ground motions are quite large and the uncertainties are quite large. And so there's sort of an interesting twist in the sense that, you know, what's come out of the ground motion part are some of these very large uncertainties that lead to very large ground motions. And I think it speaks to the questions about, you know, where they may be potential very large overconservatisms in the analysis. What we need to do prior to LA, most importantly I think is we need to -- our continued interactions with DOE. We're very anxious now to see what their new approach is going to entail. We would like to meet with DOE, and DOE just yesterday or day before yesterday sent us some documentation on proposals to resolve our expert elicitation questions. We're working on developing some additional technical bases to help evaluate the DOE ground motion results, and we'd like to continue to work on that. The last two items really pertain to issues more in line with pre-closure. DOE is going to provide information in what's going to be called Topical Report 3 with a companion seismic design input report, and those reports will summarize the information that we need for the site-specific information that will get us from the generic hazard curve to the design basis inputs that will be used for the pre-closure design issues. The other subissue that we're looking at has to do with fractures, and this is a much broader issue and is very diversely integrated with lots of the other KTIs. Basically, we recognize that fractures and faults and other parts of the geologic setting control many aspects of groundwater flow, and also those features are very important in developing accurate pictures of the rock mass properties that are used for modeling in rock fall calculations or drift stability, things like that. The DOE approach is sort of two-fold. For their flow calculations, DOE mainly relies on bounding assumptions or modeling results to constrain the fracture properties. And so our work has mainly been trying to see how -- sort of validate those modeling procedures against what the fracture information and characterization tells us on the site. For the rock fall analyses, DOE is using direct measurements that they got from the ESF and the ECRB, but we have some questions about the applicability of that data directly, and so we've raised some questions related to how that data is used. But it's been the process of sort of an active, ongoing interaction between DOE and ourselves. We have about four agreements with DOE, plus, as I said, some other additional agreements that are integrated with the other KTIs. DOE is considering some of our responses, and we're currently considering some of their responses. So we are involved in an active discussion of this particular issue. In particular, some specific things that DOE needs to provide us is the -- a response to a review that we had of one of their major documents on fractures. This is sort of the focal point of a lot of the discussion about the fracture database and the fracture characterization. And in addition to that, there are some things that DOE has to do that we're working on but are really related to items that -- from the unsaturated flow KTI and from the NT KTI. These have to do with characterization of the stratigraphy and sedimentology in the alluvium and valley fill portion of Yucca Mountain as that relates to flow models. And we've been working on the issue related to the potential for hydrothermal activity, the whole fluid inclusion debate. We've done some independent studies related to that as well. What we plan to do before LA is to continue to establish our technical basis for identifying which parts of the fracture database are really critical to performance and which ones aren't, and that's a highly integrated effort with a lot of the other KTIs. We're working on developing some independent stratigraphy and stratigraphic studies that we can use to help the flow people in the alluvial part of the aquifer. We've done a lot of work on the fluid inclusion work, and we're about ready to submit a paper of our own independent evaluation of some of the secondary mineralization as it relates to this hydrothermal question in the ESF and ECRB. CHAIRMAN HORNBERGER: Can you tell me the bottom line of your analysis of the fluid inclusions? MR. STAMATAKOS: I think the bottom line of fluid inclusions is that there are still a lot of contradictory interpretations of those results. I think ultimately what we would argue, along with I think probably what the -- parts of the GS would say, is that we think that a lot of the evidence for that is that they are quite old and not modern. We don't necessarily agree with some of the interpretations of the sort of long-term heating that led to some of the younger ages in the fluid inclusion studies, but it's still a very I think technically challenging issue. One of the things that I would point out is in terms of potential developments, it has to do with modifications that might come about in the design, or in this case if DOE proposes an alternative operational mode in which there are other parts of the repository that are their proposed use rather than the original primary block. We've done some work to evaluate what significance that might have on characterization, and what we would say is that there is the potential that -- for a significant amount of additional work, or at least some work on DOE's part to how they would provide a technical basis to justify the applicability of existing characterizations of the details in this particular part of the repository to other elements of the repository. So in 2001, a summary of some of our work and accomplishments. Obviously, we've done a lot of work trying to continue our discussions with DOE on our -- all of our agreement items. We've worked on developing some technical assessments for that potential alternative load -- thermal load option in the repository design. We've completed some work on issues related to some of the other KTIs. In particular, we've done a lot of work on looking at the issues related to hydrology in the alluvial part and these fluid inclusion questions. In FY2002, we're going to continue much of that work, although we are now focusing more and more on looking at how the site characterization relates to pre-closure safety as well. We're going to continue to work with the other KTIs on issues related to their agreements. We certainly want to try to continue to understand how aspects of faults and fractures are most important to performance, and we're going to continue to work on issues related to the seismic hazard, both as they relate to pre-closure and post- closure. So, in summary, I would say that for SDS we've reached a significant amount of progress. Our tectonics subissue has been closed. It is closed for some time. We see substantial progress on many of our agreements related to faulting and seismicity. Most of our remaining work is going to be related to the fracture characterization and how those fractures and faults -- what role they play in both groundwater flow and in repository design and drift stability calculations, how that integrates with the other KTIs. So, in summary, I'd say that our work is highly integrated with much of the agreements reached in the other -- on the other KTIs. And with that, I hopefully got us back on schedule, and I'll take your questions. CHAIRMAN HORNBERGER: Thank you, John. Milt? No? Ray? VICE CHAIRMAN WYMER: Yes. You've already touched pretty heavily on something I'm going to ask, but I'm going to ask it in -- the question in slightly a different way than you have dealt with it in your viewgraphs. And it relates to how sensitive are the results that you obtain with respect to detailed knowledge of the site characteristics? MR. STAMATAKOS: Which results? VICE CHAIRMAN WYMER: The calculations of the -- MR. STAMATAKOS: Of ground motion? VICE CHAIRMAN WYMER: Yes, and of the impact of this on the ultimate dose. MR. STAMATAKOS: Well, that's a hard question to answer because the -- the approach that's been taken over the last several years has been one in which the seismic hazard has been sort of an input into design decisions to say we will maintain waste packages and drip shields, so that they can withstand any rock fall size that the repository can deliver during any size earthquake. So in a sense they've just become sort of a benchmark. VICE CHAIRMAN WYMER: So what you really said is all of this work is meaningless. MR. STAMATAKOS: Well, I don't think that it's meaningless. I think the new approach is going to be -- is going to be able to directly answer your question in the sense that now what DOE proposes to do is to actually incorporate the seismic results directly in a TSPA-type calculation. VICE CHAIRMAN WYMER: You're going to challenge the statement that everything is designed so that it won't make any difference? MR. STAMATAKOS: Well, their response to some of our questions is now -- is that instead of the approach that it won't make difference, they're going to incorporate it into a sort of risk-type calculation by doing this seismic risk approach. VICE CHAIRMAN WYMER: Is the site well enough characterized to do everything you need to do? MR. STAMATAKOS: In terms of seismicity? VICE CHAIRMAN WYMER: Yes. MR. STAMATAKOS: I think so. We haven't seen the final specifics. You know, we have a generic -- that hazard curve I showed you is a generic hazard curve for some hypothetical site, and what we have to now do is propagate that seismic energy through the soil and rock column to the surface and do those kinds of calculations. But I think in terms of the overall seismic hazard results, yes, I think that the DOE is well characterized, minus that one question about -- VICE CHAIRMAN WYMER: Extending the site? MR. STAMATAKOS: -- the ground motion and extending the site, yes. And in answer to your generic question, I think that in terms of our KTI we're well on the way to being able to have almost or nearly everything that we need well before license. I don't see any reason why all of the information won't be available for -- before licensing. CHAIRMAN HORNBERGER: John? MEMBER GARRICK: Well, that was going to be my question. Most of the other speakers -- I guess all of them have expressed considerable optimism that the path forward is pretty optimistic relative to resolution of the agreements. So I assume you feel the same way? MR. STAMATAKOS: Yes. Yes. CHAIRMAN HORNBERGER: We haven't heard from -- MEMBER GARRICK: Well, that's right. Okay. No, that's all. CHAIRMAN HORNBERGER: John, I have a quick question. I know that -- let's see, the DOE saturated zone model uses, if I recall correctly, a fracture spacing on the order of 20 meters or something on average. Do you think that's about right? MR. STAMATAKOS: It may be right in that ultimate abstraction, but the -- what we've found in our fracture studies -- and my fracture guy is not here, so I'm going to reach a little bit -- but is that -- that the -- it's much less uniform and homogeneous than that. So that fracture spacing may be correct only on a small scale, and there are clusters of fractures that -- of large fractures that occur very close together, and there are areas that are not nearly as heavily fractured. So it's much more heterogeneous than that, but we don't -- I don't -- I can't answer whether or not that heterogeneity ultimately plays a significant role. On the large scale of the saturated zone, we know that the large faults certainly play a role in the flow path, and that the flow is not just controlled by the surface of the water table, but that there is an anti-satrapy that's induced and -- by the faults or fractures, and DOE has now incorporated that into their saturated zone flow water. CHAIRMAN HORNBERGER: Phil? MR. JUSTICE: Phil Justice, NRC staff. DOE doesn't use a single fracture spacing in all of its flow or transport models where fractures are needed. And 20 meters, I haven't seen that one in a while. In the ECRB testing of facilities, for example, such as alcove 8, niche 3 test, the spacing in the middle non-lithologic -- lithoficile unit that's being used is on the order of roughly 1.3 meters. The question to us is not so much the number, but the representativeness of the source of data that allowed that generalization, and whether that generalization for the particular test or portion of the repository being evaluated is representative of the entire repository system of interest. CHAIRMAN HORNBERGER: Thanks. Thanks very much, John. MR. STAMATAKOS: Sure. CHAIRMAN HORNBERGER: We have a substitution, according to -- or a modification in the original agenda, and I think Gustavo is going to go next and talk about container life and source term. MR. CRAGNOLINO: Okay. Good morning. My name is Gustavo Cragnolino, and this is all of the people that have made this presentation possible. And I want to emphasize the name of our project element manager at NRC, Tae Ahn. My outline is, as you have seen before, similar to the previous presentation, and I want to emphasize this. And I am going to go directly to the status of the CLST subissue resolution. The several subissues, six in our case, are listed here. The first one is effects of corrosion processes on the lifetime of containers, and, as the other one, is closed pending. You can cover additional detail in the last of my backup slides, what was presented before by Brit, in terms of the scope of the CLST, the type -- the nature of the agreement with the DOE and what is expected. And I'm not going to go into detail of that. Let me go to the main point that you are interested to know about our view regarding what DOE needs to provide before LA. And this is not only analyzed in terms of specific subissues, but the text in blue indicates precisely the main scope of the subissues. And this is relating particularly to the case of subissue 2 and is what we consider the -- it's necessary for part of the DOE event evaluation of premature waste package failure, because this has an important impact essentially in the problem of criticality, in-package criticality, and we need a reassessment of the probability of early failure arising from an effectual defect, and, in particular, closure welding and post-welding operations. However, the subissue where we have a special concern is what is reflected in subissue number 1, and what we need is a better technical basis to resolve uncertainty in container life prediction. And the point -- and I'm not reflecting exactly the agreement. There are 17 agreements here, but I'm focusing on what are the important ones because seven of the agreements are subsidiaries to this. And one is the definition of the aqueous environment in contact with the waste package, and this is an issue that Bobby Pabalan is going to deal with. What we have is -- providing alternative measure for passive corrosion rates. Data and modeling support to establish that you have really long-term stability of the passive film, because this is the main issue in which you would like to have long-term container life. Here is an issue that in some way is an answer to the question which arose before regarding something that has scientific relevance and is in the study of this. We think that the repassivation potential is the basic criteria for the decision if you have a container that is susceptible or not for localized corrosion. By that other point of view, in the scientific community, in the corrosion community, and this discussion -- and DOE favors this type of context. This is an issue that has to be resolved. And they are dealing -- but we need a more technically accepted criteria for the selection of their initiation potential for localized corrosion. And this is very important, because we can talk in theory about the behavior of the material, but when you start to fabricate a container you have potential problems related to welding, post-welding, and this is important on corrosion and stress corrosion cracking. And to illustrate the point, this is experimental data showing that this repassivation potential has some sort of threshold potential for the initiation of localized corrosion in our criteria, because it's a lower bond, decreased significantly is the material, alloy 22, and this solution is heat- treated at 870 degrees Celsius for only five minutes. And this is something that would happen during the processing, with the slow cooling from the annealing temperature, the fabrication of post-welding treatment. Therefore, if you have corrosion potential values in this range you have the potential for the localized corrosion of the container material. Defective welding appeared to be less pronounced, but we need additional data in which the defective welding plus this type of treatment is evaluated. And this is a matter of concern, and this is something that we expect that we've solved. For the other subissues, -- we need a better estimation of the rate of radinuclides released from the waste, but this is essentially related and focused on what is the definition of the in-package aqueous environment. And what is the impact of this environment of corrosion or stress corrosion cracking because, as you know, DOE put a lot of emphasis and gave a lot of credit to the container. Finally, this is an issue that concerns us, too, because it has to do with the role of the titanium drip shield, and we believe that DOE should provide more data on stress corrosion cracking testing, technical basis for the choice of the hydrogen pickup fraction, and also justification for this value that they have adopted. They can move from 400 ppl to 1,000. I think that they are moving in the right direction, but not with this quote, because this could have an impact in the evaluation as has been shown very clear in this figure. A slight increase in the fluoride concentration to 10-3, increased the anodic current density, and, therefore, the corrosion rate by three orders of magnitude, and this rate, obviously, significantly reduces the lifetime of the drip shield and was, even if you have sulfate and nitrate or nitrate plus sulfate, you cannot inhibit the detrimental effect of fluoride. And this is a point of concern that DOE will need to progress. What we should do to go and move ahead in this path flow, and try to find resolution of these issues that I mentioned. What I am talking about is that we should very closely monitor the DOE progress, because it is all viewed as a risk progress, and this has to be very clearly emphasized. They say that movement in the right direction from the part of the DOE, and we need to review and respond to the revised AMRs and the dated information. And although this is a mechanism that we find more appropriate, this is related to what I mentioned before regarding the importance of publication process, and virtually any change in the design, and we have to be prepared to assess. And this is a range of uncertainty because even though everything looks fine, we can have surprises. Obviously, we need to do in order to be able to tackle what is shown before now with an independent evaluation of issues and we will focus experimental program and the model program. And this is the approach, and I don't need to insist, but we have two other areas; uncertainly that still exists in the environment, and the site and component fabrication, material procurement, closure welding and post-welding treatments. And I forget to say that you can interrupt me at any time to ask questions. When we come down and what we have done in this previous year, and we prepared Revision 3 of the CLST IRSR, and that was the basis of our input to the Revision 0 of the Integrated IRSR, and essentially in the area of engineering environment, and where we provide input also to other of the different type of model areas of the differing -- presented by breaking -- regarding engineering, too, that is degradation by mechanical disruption, or the ones related to the direct contact of the radioactive ash as a result of organic eruption. But participating in several technical change, and this is what we have been doing all this time through different types of reports and publication and addressing pending issues on corrosion of Alloy 22, and Titanium Grade 7, with the purpose of evaluating the accuracy of the DOE data, and the methodology for predicting early failures. And we have been trying to follow very closely any advances that have been done in the evaluation of the source model, and this is a secondary activity, but also was important for us to support the evaluation of in-package criticality for Navy spent fuel. Finally, this is something that we have paid attention to, and something that we have been pushing forward because we consider the assessment of the approach and the methodology for waste package, and engineering barriers performance confirmation is something that has to be kept in mind for the evolution of this program. We initiated a effort culminating, and very soon we are going to have a report for the evolution of natural industrial analog for Alloy 22, and obviously we would like to support as much as possible you, and the Nuclear Waste Chemical Review Board, and participating in several meetings. This will be our work plan for 2002. It is important to conduct our independent evaluation of the DOE status and follow all the information that we will receive, and we will provide input for the model abstractions of TPA Version 5.0 in our two related modules for EBSFAIL and EBSREL release. And as I mentioned before, we have completed practically this, and continued activities related to performance confirmation. Now, this is what I wanted to call your special attention to. We believe that the activities of the DOE in order to obtain resolution of the issue has a broad scope, and that in some ways is good, but there is not clear prioritization. And this is not our own words. This is one of the reasons why the waste package proponent was called by the DOE, and to help them to define the product decision of the work. And to follow in some cases a very aggressive schedule, and may not have sufficient resources. It is not my problem, the resources, and I can't throw away the last one, but I give you something to think about. An evaluation of the radionuclide release continued to be affected by significant uncertainties in the definition of the aqueous environments, but there is important progress there. Finally, after many years the focus is very clear and we expect to have more research. These affect corrosion of the waste package and drift shield. By the way, in the black and white copies that I have drift instead of drip, and I clarify that, and knowing the design, I don't want to cover a drift with a shield, and maybe wood, but I would not want to do it. And this is a problem for radionuclide release because the cladding corrosion is still an issue. And DOE knows this very well. This is an important point. If you look in the SSPA, there are significant modifications in the model abstraction, but they base it in very insufficient data, and this is where we have to be concerned. If there is a modification that has an implication for a substantive reduction in the dose because it is less concerned about drip, but has no basis. And I don't want to dwell on the example, but I can give it if you want. And this is what we need in terms of performance confirmation. We think that this is an integral part of the program, and can be considered of something to be done in the future, because performance confirmation planning is integral to design. And this is experience in any important and significant industry that has had failures. In summary, performance estimates are affected by uncertainty in container life predictions, including effects of fabrication and welding. This is very important. And a good evaluation of premature waste package failure, and always as we mentioned before, we have some uncertainty in the package embridlement that has to be solved, and the drip shield case. And I think from our part that active monitoring of DOE progress, and I emphasize again there are clear progress in the resolution of agreements is needed to close all the pending subissues at the time of the proposed license application. And this finishes my presentation, and I am open to any questions. CHAIRMAN HORNBERGER: Thank you very much, Gustavo. Raymond, do you want to start? VICE CHAIRMAN WYMER: What I am going to ask you, you have included by implication, Gustavo, but you have not addressed it exclusively. A big deal in recent years has been the effect of trace impurities, such as lead, mercury, and things like this. What have you come up with recently, or what are you planning to do, or where do you stand on it? MR. CRAGNOLINO: Well, we are exploring these. We had difficulties in the study, for instance, and one impurity that has been claimed that is very important, and that is lead, to obtain reproducible conditions to do these experiments. And the preliminary work that we have done up until now doesn't indicate a potential risk unless you have extraordinarily high concentration of leads. It is preliminary, but this is what we think. I think we have to look more in the range of comparison of environment that DOE is exploring now, and going beyond the famous or infamous high concentrations type of environment, and looking to the variation that tends to go to the alkaline side or a little bit to the acidic side. But we are looking at the effect of trace impurities, but my opinion, and the opinion that we have, is that we are going to continue looking for that mostly important period to be before. And this is our preliminary type of conclusion. VICE CHAIRMAN WYMER: Okay. I have one additional question. On your next to the last view- graph, you say prior experience with sensors and monitoring devices in further or in other applications reveals an extensive development and prolonged periods of testing and verification, perhaps for many years, are necessary. Just how troublesome will that be with respect to approving a license application? MR. CRAGNOLINO: Well, it is not troubling, but for the time of the license as a part of Part 63, it is very clear that there has to be a plan, a performance confirmation plan, and this plan cannot be a series of generalities. It should include provisions for these types of issues, because this is an indication that any type of potential problem that arises, there is the advice or the sense of an approach to take over and resolve the problem, or at least the possibility to attack the problem. And for this reason, it is not necessary for us to be completely solved at the time of the license, but you know there has to be a plan, and there has to be a clear indication -- as a part of this program, and certain experience in this type of sense. VICE CHAIRMAN WYMER: Well, if those periods are necessary, and then the carrying out of those extensive tests, to discover that the performance that was assumed isn't there, that is bad news isn't it? MR. CRAGNOLINO: I guess so. CHAIRMAN HORNBERGER: This is Tae Ahn of NRC staff. I believe we have a dual purpose for pursuing these types of testings. One is as Gustavo stated, to be prepared to evaluate DOE's confirmation plan in the licensing application. They will attach the performance confirmation plan. That is one purpose. The other purpose is these tests will validate to a certain extent the elaborate testing that we are conducting right now. Most of these were being done on the capacity condition with rock block and so forth. And so we probably have two different purposes for doing this type of testing. VICE CHAIRMAN WYMER: So the implication is that by the time of the license application, you would have progressed far enough down the road in verification that you have reasonable expectations that there are not going to be any clinkers. Okay. Thanks. CHAIRMAN HORNBERGER: I am not sure that I followed your question or your comment. I mean, a performance confirmation plan is a plan isn't it? MR. CRAGNOLINO: It is a plan,yes. CHAIRMAN HORNBERGER: It does not require that you have the results. MR. AHN: That's what I added, and that we have another purpose; to validate the lab testing result in the real posture environment. MR. CRAGNOLINO: This -- let me give you a simple example for your satisfaction. It is very simple. That product has nothing to do, and the plan cannot say that we are going to measure corrosion potential. No way. We have to say that in order to measure corrosion potential, if this is an issue, we have decided or we know that there is a potential problem, and the way to address this is to develop the specific instrument that can be prepared in such a time, in five years, and we have a plan for this. This is the response. What is important, too, and this is part of the plan for my confirmation, has to be a clear indication that in the confirmation period will be a verification basis for continuation of the type of tests they have been doing now. And even we have a provision in the agreement, specific agreement, that said that in order to complete, for instance, this type of information that we are requesting here in the measure methods for possible corrosion rate, or even this, that this information will be provided during the course of the eventual license application, because this is information that will take time. But we have to make sure that at the time of the license -- and I am correcting you. You said six months of testing, and they have far more than six months. VICE CHAIRMAN WYMER: I was biased. MR. CRAGNOLINO: They have several years of testing. VICE CHAIRMAN WYMER: I know that, yes. MR. CRAGNOLINO: And this is important, but we are going to gain more confidence if they have a clear plan to continue this, because this is one table in which all these types of clarifications should appear in order to evaluate the license. We need sufficient data, but a clear plan as to what are they and different times. VICE CHAIRMAN WYMER: I just wanted to be sure that we brought out the clarification of that point, and so we fully understood it. CHAIRMAN HORNBERGER: Yes, and I would make one comment on that. I think the words on your slide give a little bit of a false impression that they are generic, and you refer to all monitoring and measuring, and my home, the thermal couples in my furnace, are 45 years old, and still functioning very well. And if you are talking about sophisticated instrumentation to measure corrosion films, you are right. But I don't think it is correct to use the general thing that all monitoring and sensing instruments need development. There is a lot of things that function very well for long times. But -- MEMBER LEVENSON: And to make one further question -- CHAIRMAN HORNBERGER: Please go ahead. MR. CRAGNOLINO: I have to review my -- well, I have to put the condition as closed there and say that not thermal couples, but a few others. But for simplification, you need this type of thing. MEMBER LEVENSON: Yes. Well, the generic statement of sensors and monitoring devices, and other application is much too broad. MR. CRAGNOLINO: Well, you know, my manager told me that I have to remove the application that I have in mind, and one of them is a RST generator in a nuclear power plant; and the other one is reactor core. MEMBER LEVENSON: I have one question, and that is in doing your studies on release source term from inside the canister, how many of the types of things that will be -- that are scheduled or might be there, are included in your review? I mean, we have the spent fuel, and there is the vitrified waste from Savannah River, the two obvious ones. Did you also look at -- and I don't know if this month it is in or out, but the Cannon Can Program for disposing of weapons grade plutonium by putting massive amounts of plutonium in the middle of vitrified logs, and then the aluminum waste program from Savannah River? MR. CRAGNOLINO: No. We don't look in that detail, but we have looked precisely in Navy fuel, and release from Navy Fuel, and all the potential problems. We have been looking at the way that DOE has characterized in general the different types of -- because there is a large number of spent fuel as you know that has been used in many different applications for certain reactors, and that belong in many States and so on that have been put together, and are going to be disposed of. And we have been looking in great detail, but we have a clear understanding of the most important type of fuel and the way that they are going to be disposed by. MEMBER LEVENSON: Well, it is not clear to me that massive amounts of almost pure plutonium in the middle of a vitrified log is a less significant source than the fuel. MR. CRAGNOLINO: I am sorry to interrupt. The point is that we evaluate what DOE presents to us in a document, and we cannot move forward to some potential scenario related to something else. What my concern is that there could be design changes as you mentioned of this nature. We are not in the condition of evaluating now until the DOE puts this in the table. But it is this type of thing happening and in the event of putting us in the situation that it would be difficult to complete certain aspects of the evaluation and the documentation. And therefore we will prepare in the same way for the license, but this is something that should be evaluated, depending upon the nature of the problem. I agree with you, but you have to realize, too, that this is mostly is commensurate with spent nuclear fuel and this is not our concern, because it mainly contributes to the goal, and this is what we are putting a lot of our resources to evaluate. CHAIRMAN HORNBERGER: I don't think we want to try to resolve all possible design changes here. MEMBER LEVENSON: No, no, no. CHAIRMAN HORNBERGER: The real question is where do we stand with KTIs. MR. AHN: I would like to add what Gustavo explained to you, the force and theory of TSPA, as well as the NRC TPA. We concede that there are three different types of inventory. The first one is the commercial spent nuclear fuel. The second one is the high level waste clad. The third one is the 270 different types of fuels, and that is called DOE owned-spent nuclear fuel, including Navy fuel, and plutonium disposition fuel as you mentioned. The third type of category has a very small amount of inventory compared with the first two. Therefore, it does not directly affect the dose, except for the criticality. And as you mentioned in the criticality assessment, there are fissile material in plutonium glass contributes to that. That is separately treated, and in Subissue 5. So therefore we believe that we consider also in actually the assessment that DOE uses artificially and very conservatively in this scenario. The actual radionuclide release is based therefore on the solubility limits. We even did not discuss about their approach because they chose the very conservative approach in the last package changes. CHAIRMAN HORNBERGER: Okay. VICE CHAIRMAN WYMER: I wanted to say one other thing. I think this whole issue of container life and source term is probably the most complex of all of the issues involved in the repository. It certainly is extremely complex. MR. CRAGNOLINO: Yes, I would say so. CHAIRMAN HORNBERGER: And I want to say that I think the center is doing an outstanding job in dealing with all these issues considering the complexity of them. I just wanted to be sure that I didn't give the wrong flavor to my discussion. CHAIRMAN HORNBERGER: John. MEMBER GARRICK: On your status table, Viewgraph Number 3, I guess it is. Would you comment on which of these subissues gives you the greatest concern, or which 2 or 3, in terms of resolution? MR. CRAGNOLINO: I would say that this is the one that has the most significant impact. CHAIRMAN HORNBERGER: That tallies with what Bret presented, because that is the one that you had major, and you had 2 through 5 being moderate to major. And you had number six being minor. MEMBER GARRICK: Right. Right. MR. CRAGNOLINO: In the way that we relate it, because originally we decided this subissue -- that there were more options in the DOE program. Now it is reduced to drip shield, and several since are tackled together here. But you are completely right. This is the dominant one, and there are others that we have to obviously keep track of. In this area, the DOE has done very good work, and there is a lot of progress. In this area the problem has been accelerated in the last few years, and now we know that DOE has put in a lot of research, and this is reflected here in the technically updated biyearly report. And one of the more solids in thermal sizing is to provide additional new information in Appendix Number E, and that is the waste package. That means that obviously we have to concern ourselves to be very clear to express the concern, and at some point at the time of the license that we not be completely clarified. But the duration is right, and I think that we are in the condition of evaluating the progress. We need to monitor this very closely and help to rectify. If we see that the priorities are going to some issues that are not so relevant as others. MEMBER GARRICK: Okay. Thank you. I have no further questions. CHAIRMAN HORNBERGER: Gustavo, I just had one question. You had mentioned in your work plan for 2002 that you were going to complete the assessment of natural archeological and industrial analogs. Are there any requirements -- do any of your KTI agreements go to natural analogs, or is this something that you are doing because you think that it is important information to bring to bear on the analysis? MR. CRAGNOLINO: Yes. There was not specific agreement in the CLST KTI, but this turned out to what is called multiple lying of evidence issue, and I think it is important. It is clearly something that we overlooked at the time of the CLST agreement, because we were the first kids on the block really. We didn't pay attention, and also we have to recognize ourselves that the fact that the industrialist period was just very limited, and we did not give it the importance. And that we realized that there was concern on their part, and there was concern on the nuclear waste technique review board and the title is a little bit out of the issues, because it is very difficult to cover completely this type of issue. And the industrialist period in Alloy-22 is 20 years, but we tried to combine as much as possible information for other industries, and also made the fundamental case of specific localized corrosion for natural or archeological analogs that can't have something relied. This is the only thing that we can say. MR. AHN: This is Tae Ahn, and I would like to add one more thing. We did not specifically write any agreement. CHAIRMAN HORNBERGER: Okay. You did. And as you pointed out, Gustavo, you were the new kids on the block. Have other kids followed you on to the block? MR. CRAGNOLINO: We don't have too much integration to people. Well, the center has a tradition in this. You have to realize that many years ago there was precisely in the center that we were sharp to this kind of issue of natural analog for all of your geochemical type of aspects in particular, and in relation to source term. And the center has the very good feeling of what you call in NOPAL 1, the face of -- CHAIRMAN HORNBERGER: No, I know all of that, but my question was a bit more specific, and that is do you know if DOE in particular is doing any work on analogs related to the current materials? MR. CRAGNOLINO: As far as I am aware, no. In the case of metallic containers. CHAIRMAN HORNBERGER: Right. Thank you. MR. CRAGNOLINO: I'm sorry, for the source term, you know -- you are aware of that? CHAIRMAN HORNBERGER: Yes. No, I am aware of all of that. MR. HAMDAN: Gustavo, since you -- CHAIRMAN HORNBERGER: Use the microphone. MR. HAMDAN: You seem to -- I mean, you seem to be allowing for the option of doing some of this work during the performance confirmation, correct? MR. CRAGNOLINO: Well, no, no. Repeat the question again? MR. HAMDAN: The question is that in the things that you think need to be done -- MR. CRAGNOLINO: Yes. MR. HAMDAN: -- that some of this work can be postponed, or will be done during the performance confirmation. MR. CRAGNOLINO: No. There is a different level. I see that the confirmation -- DOE is conducting a program in which they tried to measure corrosion rates in a series of embriddlement that are in principle relevant for Yucca Mountain. At the time of the license application, and I don't know when it is going to be, but let's assume that the license application is going to be 2 years down the road, or 3 years down the road. Then we have 3 years or 5 years down the road where they are already done for several environments, and they provide the time that they will be used for the license application. But the series of embriddlements and where they started the tests very early, or very late, modification that came from the other studies that maybe they have only 1 or 2 years, or just one year of testing. So that means that 3 years will be 4 years, and this is a very limited time. For this, we need to have a clear plan that they are going to continue this, because there could be surprises in this new type of new environment that they are testing. MR. HAMDAN: But the question I want to ask is because of this option being available with the first confirmation, is it correct or incorrect to say that really the license application is an artificial midline, and it is because if there is something that they do not finish, or they do not have enough data for, they can always take it from the prelicense application column, and put it in the performance confirmation column? MR. CRAGNOLINO: But to put it in -- CHAIRMAN HORNBERGER: Let me interrupt and ask if Bill Reamer would like to give a short answer to that question. MR. CRAGNOLINO: Sure. That is not my answer. MR. REAMER: Thank you. Bill Reamer. I am not sure that it is quite that simple. I think that there probably are examples within specific KTIs -- perhaps this KTI -- of certain agreements that involve testing, and where data could come in after the license application under a performance confirmation label, or as part of the performance confirmation plan. But to say that information that the staff needs for license application, if it is not available, could simply be moved to the performance confirmation column is probably not correct, because there is certain information that we need and we have provided that information to DOE. And we expect that it will be provided to us. MR. HAMDAN: I just wanted to make one comment. CHAIRMAN HORNBERGER: Okay. Really short. MR. HAMDAN: Very short. This question was basically to the container because their life is 10,000 years. CHAIRMAN HORNBERGER: Right. Yes, but it is a more general question, and Bill, I think, had answered it, and we don't want to confuse the issue by saying that it is arbitrary, that license, and everything can be moved to performance confirmation. CHAIRMAN HORNBERGER: Tae Ahn. MR. AHN: Yes, I would like to add to Gustavo's answer to your question on whether the theories are working on the analogs. I believe they do to a certain extent, because they are implementing the agreement they had made with us. I reviewed several presentations that analyzed the passive film to a certain extent. CHAIRMAN HORNBERGER: Okay. Thank you. Any other questions or comments? Okay. Thank you, Gustavo. We are going to break for lunch, and we will start at one o'clock. (Whereupon, at 12:15 p.m., a luncheon recess was taken.) . A-F-T-E-R-N-O-O-N S-E-S-S-I-O-N (1:06 p.m.) CHAIRMAN HORNBERGER: All right. The meeting will come to order. This afternoon, again all afternoon, it is a continuation of our being updated on the key technical issues. And we are just going to continue on. This is the presentation that was postponed from the original 11:20 presentation on unsaturated and saturated flow. So, go ahead. MR. WINTERLE: Okay. I guess the mike is working. I am Jim Winterle from the Center, and the KTI is unsaturated and saturated flow under isothermal conditions. The outline is pretty much the same as what all the other KTIs have been. I will try to add in a few extra remarks based on some of the questions that I have heard earlier today. But I will just go through that. The KTI subissues are as follows. They are climate, and which was a category that the first two subissues fell under; present and future climate, and the hydrologic effects. That issue has been closed for some time based on the recent technical exchanges. Shallow infiltration is another one that is closed-pending. Deep Percolation, that is flow that moves below the root zone and the unsaturated zone, and that is also closed-pending based on agreements that I will talk about in a few minutes. Saturated zone flow, and that is also closed-pending. And matrix diffusion is a cross between flow and a transport topic, but it has managed to find its way up through or under this KTI that is also closed-pending. Let's see. What DOE needs to do. First of all, they need to decide on a repository design or set of design alternatives, and make sure that their model is consistent with that, and I bring this bullet up because of the low temperature operating modes that were illustrated in the SSPA, supplemental science and performance assessment reports. And they showed some designs that diffused would necessitate changes to their unsaturated flow models. And that is the second bullet; that they would need to update the models to be consistent with the design alternatives. And the third one, which is mostly what I am going to talk about, is that they need to provide the additional information related to what was agreed to in the recent technical exchanges. And I will break those down in a general sense without going into each, but the shallow infiltration sub-issue has two open agreements, and both are due this year. And if that information is acceptable, that should move to a closed status. The deep percolation subissue has six open agreements; one due this year, and five are due in '03 fiscal year. For the saturated zone, there are 12 open agreements, and two of them rely on USGS and Nye County data dealing with Death Valley regional models, and the Nye County drilling programs. And so we are not too sure if DOE can commit to the date that we will receive that, but other than those two, the one is due in October, which is not yet received, and we will talk more about overdue agreements in a minute. And nine are due this year, and the matrix diffusion, there is one that is not yet received, and two due this year. Let me back up to a previous one. I will just generally go over the topics of the information that we are looking for. The shallow infiltration subissue; we are looking for them to document the Monte Carlo approach that they used to bound the uncertainty in infiltration. The high and the low range, and the probabilities, and receiving certain distributions of infiltration, and the mountain surface was based on this, and it was not entirely clear to us how that process worked. And then we also want them to justify the values of the parameters that were used in that analysis, and we expect that information this year again. For deep percolation, there is an extensive ongoing field testing to justify the seepage estimates in the underground, and then we are also looking for some geochemical data to help substantiate their predictions of where flow will go below the repository. For the saturated zone, we are looking for well data and analysis. Some of that from the C- wells, and the testing has been long since finished, but we have not seen all of the final results and analysis related to that. And some of that is related to the Nye County wells, some of which are still being drilled. We have asked them to look at some alternative conceptual models for flow, and there is also an update to the regional flow model for the Death Valley ground water basin. And we have not seen the update to that. That is a USGS report, and so we expected it last October, but it is just a little behind schedule. For matrix diffusion, we are looking for tracer test results, and we asked them to do some sensitivity analysis to help us gain some risk insight to how important that process is. The overdue agreements I talked about, and three were due in October, and two of those three, the first and third ones, 501 and 604, had to do with the C-wells test, and we are still waiting for that final report. And one had to do with the water level analysis with both the new wells that have just been drilled. In November, we were expecting some additional information regarding how the regional sites get models and interface, and are constructed. I am not too worried at this point about any of these overdue agreements. All indications are that it is in the works, but it is something to keep an eye on if the backlog of overdue agreements gets big. We might want to bring that to a higher level. A lot of the agreements are related to ongoing field studies and one of the questions before were if we were at all worried about information that might not be able to be completed before a license application could be submitted. And I would say if there is anything that we are worried about, it would have to do with these ongoing tests in the unsaturated zone, and the tests dealing with the Nye County wells. Presumably they should be able to finish this work by then, but as scientists, and as you yourselves all know, that the analysis of those tests can often take a long time. The interpretation of those analyses can often be the subject of debate. We might be surprised by the results of the tests that we see, and offer alternative interpretations where the results of those tests might not be consistent with the current abstraction. So those are potential areas where we might need to go back and request more additional information, or determine which fraction of the additional information we need or interpretations of those tests can be relegated to a performance confirmation period. CHAIRMAN HORNBERGER: Jim, have they resolved the problems that they had with the ECRB passive tests? MR. WINTERLE: That is a good example of communication between the NRC and DOE staff. They had found -- I think my next slide deals with that. Yes. In the close off, it was almost a two kilometer section of the east-west cross-drift, and to our surprise it seemed like there was a lot more water observed in there on a recent entry than was thought. And to our further surprise, it seemed that tests were going to be terminated before there was a good handle on where that water came from and its source. And I think Neil Coleman deserves a lot of the credit for this, and for getting with the Department of Energy people and insisting that we really need to understand where that water came from. The early indications are that it is formed from condensate, but that raises the issue does condensate dripping need to be considered in the performance assessment extraction. Currently, it is not. So where it has gone from there is the test plans for that ECRB were extended, and significantly enhanced, and cameras were installed, and sensors were installed, and air flow monitors were installed, and humidity monitors, and the period for the test now to my knowledge is specified as indefinite basically until they find the answers to the questions. CHAIRMAN HORNBERGER: Can't they analyze the puddles and just figure out very quickly? MR. WINTERLE: They have taken some preliminary samples and that is -- the early indications are that it is condensate. Of course, it lands on the conveyor belt and there is all kinds of crud on there. So they have rigged up collections systems underneath rock bolts, and plastic sheets so that they can try to collect water in a more scientifically robust fashion. MEMBER GARRICK: Was that the section that they thought they had closed off and in fact the ventilation duct went through the seal and was not sealed? Do you know? MR. WINTERLE: I don't think so. MR. LESLIE: Brett Leslie from the staff. I think you are talking about the heater test. MR. WINTERLE: Yes, this one has a double- bolt cut head over a large portion of it, and so I am sure that there is some escape through the cracks around the bulk head, but they have done a good job to minimize that. MR. COLEMAN: Excuse me, Jim, before you go on. Neil Coleman, NRC staff. One other item worth pointing out here that DOE needs to do before LA is resolving the chlorine 36 paradox, where there was one study that indicated no bump posts chlorine 36 at repository level,and all of the previous studies indicated numerous occurrences. We have an agreement related to that. MR. WINTERLE: Thank you, Neil. What the NRC and CNWRA need to do before a license application would be to continue reviewing this DOE data collection associated analysis that they are going to use to validate the process in abstracted models, and review their modeling activities used to validate process in abstracted models. And maintain familiarity with DOE methods and assumptions is a big part of what we do. There is a mountain of reports. And continue to develop the sites from our own process modeling, and I will mention some of that in a few minutes. And interact with DOE as we have been doing over the past few years to make sure that they understand what our underlying concerns are. In 2001, some of our accomplishments were -- well, I guess I will start with the first bullet. We identified and prioritized our tasks by those with the greatest technical and regulatory risk significance, which is what led to the KTI agreements, and we reviewed a mount of AMRs, and participated in the technical exchanges. We have done our own independent unsaturated zone modeling and field studies. We have evaluated DOE's field studies that are ongoing. We have developed a saturated zone flow model that we can use in our own performance assessment, and to test alternative models for how geologic structure might affect flow. And we are supporting the TPA code development and we have provided input for the Yucca Mountain review plan. In 2002, we have got a few milestone reports that we will provide to the NRC dealing with saturated zone modeling, and the hydrogeology of the Valley-Fill based on what we are seeing from the Nye County wells. And that will be in integration with the structural defamation and seismicity KTI. A lot of that work. And we are going to do some of our own independent -- document some of our own independent modeling, and review DOE field studies in a report to NRC. CHAIRMAN HORNBERGER: I am interested in that last bullet because you are talking about field studies, but you are going to do modeling and not any field studies of your own. MR. WINTERLE: We are going to do -- document some of our modeling of flow in the paint brush tough layer. There is -- this might be a good point to bring up changes that the Department of Energy made to their unsaturated zone model for the SSPA. And we are not sure if that was just an aside from the TSPA SR, or if that is what they are planning to go forward with in the license application. Those changes allow for significant lateral diversion of flow in the PT, and up to 40 percent of infiltration can now be diverted away from a repository area. We don't necessarily believe that there is data to support that and so we are probing with independent models of how that might work. We are also looking at effects of heterogeneity. And then in addition to that, we will have a separate chapter of the report that summarizes what we know so far based on the early information from the seepage studies. And, of course, we are going to continue to review all the technical documents that come out of the Department of Energy. And this is more repeat, but we are going to continue our own independent modeling which improves our understanding of risk significance and preparedness. I think it makes us better reviewers when we occasionally attempt to model some of these things ourselves. Review results of ongoing in situ niche and alcove studies and this provides feedback into the milestone reports that we will provide. And on to the summary, where we have obtained agreements with DOE that we need to close or closed-pending status for all of our subissues. There is a review and is now incorporated into seven risk- informed integrated subissues. I don't know how familiar the committee members are with the integrated subissues, but there are seven of those that this specific KIA provides input to. I guess that relates to Bret's table here. The independent modeling and technical investigations that we do continue to provide us insights for the review of DOE models, and technical basis for our own TPA development. And our review of the DOE field studies is vital for closure of these KTI subissues. There is also a table in the back that summarizes how all of this boils down into the sufficiency review. CHAIRMAN HORNBERGER: So in Bret's table, Subissues 3 and 6, you had classified as minor, the level of complexity of the agreements, and 4 and 5 were moderate to major. So I guess it is pretty clear that you don't anticipate that DOE has any truly monumental hurdles to get over here? MR. WINTERLE: Well, Subissue 3, that was closed before and they made some changes to their infiltration estimates. So we reopened that one. So we are expecting since the changes weren't drastic that that is a minor level. The matrix diffusion one, that is Subissue 6. I was actually surprised recently to find out how important that seems to be to their transport calculations in the unsaturated zone. Yet it doesn't seem important for the saturated zone, and one of our agreements is for them to clarify why that is, and to make sure that all of the numbers are plugged in there correctly, because it doesn't seem to make sense. But I think if they can answer that question, then it is minor in terms of the level of effort that it is going to take to close it. It is not necessarily in terms of importance. MR. LESLIE: Bret Leslie from the staff. Just to remind you that this was a snapshot done approximately back in September. So that is as much as the information is worth. CHAIRMAN HORNBERGER: As I said, we will get a presentation quantitatively what moderate to major means. Milt, do you have any questions? Raymond? VICE CHAIRMAN WYMER: Only kind of an observation. We keep -- these keep being added into the models, and not only by you, but by everybody else. And then there is the question of updating all these models and running new tests. It seems to me what is happening here, and what could be happening, is that you are generating mountainous piles of information that need to be gone through and examined for differences to find anything that is significant that changed. What kind of or how practical is this, and can it be done? MR. WINTERLE: Well, that is a good point. I am still finding things in the SSPA document that I didn't catch before. One example is the range of uncertainty for saturated flow, and it is from a factor of 10 to now a factor of 3. We are still considering whether that needs to be brought up as a problem. VICE CHAIRMAN WYMER: That is you and everybody else, you know. MR. WINTERLE: It is a difficult situation, and we can achieve closure with one certain model, but does that mean DOE shouldn't try to improve if they can their model? So I guess at some point they are going to need to stop and say this is what we are going forward with the license application with. VICE CHAIRMAN WYMER: There is not much evidence of that so far. MR. WINTERLE: I agree, that is really something that we are trying to stay on top of. CHAIRMAN HORNBERGER: John. MEMBER GARRICK: Can you just make a couple of comments about the scope and schedule of the DOE field studies? MR. WINTERLE: The scope and schedule? MEMBER GARRICK: Well, I will give the disclaimer that everybody gave, that that is up to DOE. But I think it is an ambitious undertaking. MR. WINTERLE: But it is part of the agreements isn't it? MEMBER GARRICK: It is part of the agreement. MR. WINTERLE: The PTI agreements. MEMBER GARRICK: I think the testing schedule that they have done, the tests certainly can be completed by the last I heard was 2004 for the license application. Don't anybody quote me on that. But I think that is reasonable. CHAIRMAN HORNBERGER: This is being piped directly to -- (Laughter.) MR. WINTERLE: But I think the testing can be finished, and the Nye County wells can be drilled. It is just a matter of whether the information and analyses that come out of that become controversial, or counter the current model abstractions. You just don't know what you are going to get. Early indications with -- there is one test called Alcove 8-Niche 3, and they have an Alcove one 10 meters above the other, and I guess things in the field never go as smoothly as you would hope. And they hoped that the water was going to go straight down on the fault pass and it looks like some of it is coming out into the access drift, and you can see it on the walls. That wasn't really in the plan, but that does not necessarily mean that you can't get useful information from the test. MEMBER GARRICK: Thank you. CHAIRMAN HORNBERGER: Anything else? Staff. Okay. Thank you, Jim. And I guess we will go from isothermal to thermal. MEMBER LEVENSON: Things are heating up. CHAIRMAN HORNBERGER: (Brief Pause.) CHAIRMAN HORNBERGER: Randy, if you can introduce yourself for the record, please. MR. FEDORS: For the record, I am Randy Fedors. I just recently took over the TEF part for the Center. I have listed the contributors, and most of them from last year contributed various portions of this. And Jeff Pohle and Asas Chowdhury, too, are the managers on either end. It is the same outline that you have seen all along. The status and what DOE needs to do, and what we need to do, and what we have done in the past year, and this coming year. This was unintended on how fancy that came out, and I didn't know what I was doing. It w as a template from somebody else. Subissues. There are two subissues for TEF. One of them is related to the features, events, and processes, and that just says the two technical agreements on the reports in the database are closed-pending. The other subissue deals with all the topics for thermal effects, and can people hear me in the back by the way? Okay. I will assume everybody can. CHAIRMAN HORNBERGER: Nobody responded and so that can mean yes or no. (Laughter.) MR. FEDORS: Okay. A thumbnail sketch of the different technical agreements for the TEF and determining temperature, humidity, saturation, and flux, and in numerical order here, and in no order of priority for us. The first one is losses through the drift scale thermal test bulkhead. There was a question that started to allude to that topic, and the notion that they put heaters into a drift to mimic canisters, and then realized after they had been going for a while that there was quite a bit of heat loss out, and quite a bit of water loss out. And on the order of two-thirds of the vaporized water is what they are predicting right now is exited through the bulkheads. So there is a technical agreement to come to some resolution of that. The next one, the cold trap effect, is what I am lumping together, and the process where you have well known unsaturated zones, and ambient conditions or otherwise, that you should expect near 99.9 percent relative humidity in the core space. When you get that in a drift, as thermal pulses, you are not going to get -- as you are not drying out the zone, and you will start wrapping up that relative humidity to that near a hundred percent. And you might start redistributing the vapor in the drift, and temperature readings are one reason that you would look for that. So if there is an edge effect in the repository, you might be driving moisture to the cooler zone, and condensing there. So there would be an evaporation someplace, and then the question is how much movement of that vapor to another location were you then condensing. By the way the passive test in the last presentation was what really brought that back to the forefront, and now the Department of Energy is dealing with. The next topic is the ventilation model, and two agreements. One was the ventilation test plan and the other one was document the ventilation model. Since I might not discuss that later, I will just quickly summarize it; that the DOE model was a linked model. Here is our ventilation and here is our thermal hydrology, and we will just apply a flat rate heat loss reduction to mimic ventilation. The Center turned around and linked it directly with multi-flow and a ventilation model that entwined, and came up with a DOE approach that seemed to be reasonable. So I may not mention that again the rest of this presentation. The next three, parameter uncertainty, and full uncertainty, and model uncertainty, there are four or five agreements that deal with this, and essentially we are looking for -- there is a lot that we are not sure of. There is a lot of parameter uncertainty and model uncertainty. We want to take a stab at incorporating a full ensemble of model and parameter uncertainty in the TSPA, or come up with a justification for why it is not there. That is the gist of those agreements. MEMBER GARRICK: Did you specify in any way how any of these things should be done? I am thinking of something like model uncertainty, which there is lots of discussion, debate, and controversy. MR. FEDORS: Well, in a later slide where I tell you what we are trying to do in Fiscal year 2002, I would have said that we are going to try and take a stab at ourselves first, and see where it is going to go so that we have some background if DOE comes up and says something, and that we will have a little bit more understanding of what is going on. It is something that you don't look in the published literature for here is how to do it. MEMBER GARRICK: That's why I asked the question. MR. FEDORS: One way to do it, I think, is pure brute force and spend lots of manhours, but I don't think that is practical. MEMBER GARRICK: I was just curious if you had developed some interesting and ingenious approach to that problem. Proceed. MR. FEDORS: I am not that quick. The progress on the technical agreements, I put down that there are three that are considered satisfactorily addressed. I think you can fluctuate that number between 2 and 4 depending on who you talk to and what the programmatic decision on what satisfies an agreement. For the ones that we are going to be a little more concerned with, one technical agreement required a path forward, and that was the one that treat model and parameter uncertainly literally written into the technical agreement, stated that this will be discussed at the TSPA technical exchange. Well, we needed a path forward, because that is not a path forward, and that's -- well, Jeff Ponle was telling me today that the NRC letter pending is not -- well, it is going through concurrence right now on how -- you know, what the path forward will be for that technical agreement. We did not specify where it is going to be documented, but here is the essence of what we were looking for. There is one technical agreement waiting for a DOE response, and that has to do with the drift scale heater test. There was a white paper on that prepared by the Department of Energy. And NRC responded, and then part of the technical agreement said that the Department of Energy will address NRC's comments. Seven technical agreements had some documents due in Fiscal Year 2002. So those are coming up. Three agreements had delayed documents and the Department of Energy sent letters in July and October stating here is when we think these things will happen. And also my last bullet notes that the approach that the thermal effects group has taken in the past year was that as things were delivered that letters were sent to the NRC either reviewing it or acknowledging that things were completed. What does DOE need to provide before license application? With the flexible design and operating mode, one of the first thoughts that would come to my mind is, well, if they go with the low temperature operating mode, I don't think we have enough information for that. It is a case where it is not only where they are expanding the repository domain and there is a characterization issue, but there is also maybe the cold trap effect that is going to become even more important for that operating mode. And that is the second bullet and there is some data to support the cold trap effect. That is not to say that the cold trap is not going to occur during the high temperature mode, but for example, the low temperature mode, if there is no ventilation, you will be near a hundred percent relative humidity the entire duration. With the high temperature mode, you get to 60 percent relative humidity after 2 to 3,000 years approximately, and the canisters don't to below a hundred degrees C until 3 or 4,000 years, or something like that. Anyway, there is a much shorter duration when the cold trap effect will be important for moving fluids around along the drift axis, for example. The other thing that we are looking for before LA is some approach for the model and parameter uncertainty, and as was already noted, that is not clear how that is going to be done yet, and I think how one would do that. I think it will end up being a combination of here is what is reasonable to do, and we will justify what we don't include, and we will expand uncertainty and account for things, and I will leave that one alone. And then the last bullet is just a catch- all for the rest of the technical agreements. The first bullet where I just wanted to reemphasize that there is going to be water in these drifts at some time or other, and how it redistributes during the 10,000 year period is what we really want to look at. The passive test brought to the forefront really the cold trap effect, and that is an example, and we are concerned about that one. The data that has to be collected by license application, the importance of the Cross Drift Thermal Test is becoming more prominent here, but it is a test that is not projected to be started until 2003, and I have heard 2004. It is down the line for some reason, and I say that in terms of in light of the drift scale test problems, we are not sure what conclusions that we would be able to support coming from the drift scale test given all the water loss out of that test. And some of those observations I would be referring to are when water starts -- the possibility of water going down fractures and through the dry out zone, the fingering, the reflux approach. CHAIRMAN HORNBERGER: Do your agreements require our call for results from the cross drift thermal test prior to an LA? MR. FEDORS: No. CHAIRMAN HORNBERGER: Okay. MR. FEDORS: And my feeling on that was that it was a combination that was practical and there is some information that you can get out of the drift scale heater test still. But I think our position on that, if I can speak for others, is that there may be difficulties in quantifying that loss out there and what effect it has, and you had better include it in the model and parameter uncertainty. The field and laboratory data to support the cold trap model. That one we don't even know what the DOE cold trap model is going to be, and that is not documented and presented to us yet. I know that people are working on it, and that is about it. And the characterization and heterogeneity of properties in the lower lithophysal zone, that is the whole reason that they created the enhanced characterization repository drift block or block drift, was to get at the lower lith (sic). That is proceeding along I think and it is not going to be an issue. Another bullet, coming forward with the mismatch. This is kind of playing up to what I alluded to before. Depending on the operating mode, other certain processes are going to become more important. So we may be caught in a bind at the end and we may not have this prior knowledge that the bind is going to be there. And the last bullet on the model is parameter uncertainty, and we talked about that a little bit, but I might also add the point that this is a difficult one to handle because of the transparency issue with the multi-scale thermal hydrologic model. There is an assemblage of 4, or 5, or 6 numerical models linked by abstractions, and scan lines as they call it now. I think that may be going under some revision, but in essence how do you trace at least your parameter uncertainty through that whole chain? It is not straightforward. What does the NRC need to do before LA? Well, you have probably seen a few of these same things here. I might just summarize them as a little bit of our job is to kind of anticipate what we are going to run into down the line, and that the meetings that we have with the Department of Energy certainly facilitate us being a little bit more up to speed on things, rather than waiting for a document to come out sometime later. Fiscal Year 2001 work. The major activities, and all the technical exchanges are on the top of that list for a reason, I guess, time wise. The ventilation modeling I alluded to earlier. The Mountain-scale thermohydrological modeling studies, and the main focus of those were primer sensitivity, and edge effects, and how that might dovetail with the cold trap effect. I have the cold trap listed here and the technical support for the TPA code. In other words, providing temperature and relative humidity histories for the duration of the 10,000 year compliance period. And I have one example to present, and that's the cross-drift thermal test. Some modeling was done prior, and obviously prior modeling, and predictive modeling. The importance of this was that this niche test is in the lower lithophysal, and the other important factor is the problems with the drift scale test. So the main objectives are put in thermal heaters and see if we can predict the sheding of the water, and how water is going to flow through the fractures, and then analyze that water. The modeling that I am showing here, this is a saturation, a three-dimensional model. The blue you can tell is where the dry out zones are,and that is the low saturation. And the higher saturations are the yellows and oranges, and you can see some of the shedding going on there. The bore hold locations where there would be some collection, you can kind of pick that up here. There is some little blue spots there. And in the modeling, they turned out to have a low saturation because it is difficult to get water into those. One of the conclusions of this study was that looking at the flux of the water that got in there, it was that it was condensed water. It was water that evaporated and it was transported into there, and then condensed in the bore hole. That would have a major implication for how you are interpreting the chemistry of this test and the drift scale thermal test. Work plan for Fiscal Year 2002. I will jump quickly since we are almost up to the 15 minutes here. The intermediate milestone reports are the focus of what we are doing, and that is, one, review all the technical agreement documents that we have gotten, and that will be organized around dealing with the model parameter uncertainty for the most part, and the cold trap effect, and dealing with the drift scale thermal test results. I will also plug the cold trap modeling and that we have created a little laboratory experiment to try to understand a little more fully with an analytical solution to start up and design the experiment. We have gone through some initial testing just to see and make sure that water is condensing, and that all of our sensors are reading stuff. I am not aware that the Department of Energy has a laboratory or a field test in the plans at all to support any of a cold trap model. And to summarize, there are three technical agreements essentially completed, and seven more should be done this year. And the three have been delayed, and with that, I will take any questions. CHAIRMAN HORNBERGER: John. MEMBER GARRICK: I don't think I have any questions. CHAIRMAN HORNBERGER: Okay. Raymond. VICE CHAIRMAN WYMER: Well, this question is going to tell you very clearly that I don't know anything about these kinds of processes. But what is more important with respect to humidity in the repository; the water that is brought in by the ventilation or water that drips in from percolation? MR. FEDORS: It would be the other way around for the ventilation. The ventilation -- I think it was initially brought in to remove the heat load, but it is very effective at keeping the humidity way down low. So as you soon as you shut off the ventilation -- for example, like during the low temperature operating mode -- the relative humidity shoots up immediately to a hundred percent. VICE CHAIRMAN WYMER: And this gets outside of your scope, but the plan is that as each drift gets filled, they will close it? MR. FEDORS: That is something that I have not sorted out entirely, and I thought there was some confusion because some discussion of ventilation, natural ventilation, so they would leave the drifts open to take advantage of any -- you know, they have got the infrastructure down there and there might be additional ventilation over and above an ambient ventilation through the mountain that would help them out. But as I understand from the igneous group that they have -- that we need bulkheads in here to help out. So there is a conflict there. VICE CHAIRMAN WYMER: Okay. Thanks. That's all that I have. CHAIRMAN HORNBERGER: Milt. MEMBER LEVENSON: Yes, I'm not sure that you used those very clearly defined words like important and less important, and more important, and likely. But since water is the 800 pound gorilla in this entire thing, and there appears to be water in the drifts, and there isn't any corrosion, et cetera, how would you categorize the importance to the overall program of this particular KTI group? MR. FEDORS: Well, if you want me to rate it, I would say it is 799 pounds. Do you want it more likely or less likely? MEMBER LEVENSON: No, no, I think you would agree that it is one of the most important ones probably. MR. FEDORS: It is an important issue, and I think the focus should be on the duration of time over which it is going to be left in there. MEMBER LEVENSON: Are you comfortable with the modeling of thermal effects on flow vis-a-vis what's going on in the rock? In other words, do you think that we have a good enough grasp of the phenomena so that the questions of hot versus cold repository, et cetera, can be accurately modeled? MR. FEDORS: I think the thermal part -- if I had to categorize things, the isothermal part is very complex, and if you give me that part of it, I'd be a lot more confident in getting the thermal part correct. Is that kind of answering your question? I believe it's very complex how water flows through fractures. MEMBER LEVENSON: Yes, but it's much more complex than just how water flows through fractures in that if you have a hot repository for a few hundred years, you're going to be having evaporation in the pores. If you have a cold repository, presumably you have almost none. Are those effects part of what you're looking at when you talk about thermal effects on flow? If you're evaporating water for 500 years, is there any porosity left when it finally cools down, et cetera? It seems to me there are some major issues. MR. FEDORS: Then my point would be how quickly does it re-wet. We know that it will -- water will be supplied to the drifts through the fractures rather quickly to pass the test, things like that, but filling the matrix -- MEMBER LEVENSON: Yes, but filling your tea kettle up with water -- filling your tea kettle up with water doesn't redissolve the deposited stuff. MR. FEDORS: Doesn't redissolve the depositing stuff. MEMBER LEVENSON: Yes. For 500 years, if you're boiling or evaporating water out of these pores, at the end of that time, those pores are not automatically going to just open up. MR. LESLIE: Milt, this is Bret Leslie from the NRC staff. This is really a question for the near-field where we take into account and evaluate those things. MEMBER LEVENSON: Okay. I withdraw it. I was trying to find out where it's being covered. MR. LESLIE: It's covered. MEMBER LEVENSON: Okay. MR. FEDORS: Thermalhydrologic chemical near-field. So your question had to do with you've plugged up the pores of the matrix. MEMBER LEVENSON: Just the whole -- all of the things that are different between the hot and cold repositories. There are many things. CHAIRMAN HORNBERGER: On one of your slides where you listed -- the title was "Concerns." And the bottom bullet talking about incorporation of ensemble model and parameter uncertainty in TSPA and it says something about the path forward is the subject of a pending NRC letter to DOE. Can you tell me a little bit about that letter? MR. FEDORS: Yes. Actually, I noted that in two slides. In the other slide, I mentioned that Jeff Pohle had mentioned today that that's going through concurrence right now. The letter basically said, "We realize that there's no path forward for this agreement. Here's what NRC was trying to get at with this techno agreement -- incorporate model parameter uncertainty or justify not including it in the TSPA. Please put this in some document, either one of those." MR. POHLE: Yes. This is Jeff Pohle, NRC staff. It's basically a paragraph within the letter that covers a number of KTIs coming out to Jim Anderson. Basically, what we do in that paragraph is tie it into a number of items the Department said they were going to do. At the technical exchange, we got this thick handout, so we called out of there, "This is what you said you're going to do, and we think if you're doing this way to this agreement, that agreement, that agreement, this ensemble, if you did this, would be the path forward to resolve this particular item." I don't know the numbers well right now. MR. FEDORS: I probably would say it's not a worry either. There was some discussion whether we even had to come up with a path forward, because these other technical agreements separately address different aspects of it. CHAIRMAN HORNBERGER: Okay. But it's -- MR. FEDORS: So we just want to be clear on it is all. CHAIRMAN HORNBERGER: So it's basically just clarifying the path forward. MR. FEDORS: Yes. CHAIRMAN HORNBERGER: Okay. MEMBER LEVENSON: George, I have a question. CHAIRMAN HORNBERGER: Sure. MEMBER LEVENSON: On your backup slide, Number 14, you give the technical support for the TPA code. Starting at time zero and going out for close to 100 years, the high temperature mode has the waste package temperature below 100 degrees, and that seems awfully low since the reason for going to the low temperature was to keep the rock temperature below 100 degrees. And the waste package has got to be hotter than the rocks since it's the source of the heat, so it just seems that for a high temperature to be below 100 degrees seems awfully low. MR. FEDORS: Okay. These results contain a ventilation module, and you'll see the first spike straight up as, what, 50 years about? So this assumes forced ventilation for 50 years, and that's why I was alluding to it's very effective at removing heat and moisture. And in this particular modeling approach, they also played around with natural, quote, "natural" -- you know, what if natural ventilation kept going after the 50 years? So we'll ramp the ventilation down in the model to some fraction of the forced ventilation, and they did it in two steps. That's where these other spikes are coming from, just to explain the graph. MEMBER LEVENSON: One other question: Do you know when they talk about natural ventilation, are they talking only about the chimney effect or are they taking into account the breathing of the Mountain? The USGS made some rather extensive measurements on Yucca Mountain Proper which indicates that there's very, very significant air flow in and out of the Mountain even if you have no drifts and tunnels. Was that taken into account in the natural ventilation analysis? MR. FEDORS: No. This was more scoping analyses -- what if ventilation was -- I don't think the Department of Energy has any -- I don't know what their stance is on ventilation after forced ventilation period is. We think that might be important, and we are looking at models now to first let's get the natural ambient condition right with drifts, and then if there's a thermally perturbed through buoyancy effects, that you would have ventilation from that in between the ambient and the thermal -- rather the force ventilation at the onset. MEMBER LEVENSON: Well, the USGS also measured barometric pumping -- MR. FEDORS: Yes. MEMBER LEVENSON: -- and a number of other phenomena, and it was very extensive. MR. FEDORS: Yes. We're looking into some of those very reports right now to kind of help us bound -- create boundary conditions and tell us whether it's reasonable for the air flow, because it's difficult to get air flow out of that, you're just monitoring the pressure. CHAIRMAN HORNBERGER: Questions from staff? Anyone else? Thanks very much, Randy. Let's see, where are we? We are on the near-field -- evolution of the near-field environment. Oh, did I skip one? Oh, yes, okay. I didn't mean to skip you, Paul. I didn't mean to skip you, Paul, but, again, I'll let you introduce yourself for the record. MR. BERTETTI: Okay. Hopefully everyone can hear me just fine. My name again is Paul Bertetti, and I'll talk a little bit about radionuclide transport. Part of this project is experimental in nature too, so this morning I conducted a couple of experiments on the slipperiness of the ice and the hardness of the concrete, and my preliminary results are that the ice is slippery and the concrete is hard. MEMBER LEVENSON: That's project confirmation. MR. BERTETTI: That's right. Well, I'll do some more of that tomorrow morning. Well, my outline is the same as many of the previous ones. We'll talk a little bit about status of subissue resolution here with respect to transport -- what we're doing, what we think DOE and we need to do in the future. Radionuclide transport just looks at processes that control radionuclide migration, both in the unsaturated part of the system and in a saturated zone, outside of the area that's influenced by what we call the near-field environment. We have four subissues: transport through porous rock, which is essentially that unsaturated material; transport through alluvium, essentially all saturated material; and transport through fractured rock, which incorporates both the unsaturated zone and the fractured volcanic top that is saturated below the repository, and the fourth one is the nuclear criticality issue, which people haven't said much about. That's kind of -- there are several KTIs that have this criticality component. They're kind of all addressed together in one lump group, so I won't say a whole lot about that. We have several agreements. I'll discuss them in detail in the following slides. Essentially, they're focused on getting information that we need to be comfortable about the processes used to model and represent radionuclide transport. So we'll start with Subissue Number 1, which is the radionuclide transport through porous rock. We have five agreements. One of these is partially complete. What that means is we received some of the documentation necessary to satisfy that agreement, and that's undergone review. And we've requested a little bit of additional information. And, specifically, what we had requested was a technical basis for screening criteria of radionuclides, and I think maybe the way we communicated what we wanted to satisfy that agreement wasn't really understood by the DOE, so we've kind of tried to clarify that position so that we get a little bit more information in that respect. Four have documents that supposedly will be delivered in fiscal year 2002, given DOE's plan of action and their current resources. Just specifically, one of the most important agreements that we have is kind of a very generic one and that is provide analysis and documentation of transport parameters. Essentially, a lot of the values used for KDs throughout the transport models in the system were based on expert judgment, so the particular values are derived from a very limited group of experts who kind of made estimates on what those KD values should be. Yet there's not a specific set of documents that provide traceability and justification for those values. And so what we've asked, and DOE's agreed to, provide that information to us. We also have asked for providing results of the in situ field testing in the unsaturated zone, and that alludes to the stuff that Jim Winterle talked about earlier which are the alcove 8 niche 3 testing and information that we can get from unsaturated zone. I will add also here that we did a lot of work in trying to come up with the language of those agreements and what we were going to ask for, and I'd say the majority of our agreements, the vast majority of our agreements, are essentially just a request for information that the DOE had already indicated that they were going to produce. CHAIRMAN HORNBERGER: Paul? MR. BERTETTI: Yes, sir. CHAIRMAN HORNBERGER: The last bullet: Plutonium, uranium and? MR. BERTETTI: Correct. CHAIRMAN HORNBERGER: You mean -- MR. BERTETTI: Protactinium. CHAIRMAN HORNBERGER: Yes. So protactinium is an issue? MR. BERTETTI: Well, this agreement comes from DOE documents that indicated that they needed to do more sensitivity studies to confirm that the data that they had for these was adequate. So they mentioned that there was some concern that the value for the unsaturated zone of porous rock, that these numbers that they had were adequate. It kind of relates to this documentation. What they had is some limited number of experiments. So what we asked for is just to continue that work and provide the sensitivity studies to see, well, do you really need to worry about this or not. And so that's what we're asking is can you provide some risk information to justify what you're using or not. VICE CHAIRMAN WYMER: But that's not an indication that you really think that's a problem. MR. BERTETTI: Well, we really don't know unless we have some sort of information to gauge that. Well, I mean that's part of the problem is we can make a lot -- radionuclide transport is an interesting issue, because a great many people think they know a whole lot about it in the sense of, "Well, we can model this using a KD." And the problem is there aren't too many real examples of where a KD model has been successful at predicting that actually has happened. And so what we'd like to do is get some information so we can check off the box. And I would agree with you for the unsaturated zone in this sort of transport, you're probably correct. Subissue 2 is radionuclide transport through alluvium. We have a number of agreements related to this. One of them is complete. That was kind of a request for an updated features, events and processes document. One was due in October 2001. Specifically, we had requested pre-test predictions for tests conducted at the alluvium testing complex. And the idea behind that was if we could have some indication of what DOE expected to get from their field experimental results, then we would have a better way of assessing whether or not their conceptual model and their process model, on which their TSPA model was based, was adequate. We have not received that yet, but they're making progress in the testing, and ideally we'll get a testing plan in the near future. Five of them are due next year, there's another one due in the following fiscal year. The alluvium is an interesting part of the transport path in that it's not very well characterized, and this kind goes to the question of, well, how much information is enough? And I guess that depends on how important that part of the system is and whether or not you feel that your characterization is sufficient to justify the way you're modeling the system. And as Bret mentioned earlier, this is kind of way of -- an area where DOE and NRC have differed in the way they model the system. The saturated alluvium and saturated zone transport is somewhat important in the NRC TPA code, at least in terms of sensitivity studies, but is not very important and the unsaturated zone component is the most important for DOE. So there's a little bit of disagreement in terms of importance and sensitivity and as a result you might see a little bit of difference in how much characterization might be needed. So we worked hard to get a set of agreements that satisfied both parties in the technical exchange. I'll talk about some specific information when I show -- when I discuss the work that we've done over the last year. Our Subissue 3 is radionuclide transport through fractured rock. We have a number of agreements here again. One of them is under review. That's essentially the fractured, unsaturated zone test plan that we've looked at. We'd like to get more information to provide plans for characterization and results of the in situ testing and to get information from the fractured saturated zone testing. Essentially, that's the testing that was done at the Sea Wells complex. So the document that we're waiting on is essentially the Sea Wells AMR that will provide us with the results and the testing process that was done at that location. And the reason that's important is that's maybe the only field test that's done in saturated, fractured volcanic rock, so it's kind of an important, basic characterization of the system. I have a bullet on for colloids so I'll mention them. Whether or not colloids are very important to dose or very important to the performance of the system is of some question; however, there's field evidence that colloids may have been transported at the Nevada Test Site, DOE has incorporated colloid modeling in their TSPA model, we are going to incorporate it in the next revision of the TPA code to help us evaluate the importance of that. So what we're asking for is a sensitivity analysis to kind of test the importance of the parameters used to develop that colloid model. As I said, the criticality issue is essentially kind of combined over a number of KTIs, and it essentially involves delivery of numerous topical reports to hopefully close out that issue. What does the NRC need to do before license application? Well, as mentioned over and over again today, we need to monitor DOE's progress and hopefully inform ourselves as to how they're conducting their work and whether or not it's relevant to what we think is important. And I think it's particularly important for radionuclide transport, because there's still a number of characterization and field tests ongoing. And there's a lot of basic data being collected, so we have to be particularly careful about our ability to understand what's going on, how things may or may not change during the collection of that characterization data. I think everything else is pretty self-explanatory there. While this slide is not particularly useful for this meeting, but it does -- the importance here is that we spent a significant effort, like I mentioned earlier, trying to understand the risk significance and the documentation that DOE had provided before our technical exchange. We were kind of like the middle of the line, essentially, so we spent a particular amount of effort to try to get things as risk informed as possible. Other things that we've done over the last year, we've collected and analyzed some actual samples from the Early Warning Drilling Project program. One of the problems with data collection and characterization is that there's a significant span of time between collection of the sample, analysis, reporting of the data so that it can be used in part of people's interpretations and models. So we have to take a very proactive role collecting our data, assembling the data that has been collected and may not be readily available. For instance, one of the things that we did is we took all of the Nye County data, the data that Nye County had collected as part of their program, assembled it and put it into this document so that it could be used by CNWRA and NRC staff as part of their work. CHAIRMAN HORNBERGER: Paul, but you also actually ran some samples? What's the purpose? Cross-lab confirmation testing or are you measuring something else? MR. BERTETTI: Well, two things is that I can get results in a very short time period so that I can actually start working on an analysis of water chemistry from our standpoint. The other thing is that we can try to confirm whether or not the results are meaningful. Remember because these things are ongoing, QA of samples is very important. We have a way of -- it's kind of like an oversight and confirmation process. The other things that we're doing that I think are pretty important are that we've tried to apply some of the process level models, especially using a surface complexation approach to evaluate an alternative mechanism for modeling radionuclide transport in the system. I think we've been pretty successful at that, and to that end we've conducted focus experimental studies to build up our own database for that and to help us provide a robust model. And we're actually -- the next revision of the TPA code should incorporate, in a limited basis, the ability to use results from our surface complexation modeling approach in our TPA code. And we'll kind of do that on look-up table basis, at least that's the indications so far. And some of what we've done there is laboratory studies of neptunium on calcite. I'll talk about that in a minute. And a good example is some analysis of technetium uptake on clinoptilolite, which is kind of a material that can substitute for alluvium. And the fact was at one point DOE had claimed some minor credit for technetium sorption. Our results indicated that that was probably in the experimental noise, and DOE, on further analysis, acknowledged that, yes, that was essentially experimental noise. Okay. So here are some examples of information that we can gather from our own analysis and collection of materials. This, for instance, is a sample of alluvium collected from one of the Early Warning Drilling Project wells, showing that there's maybe some fine-grain codings on some of these grains. And some recent studies have indicated that maybe with these kind of codings they actually drive the sorption drive process, and they might be actually fairly generic and that they actually may be very much like clay. And it turns out that recent DOE results also indicate that the sorption of alluvium is kind of driven by the presence of clay above maybe anything else. And you can also start to group well water chemistries, not only with respect to depth in the saturated zone but spatially as well. So that's some important things that we can do, and then we can be prepared for the next step of characterization and modeling. VICE CHAIRMAN WYMER: What's the size of that grain, Paul? MR. BERTETTI: I'm sorry, this slide right here is about two millimeters across. VICE CHAIRMAN WYMER: Oh, it's that big? Okay. MR. BERTETTI: Yes, sir. So here's an example of the experimental results for neptunium uptake on calcite. This is just the distribution coefficient, or KD, for neptunium and plotted against the pH or the solution. What I don't want to say is neptunium sorption on calcite is not necessarily the most important aspect of transport in the alluvium, but what's important about this is that DOE assumptions of transport of the alluvium for the TSPA VA were based on these limited results with water from UE25-p#1, which is that deep carbonate aquifer well. And, in fact, the processes that control this sorption and the magnitude of sorption are not really related to the process controlling sorption in the alluvium. In fact, now DOE has conducted some data with alluvium samples, but we're still limited to a very narrow range of pH. And so I think we have to be careful about potential invalid assumptions regarding mechanism and the magnitude of sorption. And the reason that's important is that we might be able to get the magnitude right, and that might be okay. The problem is the real uncertainty and variability, both in chemistry, and the kinds of variability that we want to add to our modeling to incorporate real levels of uncertainty and realism we should be able to do a better job at the experimental part. MEMBER GARRICK: Speaking of variability, and I realize you're outside the near-field, how are you accounting for the source term -- the variations in the source term, because that's certainly going to effect the radionuclide transport, is it not? MR. BERTETTI: Variations in what respect? MEMBER GARRICK: Well -- MR. BERTETTI: If you mean chemical variations in terms of a plume, those are not accounted for. MEMBER GARRICK: Okay. MR. BERTETTI: And they're not accounted for in either model. MEMBER GARRICK: So it's kind of idealistic. It's not really very representative of -- MR. BERTETTI: That's absolutely correct. And one advantage that a surface complexation model approach rather than the -- rather than providing a distribution to sample from, a distribution of KDs from which to sample, that are geared at one pH, using a distribution of KDs that have a range of real system chemistry, like CO2 and pH and other factors, well, that at least you can evaluate the uncertainty and make an argument of whether or not your plume may have a distinct chemistry from the surrounding environment or whether dilution will essentially make it into a background sort of transport system, in which case you might have a pretty realistic approach to the uncertainty. MEMBER GARRICK: Yes. MR. BERTETTI: By picking a KD model that's based on one pH and a distribution that's based on some experiments that don't have a really good variability in chemistry, no, I don't think that's a very effective way. But that's my opinion. VICE CHAIRMAN WYMER: I'm disappointed you haven't said anything about valence. MR. BERTETTI: Well, you know, I'd like to do that. I mean to me that's -- the redox state of the system is very important, and that goes to the characterization. Some people might make an argument that specific mineral surfaces might provide a micro redox environment that really would enhance sorption. The problem is if you have four wells over ten kilometers, to try to characterize that, you're not going to be able to make a defensible argument to support that. The other thing I would add is that, Neil, I've added these little dots between the red and the green, so those of you who are red/green challenged should be able to see that graph. MEMBER LEVENSON: Before you take that off -- MR. BERTETTI: Yes, sir. MEMBER LEVENSON: -- I'm intrigued by, looking at your red circle, the influence of time -- seven days, 14 days, 21, 31 days -- because all of those are infinitesimally short in the time constant of what we're looking at. CHAIRMAN HORNBERGER: It keeps going up for 10,000 years, you think? (Laughter.) MEMBER LEVENSON: Well, the question is how valid are the yellow ones if they were instantly measured? MR. BERTETTI: Well, the factor is that these, over the same time period of the red dots, stay constant. I didn't mention that specifically, and that's in a difference in the mechanism of sorption. In this system, we start out with the water that's essentially saturated with respect to calcite, so you have a surface reorganization of the calcite and some precipitation that goes on, and that kind of enhances the uptake of neptunium. And we've kind of confirmed that with our own co-precipitation experiments. Whereas, if you have a system that's undersaturated with respect to calcite, like the alluvium -- saturated alluvium is now, you have essentially kind of this stable sorption -- equilibrium sorption curve that you get with silicate minerals and other minerals too. So I mean it's a big -- it's not insignificant that we have a similar sort of sorption curve shape with a carbonate mineral that we do with aluminum silicate. So the problem is over a long period of time we could have a significant change in chemistry and mechanism of uptake and processes, and, frankly, that's not incorporated. Temporal changes are not incorporated. So what are we planning to do? Well, obviously, we'd like to keep up with DOE documents and the products that they contribute over the next year. We'd like to continue to prioritize our modeling and analysis so that we're looking at hopefully the right issues and the risk prioritized features. To that end, what we're going to do is we're going to continue some focused experimental studies, we're also going to look at our field characterization activities and evaluations. One thing I would mention is DOE has a major effort and going down to the natural analog site at Pennyblanca, and we're going to participate in that in terms of observation and maybe some sampling and confirmation activity as well. We'll continue with these neptunium results to include some modeling and hopefully build a more robust database for ourselves. We're doing some sensitivity analysis and colloidal transport modeling on our own to look at the kinetics of that system, and maybe we find that it might be actually driven by kinetic process. I think at the recent MRS meeting some German investigators looked at neptunium sorption on human colloids and found that it was very much kinetically controlled. And we'll also report some additional results on some detailed modeling of processes. In summary, we've just looked at risk informed. I think we do a good job providing some independent technical investigation, and we're trying to maintain our risk-informed approach to the work that we do. And that's all I have. CHAIRMAN HORNBERGER: Thank you, Paul. Milt? MEMBER LEVENSON: I asked them along the way. CHAIRMAN HORNBERGER: Raymond? VICE CHAIRMAN WYMER: I had a couple, Paul. MR. BERTETTI: Yes, sir. VICE CHAIRMAN WYMER: One, with respect to the KDs, you said that a lot of it was expert elicitation of derived -- that's where DOE got a lot of results. There weren't many really experimental. MR. BERTETTI: Correct, especially for the volcanic top, porous material. VICE CHAIRMAN WYMER: Then you said that DOE's going to tell you how they got their results. Does that mean they're going to tell you how they ran their expert elicitation or does that mean they're going to go out and get more results? MR. BERTETTI: Well, I would characterize it like an expert judgment, and I think the idea is they have expressed a desire to provide documentation information about how those expert judgments were derived. VICE CHAIRMAN WYMER: So that's what it meant. MR. BERTETTI: And if they cannot do that, then that could become an issue. So that issue is probably minor unless that documentation doesn't exist, and then it might be a major effort for them to provide the adequate documentation. VICE CHAIRMAN WYMER: Documentation on how you do an expert elicitation isn't nearly as convincing as documentation on experimental -- MR. BERTETTI: That may be correct. VICE CHAIRMAN WYMER: Well, that's one point. You know, I'm sure, and I know you know, that NRC has -- MR. BERTETTI: Well, I wouldn't be so sure. VICE CHAIRMAN WYMER: You'll know you know in a minute. (Laughter.) NRC has a very nice research program on mechanisms of radionuclide transport going underway. You were at the working group meeting where they discussed that. I gather from what you said in the course along the way that it is the result -- those results are those kinds of results that are going to be used to check the results obtained by KD values. Did you not imply that in one of your viewgraphs? MR. BERTETTI: Well, I think what we'd like to do is for nuclides like neptunium that might have a small but variable retardation coefficient is that to actually incorporate our surface complexation modeling results and put them into the TPA code, and then have the TPA code sampled the natural variable parameters like pH and CO2 to produce an output and then compare that to the sampling of KD in which you have a distribution of KD that's not dependent on the real -- the advantage of that is we can go out in the field and measure pH and pCO2 and determine a real system variability, which is something that we can measure, and it's kind of hard to measure the probability distribution and function of KDs independent of that, which is what is essentially done now. VICE CHAIRMAN WYMER: And, finally, with respect to protactinium, it probably, in the entire periodic table, is the element most prone to hydrolysis. I've worked some with it; it's terrible, it's a terrible material. So if you're going to discuss protactinium and its transport, you're probably talking about a colloid other than any sort of ionic format. MR. BERTETTI: I would agree with that entirely. Every time we do a neptunium experiment with neptunium 237, we essentially do a protactinium experiment as well, because the immediate daughter is protactinium 233. And so we kind of get a little bit of information about how protactinium is behaving in the system, and I would say that my very preliminary indications are that protactinium is sorbed significantly, and that's very consistent with our studies of actinides to show that when they start to hydrologize that's when you start to see a significant sorption. VICE CHAIRMAN WYMER: Right. MR. BERTETTI: So except for competing anions and other complexes, I would expect protactinium to have a significant sorption potential. MR. BRADBURY: Yes, this is John Bradbury, NRC. With regard to your questions concerning expert judgment, first of all, it was our -- DOE and their labs have collected a lot of sorption data for man years. I was our understanding that the use of the expert judgment was mainly with regard to establishing distributions to be applied in performance assessment, and so we were looking for the explanation concerning how the distributions were -- VICE CHAIRMAN WYMER: I guess I don't really understand what you just said, because distribution is the whole ballgame on KDs. CHAIRMAN HORNBERGER: Probability. VICE CHAIRMAN WYMER: Probability distribution. MR. BRADBURY: Probability distribution as opposed -- since there's a limited number of experiments that are done and how are those represented out spatially and temporally? VICE CHAIRMAN WYMER: Oh, okay. I understand now. All right. Thanks. MR. BRADBURY: So that was one thing I wanted to -- MR. BERTETTI: I would agree with that, and I'd also temper that, that there are some nuclides that are not -- weren't well studied. I mean there's a little bit of minor nuclides that may not be important that didn't have a lot of experimental basis behind them. MR. BRADBURY: Yes. Can I expand on that a little bit? The three radionuclides that have been mentioned, the plutonium, uranium and protactinium, I believe in our earlier issue resolution status report and the agreements that we came up -- we established in those, there are certain assumptions that have to be shown to be valid for KDs to apply to radionuclides. And for plutonium, uranium and protactinium, there were certain aspects of those experiments that created problems, and so they are going to go -- for example, with regard to plutonium, one of the assumptions should be that the sorption process should be fast, and there were indications that their sorption experiments that the KDs were changing with time, that kind of situation. CHAIRMAN HORNBERGER: John? MEMBER GARRICK: I'm not a chemist, as you'll find out in a minute, or a geochemist or something, but I guess I'm wondering why this is a KTI. There's no question -- MR. BERTETTI: DOE has mentioned that as well. DOE had a suggestion that the radionuclide transport KTI would be rolled into one large KTI that would essentially be called flow and transport, primarily because that's how they have organized their system. I think it's important -- why is it a KTI? I think there a lot of aspects of radionuclide transport that take a lot of resources to address the -- MEMBER GARRICK: Well, don't get me wrong. I think radionuclide transport is important. What I'm confused by a little bit is the decoupling of the work that's going on from what I would call a scientifically based source term that has tremendous impact on the radionuclide transport. And the absence of temporal effects makes me wonder, this program, as it's outlined, what its relevance is, because things are really going to be very different in a couple process sense. MR. BERTETTI: Well, I'm not sure I can answer that. What I would say is I think that there are temporal changes in terms of the magnitude and the value of the source term. I don't think there are temporal changes applied with respect to chemistry, and I think that's one of the things that was a comment from our TPA review, the peer review of our TPA code. We tried to address those. I think there is a -- personally, I think that there is a disconnect between whether or not you try to envision transport within some sort of plume that has an isolated geochemistry or whether or not you have mixing and how temporal effects on flow change chemistry. So I really don't know how to answer that. I would say that I kind of agree that there seems to be a disconnect there, and I really don't have another answer other than that. Bret is eager to pipe in. MR. LESLIE: Partially, I think Paul -- this is Bret Leslie from the NRC staff -- Paul was careful when he said where RT kicks in. Beyond the point of coupled processes. MEMBER GARRICK: Right. MR. LESLIE: So we're talking far field now. MEMBER GARRICK: Yes. He did say that. MR. LESLIE: And I think that's part of the answer to your question is RT is looking at the ambient conditions in the far field. MEMBER GARRICK: Yes, and therefore my reaction is so what? VICE CHAIRMAN WYMER: The implication is that even if you have a coupled effect and you produce something different from what you're going to find in the far field, that like a valence change, that that will then occur as you move away from the near-field, that you'll get back to the species that you're looking at. That's the implication of what you're saying, I believe. MR. LESLIE: Well, I know. The other thing is, again, we had that flow-down diagram, and you have to answer the complete system. We have to represent the natural system, and radionuclide retardation is part of that natural system. MEMBER GARRICK: Well, I agree with that. I agree with all of that, that radionuclide retardation is something that probably isn't accounted for to the extent that it should be. And all I'm suggesting is that any time -- I've had lots of experience with source terms of a different type having to do with nuclear power plants and what have you, and we couldn't get anywhere until we had done a pretty good job of defining the source term, because you have no idea of what kind of release dates you're dealing with. And until you can define the release dates, you have no real good technical basis for calculating any off-site consequences, et cetera. And I think there's a similarity here, even though the mediums are very different, and I even know in WIPP that there was a tremendous amount of effort, especially late in the program, in trying to define the source term. And I suspect we're going to hear about that when we hear about the near-field work, but I do see a real disconnect in what we've heard this afternoon with respect to radionuclide transport. MR. LESLIE: This is Bret Leslie again from the NRC staff. I think Gustavo actually covered it but in a minor sense because of the focus of the container life and source term is both container life and source term. That source term does define what those downstream releases are and to the effect that the near-field chemistry also influences that, but he didn't dwell on it that much. And, again, in terms of risk information, it's the container that is where most of the insights derive. MEMBER GARRICK: Yes. Yes, I understand that. Okay. Thank you. CHAIRMAN HORNBERGER: Just to make sure that I'm clear on this, I want to make sure that it's not a disconnect in a bad sense. I mean John is saying it's a disconnect, but it's only a true disconnect if in fact you're working off on the source term here and you're working on radionuclide transport completely independently of that, and I don't think that's what you're doing, is it? MR. BERTETTI: No. I guess what I might add is that if you make a reasonable assumption that there's a significant amount of mixing in the saturated zone with respect to kind of equalizing a distinct chemical signature that the source term would have, then our approach is I think very sound. And it is coupled in that nature, because we can account for the chemical variability in the natural system outside of that altered area of the near-field. The problem might lie in that if you have a very distinct near-field chemistry that perpetuates itself in the natural system, then our current characterization of the natural system may not adequately represent the transport characteristics from that. And results from our near-field studies and modeling and from the source term should help us identify whether or not the magnitude and the volume of material is released essentially would have that kind of characteristic. So it's something that needs to be evaluated as we learn more about how the near-field chemistry responds, and right now that's one of the large areas of uncertainty is what's happening in the waste package in and around the waste package chemistry? And I don't want to step on what Bobby might say, but that's a high degree of uncertainty. And so until we get a better handle on what that chemistry is and how that responds as we have some infiltration, then I think it's very tough to couple anything. CHAIRMAN HORNBERGER: I guess, just to pursue this, not too much farther, but it strikes me that if you have massive changes propagating themselves, what you're basically going to have to conclude is that the near-field extends all the way to the saturated zone. I mean, to me, the far field, by definition, you're into sort of trace amounts. MR. BERTETTI: Right, right, right. I just want to say that you could have a trace amount of chemistry, and I don't know how that would effect the system overall. I would agree with you on that, yes. CHAIRMAN HORNBERGER: Okay. Milt? MEMBER LEVENSON: I think, George, to some extent, all of the KTIs are really independent. You take the pieces and that's what the modeling and the code -- just like the corrosion didn't discuss that it's probably irrelevant if there's no water, from the standpoint each KTI, to some extent, is completely independent. They have to depend on the other operations to put them together. CHAIRMAN HORNBERGER: Right. And that's what I -- in my introductory remarks, I pointed out that one of the things we were interested in is how the KTIs link together to make sure that in fact they are being integrated. Anything else? Staff? Thanks, Paul. MR. BERTETTI: Sure. I'm not sure if I would have wanted to be skipped or -- (Laughter.) CHAIRMAN HORNBERGER: That was a -- well, I guess at the GSA meeting the year before last, I was chairing a session and did exactly the same thing. I was going down the list and actually introduced a speaker out of order, and I was accused by the speaker I skipped of having a senior moment. So that's okay if you do that. And, Bobby, I'll let you introduce yourself, as I have for the other people, for the record. MR. PABALAN: My name is Roberto, or Bobby, Pabalan. I have listed in my first viewgraph the people who have contributed to this KTI of evolution of the near-field environment, or ENFE. And if you have any questions, please feel free to ask them. (Laughter.) And I will also try to answer your questions. The ENFE KTI -- this is the outline for my presentation, which is pretty much the same as the previous ones, so I'm going to skip this. The ENFE subissues, there are five of them, each pertaining to the effects of coupled processes. The first one pertains specifically to the drift seepage and flow. The second one pertains to the waste package chemical environment. The third one is on the chemical environment for radionuclide release. And the fourth one is on radionuclide transport in the near-field. And the fifth one is on the effects of coupled THC processes on potential nuclear criticality in the near-field. At the start of fiscal year 2001, four of them, the first four were open, the fifth one was closed-pending as of the start of the fiscal year. At the end of fiscal year 2001, all of these are closed- pending as a result of the NRC/DOE technical exchange that was held sometime in January of last year. Now, we wanted to show what DOE needs to provide before license application. Well, the most important thing is they need to decide on the repository design and the thermal operating mode. As we all know, the materials -- the repository design, the materials that go into the repository and the temperature conditions under which these materials are exposed to are the main drivers for the coupled THC processes. So, in essence, the DOE needs to update the evolution of the near-field environment process models and the TSPA model abstractions to be consistent with the selected design and the thermal operating mode, whether they go to high temperature or the low temperature operating mode. The analyses that we have conducted in the past year are based on AMRs and PMRs that basically relied on the high temperature operating conditions. So if there's any change in the design or in the operating mode, then we need to review any new information or changed information that will come in. The DOE also needs to provide additional information as a result of the agreements we had at the technical exchange. There are 41 agreements as a result of the technical exchange. That's a long laundry list. Fourteen of those have been received, and we expect to receive 27 sometime in this fiscal year. Although it's a long list, many of them are relatively straightforward. For example, it ranges from providing sufficient technical basis for some of the FEPs that have been excluded from the abstraction all the way to more complex requirements dealing with data uncertainty, model uncertainty and model validation. We don't expect these agreements to present a problem in terms of fulfilling the agreements prior to the license application. I think many of them are straightforward. I wouldn't be surprised, though, that some of them may actually be completed in the post-LA period, specifically with respect to model validation and also those pertaining to the analysis of the model uncertainties, the implementation of those uncertainties and the propagation of these uncertainties in the TSPA calculations, as well as in the analysis of the uncertainties in the data supporting these model calculations. I'm going to give just a few examples of the more important agreements for each of the subissues. For Subissue 1, which pertains to the coupled THC processes on drift seepage and flow, the DOE needs to address the various sources of model and data uncertainty in its THC abstraction. One of the agreements that we came to at the tech exchange was that DOE needs to provide physical evidence that supports the model of matrix/fracture interactions, specifically the facts on precipitation processes. The DOE is supposed to provide data on the post-test overcoring. I believe this pertains to the single heater test. And also they need to provide the results of ongoing sidewall sampling for the drift scale heater test. Some of the information I believe has been provided. Most of these results are still to be expected for this fiscal year 2002. For Subissue 2, which pertains to the waste package and drip shield chemical environment, Gustavo pointed out of the need for the DOE to provide a good handle on the quantity and the chemistry of water contacting the drip shield and the waste package. Because the chemistry and the quantity determines the performance of the drip shield and the waste package materials. As you all know, the performance of the waste package and drip shield is a key safety attribute of the DOE safety case. The DOE needs to place bounds on the concentrations of the minor and trace elements which are important to performance, for example, fluoride in the case of the titanium alloy drip shield. The DOE needs to evaluate the effects of evaporation or salt deposition or the interaction with engineered materials on the chemistry of the water contacting the drip shield and the waste package surfaces. In addition, for Subissue 2, DOE needs to document the data, including the uncertainties, used to calibrate the models or to support model predictions. And they also need to propagate the data and the model uncertainties through the TSPA calculations. With respect to Subissue 3, which is the effects of coupled THC processes in the chemical environment for radionuclide release, again, as Gustavo pointed out and that Leslie alluded to, the DOE needs to reduce and/or quantify the uncertainties in the chemistry of water inside the waste package, because it affects directly the degradation of the cladding as well as of the waste forms. In addition, our review of the DOE reports indicate that the DOE colloid concentration model is extremely sensitive to the in-package chemistry. The DOE also needs to provide analysis to verify that the bulk-scale processes dominate the in-package chemical environment, which is the main assumption in the DOE's in-package abstraction. In addition, again, they need to document the data, including uncertainties used the support the in-package chemistry calculations as well as provide stronger technical basis for the radionuclide and waste form types selected for the colloid release models. For Subissue 4, pertaining to radionuclide transport in the near-field, I think the things that DOE needs to do are relatively straightforward. They just need to provide the technical basis for screening out coupled THC effects on the radionuclide transport by diffusion of colloids. They also need to demonstrate the suitability of the colloid models and parameters for conditions in a perturbed near-field environment, because there are abstractions basically based on conditions under -- basically based on ambient condition assumptions. If DOE also implements retardation in the waste package or in the engineered barrier system, as appears to be the case in the SSPA, then they will need to provide the technical basis for the transport parameters they use for the in-package -- for the waste package transport and EBS transport. For Subissue 5, on the potential criticality in the near-field, all they need to do is they need to close the open items remaining in the NRC safety evaluation report with respect to the disposal criticality analysis methodology topical report. And they also need to revise the FEPs screening arguments concerning criticality. So those are fairly straightforward. So what does the NRC and Center staff need to do before LA? Obviously, we need to keep on top of the DOE progress with respect to fulfilling the technical exchange agreements. We need to review the DOE data collection and model activities used to support its process and abstracted models. We need to continue independent evaluation of issues through a focused and experimental modeling program. I'm going to talk about some of those activities in the next few viewgraphs. We need to maintain in-depth familiarity with DOE methods and assumptions, models and model abstractions, and we also need to be prepared to respond to changes in the DOE safety strategy and the repository design or in the process abstracted models. And we also need to validate our own codes that we use to review the DOE safety case. For FY 2001, we have basically spent most of our time conducting an intensive and critical review of DOE documents related to a near-field -- various reports, technical basis documents, SER, SSPA and AMRs and PMRs. We conveyed -- we contributed to NRC reviews of these documents and helped convey NRC concerns to the DOE staff in various technical exchanges and in numerous pre-tech exchange teleconferences, and also in addition to the teleconference and sufficiency review. We helped identify risk-formed paths through resolution of NRC concerns, resulting in the status of the first four ENFE subissues being changed from open to closed- pending. We also documented our review and the status of subissue resolution in the integrated IRSR report that's going to come out sometime this year. MULTIFLO is a coupled THC model that's being used by NRC and Center staff for various KTI activities, including near-fields, thermal effects on flow, USFIC and TSPAI KTIs. For the past fiscal year, development of version 2.0 was initiated. Version 1.5 was released, which includes new features, including free-drainage boundary condition and improved description of the fracture-to-matrix flow processes. We also developed a graphical user interface for MULTIFLO and a workshop training was held here at Whiteflint for NRC staff. In addition to the MULTIFLO work, we conducted focused application of process-level models to test DOE hypotheses pertaining to the deliquescence points of salt mixtures that can deposit on the drip shield and waste package surfaces. We also looked at the chemical evolution of our Yucca Mountain groundwaters that can result due to evaporation. We also conducted focused experimental studies to study deliquescence points of mixed salt systems, as well as studies relating to uranophane solubility. This last bullet on the uranophane solubility is a preliminary step towards conducting neptunium core precipitation experiments. This is one of those activities that we stopped two years ago, because in a TSPA-SR report it was apparent that the DOE would not claim credit for secondary phase precipitation. It is now evident from the SSPA reports that they might actually take credit for such processes. So, again, doing a risk-informed type of approach, we determined it was important to reinitiate or redo -- start again the uranophane solubility experiments and the follow-on work, the neptunium core precipitation work. The next two viewgraphs basically show the results of those process modeling work. This particular study was designed to test the DOE hypothesis. The DOE, in its abstraction of the chemistry of water on the waste package and drip shield surface, assumed that aqueous corrosion begins when the relative humidity reaches the deliquescence relative humidity of pure salt. In the TSPA-SR report, they assumed -- they used the sodium nitrate deliquescence humidity as a lower bound for the deliquescence point of salts that could form in the waste package drip shield surface. Our thermodynamic calculations are shown in these figures. These calculations were done for a temperature of 90 degrees centigrade, a temperature which can be sustained for about 1,000 years or more based on RTEF calculations. These systems are for brine or mixtures of two salts. The Figure A is for NaCL plus KCL; the second one is for NaCL plus magnesium chloride, and the third one is for KCL and magnesium chloride. The solid curves are the calculated deliquescence humidities for the mixed solids. The dashed line is plotted as a reference. It gives the deliquescence humidity for pure sodium nitrate at 90 degrees centigrade. Basically, the bottom line of the calculations suggest that, okay, if you have sodium chloride plus potassium chloride mixture, then it's okay to use a pure sodium nitrate deliquescence humidity as your bounding point for the deliquescence point of the mixture. On the other hand, if you have a magnesium chloride mixture with NaCL or KCL, and also in essence with calcium chloride, which is another salt that has very low deliquescence humidity, then it's not appropriate to use a pure sodium nitrate salt as a lower bound for the deliquescence part because of the salt mixture. In the SSBA, it indicates that DOE is also looking at using the magnesium chloride and calcium chloride properties as an estimate for the deliquescence point for the salt mixtures. So I think there is improvement in the DOE approach that's evident from the more recent information. So the question then is, okay, what kind of salts can form on the waste package and drip shield surface? One mechanism by which we can form these salts is by evaporation of Yucca Mountain pore waters that drip into the drift environment. What we've done here is we've taken a few chemical compositions published by Yang et al. for Yucca Mountain pore waters. Basically, they're plotted up in the first what we call a pie per diagram, for the initial composition and the final compositions are plotted in the second pie per diagram. The initial compositions really range in terms of the cationic composition -- you know, it has a very well distributed range for the calcium and sodium, potassium, magnesium chloride concentrations. And it also varies with respect to sulfate chloride and bicarbonate carbonate. When you expose these Yucca Mountain pore waters to evaporated concentration, what you form are basically two types of brines. Some of the initial Yucca Mountain pore waters evolve into what can be called a calcium, magnesium, sodium chloride brine. These brines, if you take it to full evaporation, will form salt deposits with very low deliquescence points, basically because of calcium and magnesium. But what is also important is that you form very low concentrations of the corrosion-inhibiting species. The nitrate -- this is the free nitrate concentration accounting for the -- this is the uncomplexed nitrate concentration. It's less than 0.01 molar. The total nitrate concentration in solution can be very large, but the free nitrate concentration is constrained by the formation of calcium nitrate ion pair complexes in solution. Sulfate is constrained by precipitation of calcium sulfate during the evaporation process. On the other hand, you can have Yucca Mountain pore waters evolve into potassium, sodium chloride nitrate brines. Now, the deliquescence points of salt mixtures that can form from these brines will have relatively higher deliquescence points than those that form from the calcium magnesium brines. But on the other hand, they're still going to be lower than those of the pure sodium nitrate salt. These salts have much higher free nitrate concentrations, hence you can have possible waste package corrosion inhibitor. On the other hand, where you have some amount of fluoride initially in the solution, upon evaporation, in this case I think it evaporated to about 15,000 times concentration factor, you can have very high concentrations of fluoride. In one particular case, about 0.014 molar, which is much greater than the 0.001 molar threshold for accelerated general corrosion of titanium alloy, which is observed in some of the Center experiments. For FY 2002, our plan is basically to review the DOE documents relevant to near-field subissues. We will continue those process-level modeling work that may have been conducted. Those are supported by some experimental studies because there's really no experimental data on the deliquescence point of salt mixtures at elevated temperatures. I have a backup slide, I believe Number 2, that demonstrates some of those results. We will continue to develop MULTIFLO version 2 with enhanced capability to simulate coupled THC processes. MULTIFLO will be used to predict the quantity and chemistry of seepage water and to help quantify uncertainties associated at the process level and PA simulations for complex coupled processes. We plan to validate these process-level models that we have used in reviewing the DOE analysis, and we will provide input to the integrated IRSR rev 1. So in summary, for the past fiscal year, like I said, we've spent quite a bit of work in conducting a critical evaluation of the DOE analysis relevant to near-field subissues. We have interacted with the DOE to resolve NRC concerns, resulting in all ENFE subissues becoming closed, pending confirmation. We continue to develop MULTIFLO, and we've conducted some process-level modeling and experimental studies which are designed to probe DOE assumptions regarding processes judged to be the most risk-significant. That's all I have, and I'll take your questions. CHAIRMAN HORNBERGER: Thanks, Bobby. Ray, you want to start? VICE CHAIRMAN WYMER: Yes, I'll start. I think you'd probably agree that the chemistry of the near-field and especially the chemistry in the package is extremely complex and especially with regard to potential solid phase formation. And I just wondered if the thermodynamic database available for your modeling is anywhere near adequate to deal with all the potential phases that could form and tie up some of these things? MR. PABALAN: With respect to the pure phases, there might be enough information to allow us to do the evaluation. But there are certainly more complex solid solutions and things like that where we don't have any information. Can we use better thermodynamic data? Certainly. VICE CHAIRMAN WYMER: But you feel what you have is adequate to the task. MR. PABALAN: It will allow us to evaluate trends in the evolution and the chemistry of not only water outside the waste package but also inside the waste package. VICE CHAIRMAN WYMER: Okay. The second question I had is I was -- just kind of an observation. I was a little bit surprised to hear you say that you thought that the calcium nitrate ion pairs are sufficiently strong that they would significantly reduce the nitrate ion -- free nitrate ion concentration. MR. PABALAN: Yes. You're not the first one to ask me that, and I've done a literature search on calcium nitrate. There are a couple of what we consider multiple lines of evidence. There are some indirect measurements of water activities or osmotic coefficients and some more direct, like x-ray diffraction analysis of calcium nitrates, which suggest that you do form strong calcium nitrate, especially at the higher concentrations which is of interest to us. That's a review that I'm still doing. I also have some random spectroscopy literature that I just got precisely to address the potential for -- whether it's true, whether calcium nitrate does form strong complexes. But the indications are, yes, it does. I don't know if it's greater to the extent that is suggested by the thermodynamic modeling. That's something that we will pursue in the next few months. VICE CHAIRMAN WYMER: Yes, I'm skeptical. Okay. CHAIRMAN HORNBERGER: Milt? MEMBER LEVENSON: I've got, I guess, two questions, and it's more maybe to determine whether they're included in your scope or not included in your scope. In the near-field, you've discussed the chemistry. Where are the mechanical assumptions reviewed? And by that I mean things like the corrosion of the waste container is going to occur here and not there. The thing at one of the modelings that we came across said the minute you penetrate and the container is no longer vacuum-tight, you make the assumption that 50 percent of the surface of the container is gone. There's a lot of mechanical assumptions in the near-field that are in the modeling. Is the review of those things under your area or is that somewhere else? MR. PABALAN: We help review the DOE approach to these kinds of calculations. We don't do independent analysis, whether experimental or modeling, with respect to that, although we provide some input in the TSPAI type of analysis, which kind of puts these things together. We're more focused on the chemistry aspect versus the mechanical type of information. MR. LESLIE: This is Bret Leslie from the staff. If Bobby moves a little bit that way, it's important to remember that when we developed our sufficiency comments, we took -- we may have five KTIs reviewing the same AMR, and they're reviewing it under their KTI, but we're providing integrated comments. So the answer to your question is, no, the mechanical things aren't necessarily reviewed by the near-field, but they're either reviewed by the container life and source term or the repository design and thermal mechanical effects. MEMBER LEVENSON: My question was were they included here and the answer is no, right? MR. LESLIE: That's correct. MEMBER LEVENSON: Okay. The second question is a similar one, whether it's included here or not, and that is the assumptions in the modeling in the near-field of how water behaves. In some of the models, there's kind of strange behavior for water in that water vapor moves independent of -- pressure moves only on a gradient of temperature, so you don't lose any water from the rock into the drift. It all moves away. Now, there are similar things that are assumed assumptions without evidence in the modeling but in the near-field. Is that also somewhere else? MR. PABALAN: Subissue I pertaining to seepage and flow addresses specifically that issue, but it is not -- well, it is but not in the -- it's not considered in the modeling activity that I discussed with respect to the -- MEMBER LEVENSON: Somewhere else. MR. PABALAN: Yes, it's done somewhere else. CHAIRMAN HORNBERGER: John? MEMBER GARRICK: Well, just a comment. By the number of agreements, one might get the impression that as far as the near-field goes, DOE did very little right. And yet I've always had the impression that this is where a lot of effort was given. Is it possible that this is a product of what one might call the lamp post syndrome, because there was quite a bit of work done there is an opportunity for searching for more details? I'm just struck by the amount of -- the number of agreements that are involved here. It's just -- MR. PABALAN: I would disagree with your characterization that the DOE did very little. In fact, it could be the lamp post effect. It's evident since the publication of the TSPA-VA and subsequent reports that the DOE has significantly improved their THC models and model abstractions for the near-field environment. MEMBER GARRICK: Well, maybe that's the problem. Maybe it's the timing is what -- what's the cutoff time for these 41 agreements, I guess is what's -- MR. PABALAN: The tech exchange was held January, second week of 2001. So we -- I believe we had some teleconferences prior to that, so I suppose we completed our reviews a month before the tech exchange. So that was the cutoff. The 41 agreements, as I pointed out, most of them -- many of them are straightforward, just asking for technical basis for excluded FEPs, give us the FEPs database, give us the ET-36 input files. So, essentially, most of them are relatively straightforward to fulfill. MEMBER GARRICK: Okay. Well, the timing answers part of it, because you had on there a lot of information about propagation of uncertainty, and I know there's been quite a bit of that sort of work done in the last year. MR. PABALAN: Yes. MEMBER GARRICK: Yes. Okay. CHAIRMAN HORNBERGER: Other questions? Staff? Comments? Okay. We're going to take a 15- minute break. (Whereupon, the foregoing matter went off the record at 3:08 p.m. and went back on the record at 3:25 p.m.) CHAIRMAN HORNBERGER: The meeting will come to order. If I have my schedule right now, we have three remaining presentations on KTI, and the next one is on repository design and thermal- mechanical effects. Don't run away. You ready? And I'll let you introduce yourself, for the record, as everyone else. MR. OFOEGBU: My name is Goodluck Ofoegbu. I'm going to present -- do the presentation on repository design and thermal-mechanical effects. The presentation follows the same outline as others have followed, but some of the issues of resolution talk about what needs to be done before license application. There are actually -- there used to be four subissues, but the fourth one has been resolved, and we've essentially taken it off the list. All of the components of Issue Number 1 is resolved, and the components of Issue Number 2 also have been -- is closed-pending. Issue Number 3 is where I'm going to -- well, Issue Number 2 actually is an input to the first component of Issue Number 3. So I'm going to concentrate my discussion on these three. There is a component that deals with repository design which really is part of the preclosure that has been discussed along with other aspects of the -- possibility aspects of the repository, and that's why I happen to be talking about it. And then there are two components of Subissue 3 that led to the post-closure repository performance that is rockfall and drift collapse and their longtime hydrological properties. And all of these issues -- all of these components are closed- pending because of the technical exchange meeting -- the results of the technical exchange meeting that was last week. On repository design, we have agreements that deal with essentially the inputs, the design and analysis. The first one is about seismic topical report 3, which is going to be the time histories of ground -- which -- that should be applied for the design of subsurface facilities and surface facilities. That report is supposed to be -- they've postponed a number of times. It's supposed to be delivered finally in January of this year and is probably on its way as I speak, I believe. The properties of ground support, the only issue here is that -- the only concern, I should say, is that DOE wants to exclude corrosion of ground support -- possible corrosion of ground support material during the pre-closure period. And the argument for that is that we don't want that to cause cooling corrosion or obvious corrosion. All they need to consider is dry air oxidation and to get rid of that is very slow for -- and will not cause appreciable corrosion for 300 years. And we asked them to produce a technical basis to support this position on humidity. They have in fact submitted a report on that. We've looked at the report, and we are in the process of getting back to DOE on it. The one thing I can say is that we are not convinced that a satisfactory case has been met to exclude corrosion of ground support materials for the 200 or so years of the pre-closure period. On rock properties, DOE approach is to use the Yucca Mountain fracture data to obtain values of rock mass in this list that can then be used to get the mean values of rock mass properties that are used in design. And that is a valid approach except that we are not convinced that DOE has done enough to define the uncertainties. For example, Yangs Modulus controls the stress. It is possible on the analysis to go from a favorable analysis result to highly unfavorable analysis result by changing the value of the Yangs Modulus. So one of the things we want to know is within which range is it -- I mean what are the range of things of Yangs Modulus for each quality value. The same thing applies to the rock's strength parameters. Of particular concern here is also that quality in the -- the practice of using quality indices to characterize rock mass actually tries to account for the face of fractures and not the face of spherical discontinuities like the lithophytes which are caused over more than 70 percent of the proposed repository horizon. So we asked DOE to provide an analysis of what the approach is for dealing with lithophyzing. And DOE has agreed to do this, along with all the analysis that they need to do for our properties. They are going to look at the information they have, analyze it and then decide that that is necessary and then compile all of this in the design analysis -- I mean design parameter analysis report that should be submitted sometime within this year. And we believe that if they do all that, that the information presented is likely to be sufficient for review. Then the DOE intends to use rock mechanics analysis to demonstrate that the -- all the ground openings will be stable through the pre-closure period to support the pre-closure and all the things that are required. And that is, again, a good approach. It could be supplemented with a maintenance plan, but that hasn't been discussed. But in the analysis there are several things that -- several analysis approaches that we found unsatisfactory. For example, to specify boundary conditions, how they are specified. For instance, in the seismic loading, they were using it in a certain way that is based on the zero acceleration. But the ground motion is characterized by a time history that contains multiple frequencies. And they argued that this approach is satisfactory, except that we have not seen the basis on some kind of testing or some kind of modeling that says that these two systems of loading I approve of them. Then conduct some sensitivity analysis and submit a report of the analysis by I think it's 2003, so that's not coming this year. On post-closure, the first is rockfall and drift collapse. Not included in performance assessment, the point is cleaned out using a combination of design and probability. For rockfall, DOE wants to design -- DOE wants to select a design basis rock impact and design the drip shields and waste packages to withstand such rock impact, and then argue that the probability of larger impacts will -- what's happening? I thought you could hear me. PARTICIPANT: You didn't turn it on. MR. OFOEGBU: Oh. PARTICIPANT: You've been talking very load. MR. OFOEGBU: Oh, really? Okay. The problem is I can get too loud now. (Laughter.) Okay. So they want to design the drip shield and waste package to withstand the design basis rock impact and then argue that larger impacts -- the probability of larger impacts is below the regulatory limit. And we believe that this approach is valid. There are a number of things, the way that they define the design basis rock impact, both the size and frequency. We had problems with that. We had problem with how they conduct analysis to demonstrate a drip shield and waste packages will withstand impact. We also have problem with the probability of larger impacts. But the approach that DOE has selected should lead to a resolution of these if things are carried out satisfactorily. And there is no reason why they cannot be carried out satisfactorily. Where we have considerable doubt about the DOE approach is in drift collapse. DOE wants to prove that the placement drifts are not going to collapse for 10,000 years. And all of the analyses that we have done at the Center, all of the information available from underground rock engineering experience and in fact even advice provided by DOE's own expert panel on emplacement drift stability lead us to believe that the emplacement drifts are likely to collapse soon after the cessation of maintenance. And because of that we are not able to anticipate that a satisfactory technical basis can be developed to support the DOE position that emplacement drifts will not collapse. Instead we anticipate a satisfactory case can be made by considering the magnitude of these potential effects of drift collapse and maybe making an argument based on the magnitudes of propagation of those magnitudes where necessary to the ultimate performance measure, which is dose. And that such an argument will leave considerable room for resolution of the concern. But an argument that is based on the drifts maintaining the integrity for 10,000 years, even without ground support, is going to be very difficult to assert. On long-term hydrological properties, again, the main concern here is that there is -- the thermal loading will induce rock failure in the pillar areas, and there are analysis results that indicate that this is possible. And such rock failure would cause the dilation, the opening up, of the horizontal fractures, and that may cause diversion of water from the pillar to the drift area. DOE has agreed to look into this and the analysis that we expect will resolve this concern will be submitted sometime in 2003. Well, what the analysis intends to do to support all this? We'll review DOE documents and continue interactions with DOE. There is one meeting that we were going to hold sometime about October or November last year to look at their plan for implementing some of their agreements, but the meeting got postponed, and we are hoping that that kind of meeting will be held in the near future. We also expect to conduct our own independent analysis to support our review of the DOE documents and to assess risk significance. We are doing these analysis to examine -- to look at the effects of rockfall impact on the design of drip shields and waste packages and to look at the effects of drift collapse on the drip shields and waste packages, on seepage into drifts and on waste package temperature. We will also do some scoping size -- block size distribution analysis that will evaluate DOE's design basis rock size and the frequency of beyond design basis rock size, if I might use that kind of expression. This is one of the analysis we conducted to evaluate the previous drip shield design. At that time, the design basis rock size was supposed to be 13,000 kilograms, and this analysis tested the design to look at the response of the drip shield on the design -- on the rock impact of 8,000 kilograms. Okay. And what we found was that the drip shield -- that particular design wouldn't be able to perform its functions on the rock impact of -- an impact by an eight-kilogram rock. And we found that this result actually can be modified by changing the boundary conditions. The analysis that the DOE did previously met certain assumptions about it -- connections of how the base of the drip shield is connected and all that. And by looking at the impacts of this, we were about to decide among us that that particular design would not be good to satisfy the rock impact that was the design basis at that time. But I think DOE people are aware of these and we have been told that the assumptions is maybe in the design or maybe in the design basis rock, but we haven't seen where the change will be. Okay. We're also going to do analysis to try to evaluate block size distributions that will enable us to do an evaluation of DOE's design basis rock size. We're also going to look at the assumption of our seepage. Currently, what is happening in DOE's performance assessment is that 95 percent of the worker that contacts that would go through the drift footprints, which is an ares of 5.5 meters times I think 5.23 meters in the drift direction, that the amount of moisture that heats that area 95 percent, almost 95 percent of that moisture is directed around the drift because of the capillary barrier around the drift opening. The capillary barrier arising from -- if water heats an opening -- water tries to intersect an opening around such a medium, the water is going to flow around -- flow along the surface of the solid. So the tendency to flow into the opening is reduced and only about five percent of the water is actually going through. On the other hand, if you look at this block size, the solution comes from a simulation that was done at the Center. This is just one realization that could be obtained from the Yucca Mountain fracture that -- they are all realizations, so this is just one example. But if you apply the same concept of water flowing parallel to the surface of a solid, you are going to quickly conclude that instead of moisture diverting around, that in fact a lot of the moisture are going to be diverted along fractures and eventually find their way to the opening. So the capillary barrier assumption that is currently in the DOE TSPA model and also in the analysis TPA needs to be modified to account for the potential effects of drift collapse on seepage. We are going to be looking at that. It's not going to be easy, but we hope that it can done. There are other potential effects of drift collapse. This was just shows that there is a variability of the kind of results that may be expected, different types and degrees of drift collapse. This one, for instance, would be at the early stages of collapse or maybe a collapse in the relatively stable rock that has very little fracture control. This will be early stages in vertical fracture control, final stages of that. And the kind of thing we can expect from horizontal fracture control, the collapse. Each of these is going to effect the mechanical load on the drip shield or waste packages. They will also effect the temperature. In this case, for instance, you see that heat -- there is room for -- the only way that heat is transpired from here to there is by radiation, but here it's going to account as some kind of insulating effect from the rock around it. So we think that these effects need to be evaluated, and if it is necessary carried forward to performance assessment. In 2002, there will be many reviewing DOE's reports, at least those that I expected. We'll be trying to make input to the TPA 5.0 code on the mechanical failure of drip shields and waste package, input to IRSR on the independent analysis for DECOVALEX. Analysis participation in DECOVALEX is in important. In fact, it is true DECOVALEX that we'll be able to decide with confidence that the thermal properties of in-tact rock can be used to characterize conductive heat flowing in a rock mass. So that's one valuable contribution, and that's why we continue to support that. In 2001, most of our accomplishments are really related to the technical exchange and to the participation in DECOVALEX. Thank you. CHAIRMAN HORNBERGER: Thank you very much. Milt, questions? MEMBER LEVENSON: Yes. I have one. MEMBER GARRICK: Microphone. MEMBER LEVENSON: I have one question on the -- where you asked for the providing of seismic loads, the NRC is sending out for public comment 10 CFR Part 72, which is geological and seismological characteristics for siting and design of dry cask independent spent fuel storage installations. Is what's being done here consistent with that since that seems to be a very advanced stage? MR. OFOEGBU: I'll let Raj handle that question. MR. NATARAJA: This is Raj Nataraja, NRC staff. Part 72 is a very focused rulemaking just for the ISFSI and NRS, and they had full options under consideration, one of them being consistent with what we are doing in Part 60 and 63. And they changed their approach, and now they're going with a single 2,000-year return period earthquake, which they believe is consistent with the risk level for the ISFSI. However, for the repository, we have the topical report approach where we have agreed on two different levels of earthquakes -- Category 1 DBE, Category 2 DBEs -- which it corresponds to 10,000-year and 1,000-year earthquakes. So Part 72 is not going to be doing what Part 63 is doing. MEMBER LEVENSON: I guess my question really is I view the Part 72 as recognizing that the potential risk from a spent cask storage facility is not the same as that of a reactor. MR. NATARAJA: That's right. MEMBER LEVENSON: And, therefore, the general thinking and ground rules that go with a reactor, safe shutdown, earthquake, et cetera, are being set aside, and we're saying, "Let's tailor the seismic requirements to the potential consequences." I guess really my question is which philosophy is this based on, reactor philosophy or the dry cask storage facility? MR. NATARAJA: It is neither. It is based on the repository philosophy, which is a third category, I would say. MEMBER LEVENSON: But that -- okay. CHAIRMAN HORNBERGER: Ray? VICE CHAIRMAN WYMER: I had just a couple of things. I couldn't help but wonder why if they're designing the drip shield to withstand a rockfall impact, and that's part of their argument, why they're also doing that for the waste package or visa versa. If they're designing the waste package to withstand rockfall, why the drip shield? MR. OFOEGBU: Well, actually we have asked the same question. It's not yet clear whether the drip shield is being designed to protect the waste package from rockfall impact. What it appears is that at this point the function of the drip shield is to protect it from dripping water, and so in analysis then we are going to look at the possibility of a drip shield actually contacting the waste package during the deformation episode. We are going to look at the waste package carrying some static load and then vibrating on the seismic load, a number of things like that. VICE CHAIRMAN WYMER: Second question is how is it assumed that the rocks fall? Do they fall flat? Do they fall on an edge? Do they fall on a point? MR. OFOEGBU: Well, those are all possibilities. The previous DOE analysis actually assumed they fall flat, and it's one of the things that we were not happy about, and there is an agreement item under the technical seal list area to consider point impact. VICE CHAIRMAN WYMER: Point impact is what you're using. MR. OFOEGBU: That's one of them. Point impact, line impact, surface impact are all possibilities, so those have all been -- VICE CHAIRMAN WYMER: And you're looking at all of them; is that what -- MR. OFOEGBU: Yes, yes. VICE CHAIRMAN WYMER: And, finally, you said at one point toward the end there that heat transfer is only by radiation from the drip shield to the drift wall. What happened to convection? MR. OFOEGBU: Well, convection too, but it's mostly radiation. VICE CHAIRMAN WYMER: The whole thing doesn't hit you too hard that those temperatures -- MEMBER LEVENSON: It's hard to believe it's mostly radiation at these low temperatures. MR. OFOEGBU: Okay. The point that -- let me now go into it. The point there is that when the drift if filled with broken rock, the role is radiation is going to be removed and you're going to have conduction through broken rock and maybe convection through the pore space that is still available. VICE CHAIRMAN WYMER: That's all I have. MR. AHN: Can I -- CHAIRMAN HORNBERGER: Tae Ahn? MR. AHN: Yes. Tae Ahn, NRC staff. Regarding the rockfalls, CNSTE is coordinating with IDTME. The staff member at the Center who is working on is Dr. Goody, and I believe DOE threat is to avoid any waste package failure by rockfall. The primary barrier to prevent the rockfall failure is drip shield. Therefore, they tried to design drip shields to withstand the rockfall. Nonetheless, Dr. Goody raises several detailed questions, including rockfall effect on the waste package. PARTICIPANT: That's sort of go back. MR. AHN: Yes, that's what we did. The second one is in his analysis by Dr. Goody he also raised the point of contact. We raised that issue in the preclosure tech exchange as well as IDTME tech exchange with DOE. CHAIRMAN HORNBERGER: John? MEMBER GARRICK: Tae Ahn just answered my question. I'm in good shape. CHAIRMAN HORNBERGER: Okay. Other questions, staff? Thanks very much Goodluck. MR. OFOEGBU: Okay. Thank you. MR. NATARAJA: Let me just add one more thing to the question related to the seismic design. The Part 72 considers a 20-year design life, whereas we are talking about 100 years preclosure right now for design purposes. That is one major difference. And the quantity of waste is another difference between the two. And because we had this topical report agreement with DOE, we are not going to make changes based on what Part 72 is doing. We are expecting Part 72 to be doing what we are doing originally, but because of some of the exemption requests that they had, they took this approach. And we are working with them closely. We are not inconsistent with what they are doing. In terms of risk space, we are quite similar. CHAIRMAN HORNBERGER: Okay. We're going to hear about preclosure. MR. DASGUPTA: Good afternoon. My name is Bis Dasgupta. I'm here to present to you the preclosure aspects of the RDTME KTI. I would like to first acknowledge the contributions of the NRC and the Center staff. From the number of participants, you can guess that there has been quite an increased activity on the preclosure in the past year. This is the outline of this presentation. The format of this presentation is similar to all other KTIs that you have been hearing so far, so I'm not going to go through this list again. The summary of issue resolution status, staff had their first technical exchange and management meeting with DOE on the preclosure safety. It was held on July of 2001. Preclosure safety was divided into ten topics consistent with the Yucca Mountain review plan, and each of those topics were further divided into subtopics. Selected subtopics under some of these topics were discussed at the technical exchange. Based on the discussions, NRC and DOE have reached a number of agreements on selected subtopics. The next three slides actually summarizes the ten preclosure topics that DOE needs to address before the license application. The subtopics and key concerns and the number of agreements that has been reached. The total number of agreements were about nine, and in addition to these agreements there were three position papers that were developed by NRC. I'm not going to go through the details of these three slides, but I would like to, however, point out that the identifications of these subtopics and concerns were based on limited, focused, risk-informed review. And some of the concerns were of higher level or general in nature, and some of them were specific. More concerns will be identified with ongoing review, and those concerns will be discussed in the coming technical exchanges that we plan to have with DOE. And all topics -- we will have concerns on all topics, including those listed over here. What does DOE need to provide before LA? The list that you will see in this slide and the next slide is actually based on the July technical exchange. First of all, DOE will revise the flow diagram that defines the preclosure safety analysis methodology that incorporate and consider both internal and external events in the preclosure safety analysis process. As regards the naturally occurring and human-induced hazards and initiating events, NRC has discussed only two hazards in this technical exchange. One was aircraft crash hazard, and the other is tornado missile impact on the waste package. NRC has pointed out that the exclusion of aircraft crash hazard as a potential hazard in the preclosure period is kind of premature. NRC stated that DOE should provide detailed analysis taking into account all types of aircraft flying in the vicinity, including the reasonable projections of the future activity. Flight modes of military aircraft and combat training aircraft should also be included in their analysis. DOE will assess these hazards and will provide updated reports on the aircraft crash hazard analysis. DOE will also assess their evaluation of the tornado missile impact on waste package. These were the two agreements that were reached on the hazards during the technical exchange. In the future technical exchange, we will discuss the operational hazards in nearby industrial and military hazards, fire hazards and any other hazards for which we've completed a review and have the concerns ready to discuss with DOE. The third bullet is the justification of screening and categorization of event sequences. DOE plans to eliminate event and event sequences from the preclosure safety analysis based on the design of structure system components important to safety. NRC indicated that the DOE process of elimination of events and event sequences must be consistent with the risk-informed performance-based philosophy and should be screened based on probability consequence. The second point on this one is that DOE presented their event sequence analysis with a point estimate of probability of component failure. NRC indicated that DOE probability should consider uncertainty distribution in their event sequence analysis. However, the mean value of the event sequences can be used for categorization of these event sequences. Categorization means Category 1 and Category 2 even frequencies. The consequence analysis of Category 1 event sequences were also discussed in this technical exchange. NRC has reviewed DOE evaluation of those calculations to public for Category 1 and Category 2 event sequences, developed the position paper, accepting the overall approach of the methodology for the public dose calculation and the compliance with the performance objective. In addition to the analyzed dose approach, which DOE is using for performance objective, for showing the compliance with the performance objective, NRC has pointed out that DOE should also look into the individual event dose limits, and that they should comply with the regulatory dose limits. And also consider multiple events occurring in a single year, and that multiple event dose should also be complied with the dose limits. One of the important outcomes of the preclosure safety analysis and also requirement of Part 63 is that the structure system components important to safety should be identified. Number 2, topics that were discussed during the technical exchange. One is the Q list, and the other is the quality level categorization that was presented by DOE. Two agreements were reached in this area. One was that DOE will modify the procedure QAP 2-3 to identify and categorize structure system components involved with the safety, to include the risk insight gained from the preclosure safety analysis. DOE will also provide guidance document for conduct of preclosure safety analysis. These were the two agreements reached under the structure system components important to safety. The design information of structure system and components important to safety, there were three aspects that were discussed. One was a preclosure criticality issue, burn-up credit, waste package drop of numerical modeling and waste package fabrication process. DOE will provide updated preclosure criticality analysis and resolve the burn-up credit. There was an agreement on that. As regards the waste package, DOE will provide additional information on final modeling of waste package drop analysis, for example, the mischaracterization, boundary condition, failure criteria used. This was one agreement that was reached. The waste package fabrication, staff had several questions on the welding and fabrication of waste package performance, and there were three agreements that were developed during the preclosure technical exchange meeting. What does NRC need to do before LA? One aspect of work is to assess DOE issue closure. DOE will provide the data model analysis as part of the agreement, and our job is to review that DOE has fulfilled the agreements or not. Complete development of PCSA tool. This is a tool that we are working on to review DOE preclosure safety analysis. Develop confirmatory hazard identification and failure rate database. Review DOE documents on preclosure safety analysis. We will perform limited analysis using the preclosure safety analysis tool or any other modeling that we're required to do in order to satisfy us that the DOE's calculations are in the right direction. Conduct NRC and DOE technical exchange on remaining preclosure topics. Those concerns, as I said, will be raised as the review progresses. Prepare preclosure section of integrated issue resolution status report. That's an ongoing process. Overview of fiscal year 2001 activities and accomplishments. As I just said, NRC and DOE has just completed -- not just -- but in July they completed the first technical exchange. We discussed 12 topics, subtopics, and nine agreements were reached. Preclosure preliminary design basis document. Integrated issue resolution status reports is under development. There were two sections that were already developed. One was on the site description, other is the design of SSC, structure system component, for subsurface facility. Currently, we are working on five other sections, and those will be available sometime during this year. Preclosure tool development, this provides the capability to review DOE preclosure safety analysis, and this tool is consistent with the regulatory requirements of 10 CFR Part 63, and it is also compatible with the review matters of Yucca Mountain's review plan. This tool also has the capability to conduct independent analysis on all aspects of preclosure safety analysis. We have also reviewed and looked into the incorporation of human reliability and software reliability analysis in the preclosure safety analysis. We reviewed the basic concept of selected methodologies from considerable research and guidance developed by NRC on human reliability analysis. We explored the significance of software reliability and reviewed basic concepts of methodology from research and guidance again developed by the NRC. This software reliability, I want to clarify, is that DOE is planning to use remote operations in the preclosure in the surface and subsurface facility operations, so we'd like to look into that reliability of the hardware and software in those remote operations and what sort of hazards that they can lead to. Last is the development of hazard identification database. Staff is collecting information on the nearby military and the industrial facility to prepare for the review. The amount of information is substantial, and it will be complex. And this advanced activity will reduce the level of FERP required during the review of the license application. The component failure rate database that we are developing, it is primarily for the PCSA tool. The work plan for fiscal year 2002, we would like to incorporate the human reliability and software reliability capabilities in the tool, primarily to review DOE's work, incorporate probablistic safety assessment capability, improve on the existing features based on the NRC and Center staff feedback. This would be an ongoing process. We would like to fix whatever problems that we have with the tool, and this is therefore that we will devote ourselves in this year. Review DOE documents and preclosure safety analysis, including limited independent analysis, prepare for NRC/DOE technical exchange for an Appendix 7 meeting, including identification of key concerns, continued preparations of preclosure section of the integrated issue resolution report, and continue development of hazard identification database. In summary, the main -- as I said, there has been quite a bit of activity in the past year. We had the first technical exchange with DOE. We continued development of the preclosure safety analysis tool, and we have also started working and developing the preclosure section of the integrated issue resolution status report. With this, I would like to answer any questions you have. CHAIRMAN HORNBERGER: Thanks very much. Let me start with one that occurs to me. Has there been any recent impetus to consider hazards due to terrorist activities? MR. DASGUPTA: Well, I'll have Banad answer that, because we are really following the Part 63. MR. JAGANATH: Right now there are -- this is Banad Jaganath, NRC staff. Right now we are only working towards the current Part 63, but I know there's been going on about the hazards thing. Tim McCartin does that because he's a Part 63 man. MR. MCCARTIN: Yes. Briefly, in final 63, the Commission did speak briefly to that, and right now -- and it's really in its early stages. The Commission is reevaluating fiscal security requirements, et cetera. And right now there is no planned changes to any regulations; however, it's currently going on. We'll see what happens, if there are changes, that it be done through a public rulemaking. And it is possible. Right now there aren't particular changes in mind. CHAIRMAN HORNBERGER: Thanks. John? MEMBER GARRICK: It's been a while since we heard about the PCSA, that's preclosure safety assessment; is that what that is? MR. DASGUPTA: The tool you're talking about? CHAIRMAN HORNBERGER: Yes, the tool. MEMBER GARRICK: Tool, yes. MR. DASGUPTA: Yes, preclosure safety assessment. MEMBER GARRICK: And as I recall, that was pretty much quite similar to and based on integrated safety analysis method that's described in Part 70. And the analysis is focused on the event sequences and establishing likelihoods and consequences of specific sequences. Can you tell me, and the thing that we have been looking at in Part 70 is how ISA independent safety analysis, the tool that's been developed, can serve as a building block towards PRA, or QRA, if you prefer, probablistic risk assessment. Has that been kind of the strategy with respect to PCSA is to structure in such a way that you could go to the next level without having to do a lot of things over? Number one. Number two, is there an aggregation of assembly component to the PCSA model; that is to say do you aggregate or assemble the scenarios, the event sequences to some higher measure of risk? MR. DASGUPTA: Yes. I think there's a lot of activities going on in that preclosure safety analysis area, in the tool development area. First of all, I'd like to say that this tool really combines the methodology that has been used in the integrated safety analysis concept and the softwares that are used in the preclosure -- or PRA business. So we are not doing anything new. It's only that we are sort of keeping all these different gradients under one umbrella. And the main function the tool really does is to follow the Part 63, or the Yucca Mountain review plan, what the requirements are, for example, the hazard analysis, the natural and human-induced hazard analysis, operational hazard analysis. You know, you have all those different techniques. So we have those techniques that are already existing that pertain to the tool. Then we have the even sequence analysis by using the SOPHAEROS software that's been approved by NRC. So we could develop those models and try to analyze those even sequences and do a sensitivity analysis and uncertainty analysis using those tools. And then use the consequence analysis, part of it we are using in our software, to use the consequence analysis. Then integrate all these results and try to see how the performance assessment or the performance objectives are made. Because safety assessment in preclosure has to follow the Part 63 Category 1 performance objectives and Category 2 performance objectives. Now, answering your questions, we probably have all categories or all aspects of PRA in it. That means hazard analysis, we have even sequence analysis, we have consequence analysis. And the safety assessment with the risk insight comes -- has been built as it is required in the Part 63. Now, in this tool, we are going a little forward and trying to also do a probablistic -- you know, add the probablistic capability of the overall safety assessment in which we would look into the frequency probability distribution as well as the consequence probability distribution. MEMBER GARRICK: Yes. MR. DASGUPTA: And try to assess the risk as well. MEMBER GARRICK: Well, I was really quite interested in whether or not it has in it the feature of being able to assemble the individual event sequences into a total representation of -- MR. DASGUPTA: That's what exactly it is. Yes, I mean we take all these things -- MEMBER GARRICK: Because the ISA doesn't quite do that. MR. DASGUPTA: No, no, no. But this tool goes farther beyond that, yes. MEMBER GARRICK: Yes. MR. DASGUPTA: And it goes into it and then collects all this information and then tries to assess the risk insight of these Category 1, Category 2 event sequences. MEMBER GARRICK: Thank you. CHAIRMAN HORNBERGER: Raymond? VICE CHAIRMAN WYMER: Just a point of clarification. Under the heading, "What Does NRC Need to do Before LA," one of the items there is, "Develop confirmatory hazard identification and failure rate database." And then under the next viewgraph, "Overview of Fiscal Year 2001 Activities and Accomplishments," you say, "Development of hazard identification database and component failure rate database." And then over on the next viewgraph, you say you're going to develop -- MR. DASGUPTA: It says, "developed." Well, it's an ongoing process, actually, because we started this component failure rate database as well as hazard identification database, and we thought that we probably have reached, but there's a lot of information out there. We are researching on it and then putting things. So it's not complete. Yes, it's an ongoing process. VICE CHAIRMAN WYMER: Okay. MR. DASGUPTA: And I think we would stop before LA. And this database will be helping us in reviewing the -- VICE CHAIRMAN WYMER: I do have a real question to follow-up. I don't think I understand what hazard identification database is. I don't know where the data come in. It seems like that might be a list, but I don't -- MR. DASGUPTA: Yes. Well, as I said before, and I can have -- Milt is attending from there can jump in whenever you feel like. This is collecting -- this is actually collecting information of the nearby military and industrial facility. VICE CHAIRMAN WYMER: Sorry, of the what? MR. DASGUPTA: Nearby military activity and the industrial activities around the Yucca Mountain area. I think there are a lot of information that we need to process before the license application, because DOE has to analyze that hazard, taking all the data into consideration. And then we are trying to do a proactive job to develop that database also, because when the license application comes, it will be very difficult within a short period to process this data and to -- VICE CHAIRMAN WYMER: Okay, thanks. CHAIRMAN HORNBERGER: So data sometimes is more than chemical concentrations developed from spectrophotometers. (Laughter.) Milt? MEMBER LEVENSON: Yes. I have one question and one comment, sort of, I guess. Previously, we've been told that the KTIs are relatively broad so that there's a good chance that whatever safety case DOE chooses to make, you will have it covered. You may have changed the emphasis. For the preclosure, is what's going on adequate to cover the case of whether DOE decides to use truck or rail shipment, because that makes a significant difference on the front end? MR. DASGUPTA: Well, are you here looking at within the facility, because what we are looking at -- MEMBER LEVENSON: Yes, yes. Yes, yes. MR. DASGUPTA: Yes. MEMBER LEVENSON: Not the process of transportation. MR. DASGUPTA: Okay. Well, I really didn't understand your question, but can you repeat that again? MEMBER LEVENSON: Yes. Previously, we were told that the information being assembled -- the whole KTI process provided you enough information so that no matter which safety case DOE came in with you would have adequate information to review that case. Some cases you wouldn't use all the information, the emphasis would be different. And my question is on the preclosure, the information that you have requested so far, would it enable you to assess a preclosure system based on trucks, and much smaller casks, therefore, or rail cars and the different issues that come up with that? MR. DASGUPTA: Yes. I mean it all depends upon their operations and their structure system components that they are using. So they would have to make their safety case by whatever process -- MEMBER LEVENSON: Yes, yes. I know, but the question is -- MR. DASGUPTA: Yes. MEMBER LEVENSON: -- the information that you have already asked for -- MR. DASGUPTA: Yes. MEMBER LEVENSON: -- in the KTIs, would it cover both cases? MR. DASGUPTA: Right now? Yes, go ahead. MR. LESLIE: This is Bret Leslie from the staff. You have to remember that both DOE and NRC have only recently begun preclosure in terms of preclosure safety assessment, and I think Bis did a very good job of saying of what has been provided this is what we have, and we anticipate more information -- MEMBER LEVENSON: Okay, okay. MR. LESLIE: -- and exchanges. MEMBER LEVENSON: Okay. The next is a comment, and that is you mentioned remote operations as though it was something relatively new. There is in Idaho some 40 years of experience of very high quality remote operation -- the manufacture of reactor fuel. The welding, the inspection and everything, there's a very, very extensive database on failure rates and remote operations and lots of hot cell data all over the country, but that one is QA level that is comparable to this. And I just wondered whether you're accessing that. MR. DASGUPTA: Yes. I think we are just starting to work on this area and try to see what data is available and what are the processes that are available in this area. CHAIRMAN HORNBERGER: Questions from staff? MR. LARKINS: Yes. I just wanted to expand upon Milt's question. Is there really enough information know about the above-ground facility and stuff that you can do an adequate hazards analysis, and how do you plan to treat things like fires without knowing a little more about the design? MR. DASGUPTA: Well, I mean right now we have to depend upon the level of design that DOE has, and DOE has, for instance, you mentioned fire hazards, and they have reports on fire hazards, and we have not reviewed it totally. It's in the process of review, and we didn't discuss it in this technical exchange, because we didn't -- but we plan to do it at the next technical exchange. Similarly, you know, I mean, whatever the information DOE has, the level of details, and we are going to look into that and try to see that the safety case has been made based on that details. If there is lacking in details, that we feel that DOE needs to provide us more information, we will definitely ask for it. And this is the whole process of the preclosure safety analysis that we'll work through. MR. LARKINS: It will be an iterative process. MR. DASGUPTA: It is iterative process. MR. LARKINS: Yes. Do you have a model for fire hazards calculating loads and -- MR. DASGUPTA: Well, this is currently being looked into. I mean I'm not really in a position right now to expand on that. MR. LARKINS: Okay. CHAIRMAN HORNBERGER: Okay. Thank you. And now we come to our wrap-up, James Anderson. VICE CHAIRMAN WYMER: Nothing personal, James, but I have to leave. MEMBER GARRICK: We've saved all the tough questions for you, Jim. MR. ANDERSON: Great. Can you hear me all right? Good. Again, my name is Jim Anderson with the NRC staff, and I'm going to try to wrap this all up, and hopefully, like I've said, you've asked all the tough questions already. Basically, what I'm going to try to do is I'm going to try to pull a lot of thoughts that people have presented and maybe pull them all together for the whole issue resolution process. And if you have any questions after that, we can get into those specific ones. Basically, the outline for my presentation, what I'm going to try to cover is the status of all the key technical subissues. That will probably be pretty quick, because you were already given most of them. I'm just going to try to integrate them all together. Schedule and status of the KTI agreements, some current NRC staff activities -- planning future issue resolution meetings, using the risk insights in the issue resolution process, a little bit about the integrated issue resolution status report, or integrated IRSR. I know I'm scheduled to give you a brief on that I believe in April, and hopefully that document will be out by that point in time. And then a brief summary. As has been discussed in the previous presentations, we've conducted technical exchanges in all the KTIs, and we've also had one preclosure meeting, and it, like this, mentioned additional meetings are needed, because that was only like a preliminary discussion of just some of the preclosure safety topics. As a result of the meetings, the 37 key technical issue subissues are currently categorized as either closed or closed-pending, and in the backup slides I've included the definitions for closed, closed-pending and open, and I've also provided a table that lists all the key technical issues and the subissues and their current status in one place. So if you need to look at those. The technical exchanges also resulted in 293 NRC and DOE agreements. And the agreements cover a variety of issues -- documentation. DOE provided some information at the meetings and all we needed was the documenting of that information. We asked for additional technical basis and justification, as you've heard in a number of examples in the earlier presentations. In some instances, we've asked for data files that we want to review as part of our analysis of what DOE's doing. So I guess the point I'm trying to make is I've heard a lot of discussions of the 293 agreements being 293 issues, and it's really not 293 issues. There's a lot less than that. Most of this is confirmation type information or just data files and things like that. CHAIRMAN HORNBERGER: Jim, let me try to get a little clarification on that. Yesterday, John Garrick and I spoke with Commissioner Merrifield, and he expressed an interest in knowing from the KTIs which ones were potholes, speed bumps or road blocks. On the 293 exchanges -- or agreements, rather, how many of them would you say fell into this category of, "Please give us a data file on this or give us your data on this"? That's number one, and maybe they're potholes, I don't know. And how many of them are detailed requirements for, let's say, two years of data collection? MR. ANDERSON: I really haven't look at them in that specific of detail. Probably a good way to look at those would be the chart that Bret presented in his presentation which had major -- CHAIRMAN HORNBERGER: Right. MR. ANDERSON: I would say in those areas, the ones that are listed as major probably have the two-year testing things you're talking about there. And the ones that are listed in more of the minor category are probably just, you know, "We're interested in the data files that back up some DOE position on something like that." CHAIRMAN HORNBERGER: Push a little harder. Give me your gut-level feeling. Of 293, are 150 of them in this category of data files? MR. ANDERSON: No. There's a lot less than that are category of the data files. I would say the majority of the agreements are -- I don't know if it was Bret or someone else in the presentation characterized them as, you know, if DOE said they were exclude something in TSPA, we wanted additional justification or technical bases for why they're excluding it. I think most of the -- and if I'm speaking, Bret, you can correct me -- but I think most of them fall into that type of category more so than the data files category. CHAIRMAN HORNBERGER: Okay. MEMBER GARRICK: Just carrying that onward, I guess DOE hasn't indicated any ballpark effort that's required to fulfill these agreements. And then if one knew that, you could ask, well, how many are above a certain -- some thresholds of level of effort would be very helpful in kind of grasping what we're really talking about right here, because these numbers are being used abusively around the country, that we converted a few KTIs into 300 issues very easily. And it's true that a large number of them are just requests for reports and existing data and what have you, but there's probably some number, 50, that require a level of effort that maybe is multi-man year, I don't know. Some sort of a comprehension of what we are really talking about here would certainly be helpful. MR. ANDERSON: Right, and I think we'll probably get closer to that in the next several months. As Bret mentioned, he, with a number of other people, are doing the risk insights initiative, which will be some of our look at which KTIs, KTI subissues and agreements might be more risk -- have more risk than others. And then also the DOE plan, when they present their plan for going from fiscal year '02 to license application and they were going to include in that how they're going to address the 293 agreements, I think that information might also add to our understanding of which ones that are going to have the most effort -- that are going to need the most effort. MEMBER LEVENSON: John, we might ask the other side of that coin: Has anybody in NRC made an estimate as to how many man years it will take you to review those 293? That you should have done for planning purposes? MR. ANDERSON: Well, I think we took a very quick look at with Bret's table. I don't think -- there's just too many variable, especially with the possible design changes and things like that. Some of the agreements could take a long time if they do one design but could take very little if they do a different design. So I think an effort like that on the NRC side I think -- I don't know if it's fruitful. MEMBER GARRICK: I guess the only point here is that somehow we need to blunt the somewhat facetious interpretation of what's going on here, that we've converted ten key technical issues into 293 technical issues. And that's what we're wrestling with. And I know they're not issues -- they're not technical issues. MR. PATRICK: Dr. Garrick, Wes Patrick here at the Center. Perhaps a couple points I would add to that. One of the problems we seem to continue to bump into is semantics. You certainly, and I think a number of others on ACNW, are more familiar with the term of RAI, request for additional information, that comes into play once a license application has been received. In my view, the agreements are much more analogous to RAIs. They're items that are necessary for the staff to receive and review to be able to reach a determination that there is reasonable assurance that the public health and safety is going to be protected in accordance with the regulation. The KTIs are considerably higher than that, and Tim McCartin could speak to this, but we worked very hard to craft Part 63 in a way that would address things in those larger lumps, if you will, of technical concern processes, groups of processes that are important to understanding the risks associated with pre- and post-closure performance of the repository. I think if people were go to back and look at a typical reactor case, certainly we're very familiar with it here with regard to independent spent fuel storage installations. It's not at all uncommon for there to be scores, perhaps hundreds of requests for additional information. What makes things a bit different here, and this is the second point I would make, is that the Nuclear Waste Policy Act specifically directed NRC and DOE to get some of that work done ahead of time. Hence, the introduction of terminology of agreements, meaning pre-license application sorts of requests for additional information. So I don't see these particularly unusual when they're taken in that sort of a context. MEMBER GARRICK: I'm sure you're right, and all we're trying to do is to help this process of communicating with the outside world. MR. ANDERSON: Thanks, Wes. All right. That's about all I had to say about the status of the key technical issue subissues. I was going to move on to schedule and status of KTI agreements. As of the end of the year, DOE submitted information pertaining to 88 of the 293 agreements. Understand this is a fluid-type process, so basically whenever they submit something or whenever we review some documents and send letters back to them, the numbers will change. The DOE schedule for providing information on the remaining agreements is as indicated right there: 89 in fiscal year '02, 84 in fiscal year '03 and 32 by license application. And I'm sure a number of you will add all four of those numbers up to see if they equal 293. (Laughter.) CHAIRMAN HORNBERGER: They don't. (Laughter.) MR. ANDERSON: Moving onto the next slide, for the fiscal year '02 agreements, and those I mean the agreements which were due in fiscal year '02, DOE submitted the information mostly on time. And by what mostly on time I mean is within a month of the due dates. We've reviewed probably about half of those agreements, and additional information has been needed on several of those. We're in the process of issuing three or four additional letters, which will cover the rest -- I shouldn't say the rest -- almost all of the rest of those agreements. Those should be issued hopefully within the next couple weeks. For the fiscal year '02 and beyond, the agreements which are due in fiscal year '02 and beyond, DOE is currently preparing a plan to address all the agreements in its fiscal year '02 and beyond planning to LA, so we really haven't gotten too much information in fiscal year '02 yet, and I'm sure that once the plan is announced, we'll get a better idea of what to expect in fiscal year '02, '03 and beyond. And the current plan, at least which was discussed at the management meeting we held with DOE in December, was that they would have their initial plan ready for discussion in the March time frame. And I think they've indicated that the whole overall process would probably go a couple months after that, but we should have some initial information during the March 2002 time frame. Next area I was going to address was the current NRC staff activities. Planning future issue resolution meetings. I've been internally referring to this as round two of issue resolution. In round one, we kind of -- we've discussed all the KTIs, we tried to identify the information gaps the NRC felt needed to be filled by DOE. And during this next round of issue resolution meetings, I hope to focus on those agreements and any new information/design changes that might have come up since the last meetings and try to refine that information gap. With 293 agreements, I'm sure we haven't nailed down exactly in words exactly what we want, so I think there's room for discussions between NRC and DOE to really focus on what exactly do we need. And in those discussions, and I'm kind of moving ahead to the red bullet there, we're planning to have a meeting in early February to discuss future meetings -- how we're going to conduct those meetings, how we're going to use risk insights in the process, priority -- which KTI or which agreements do we want to discuss first. And also during that meeting I'm hoping we can discuss some NRC/DOE communication issues. And by those I mean how we're communicating the status of current activities just so when we do get documents in, they're not surprising to us. Or when we issue reviews and stuff, they're not surprising to DOE. So that's what I'm hoping to accomplish in the early February meeting, and I already mentioned that hopefully in March we'll discuss the DOE plan. And in the remainder of fiscal year '02, we'll start holding these meetings, and I think there's going to be both Appendix 7 and technical exchange type meetings. I think Appendix 7s, and I believe DOE would agree with me, may be needed more than the big formal technical exchange meetings. The Appendix 7s, the key technical people can get together and really discuss what the information needs are. So hopefully there will be a number of each of those type meetings in fiscal year '02 and as I move on to '03. And in the preclosure area, like Bis mentioned earlier, we still need to have some initial meetings in that area to really iron out what the concerns or information gaps are, and DOE needs to provide us information on where they're going in that area. Bret really hit this one earlier, but I'm just going to try to recap it a little bit -- risk insights and the issue resolution process. As we've discussed with you in the past, the NRC has used risk insights in preparation for issue resolution meetings, the round one meetings, as I've been calling them. As we move forward into the next round with DOE, DOE has been looking at these agreements, I'm pretty sure, from a risk point. And using Bret's initiative and some of the information we'll get out of that, we can go into those meetings and really focus on the agreements and see just to make sure we're asking the appropriate RAIs, as Wes called them. And the last bullet, future issue resolution meetings will also use risk insights, and the point I was trying to get there is, basically that the bottom bullet, is that based on the discussions of risk some of the agreements may change in scope or possibly could be deleted all together if a DOE strategy is changed or things like that. MR. LARKINS: Would that also mean that you may recategorize the agreements? MR. ANDERSON: Categorize the subissues? MR. LARKINS: Yes. MR. ANDERSON: It could. MR. LARKINS: Not the agreement, the agreements. Rather than having what you call 293 agreements, have them recategorized. MR. ANDERSON: You mean have less or -- I'm not sure what -- MR. LARKINS: Combined group package. MR. ANDERSON: Yes. I mean, basically, what -- I'm trying to think what we'd do in situations like that. We've used a number of different things. We could just say agreements complete superseded by another agreement. We could do that way or in some instances we've actually modified the wording of the agreement to be more specific. I'm not sure if I'm answering your question, though. MR. LARKINS: I was going back to this communication issue that John had raised earlier, if there was a better way of categorizing the 293 agreements into something that was more readily understood and less misunderstood. MR. ANDERSON: I don't think we have any effort at this point to do that. CHAIRMAN HORNBERGER: I think you can take that as a comment and just go on. MR. ANDERSON: At that, I will. Moving on, just a quick status of where we're at with the integrated issue resolution status report. This has been a work in progress for quite a while, and it will document the status of issue resolution. It will follow the Yucca Mountain review plan format, and we expect to issue it sometime hopefully in the next few months, spring of 2002, which is on the slide there. The first version will discuss the KTIs preclosure and quality assurance areas, and then future revisions will discuss remaining areas within the Yucca Mountain review plan. As the last presentation in preclosure, there's a couple areas where -- in the preclosure area where DOE hasn't given us any information, so they won't be addressed in this first version, but hopefully we can include that type of information in future revisions. In summary, we believe the issue resolution process is progressing. The NRC staff is actively monitoring the agreements, and like I mentioned earlier, we're in the process of getting out several reviews of agreements that DOE has already provided information for. We're anxiously awaiting DOE's plan to see how they're going to go from fiscal year '02 to LA, and I think that will help both -- I'm sure it will help DOE, and it will also help NRC in our planning for products and how we want to handle meetings in the future. NRC staff will continue to refine the use of risk insights, and the next round of technical exchanges will further refine information gaps, which I've briefly discussed. So I guess with that -- I guess I didn't point out during my presentation, I mentioned the subissue table in the backup documents. There's also another table which outlines all the agreements, and the slide before that has the five categories I used to status the agreements. So that last table is hopefully to capture the status of all the agreements in one spot. So with that, if there's any questions I can try to address or I can hand off to someone else. CHAIRMAN HORNBERGER: Thanks very much, James. John? MEMBER GARRICK: Jim. I attended one of the technical exchange sessions and was reasonably impressed with the efficiency with which it was conducted, considering the size of the group that was there and the somewhat formal process. You indicated that you're having a meeting to kind of decide what might be described as how to do the next round. Do you anticipate any fundamental changes? What kind of lessons have you learned? Do you find that the system from the point of view of NRC staff is working well? Or if there are problems, what are those problems? What do you see as the major difference between the second round and the first round in terms of the process? MR. ANDERSON: The process, at least the way I envision it, and, again, that's one of the reasons for the meeting in February with DOE just to make sure we're all together on it, the way I envision it is we'd focus to the most extent on the agreements themselves and any new information that comes up. I think to try to just keep refining what the information gaps are, any additional information letters we've sent out to discuss those, just to make sure that DOE understands what the NRC's asking for and that the NRC understands where DOE's going, just to continue to refine that process. One of the aspects of the first round of meetings that I think we will definitely need to continue is the number of pre-call or preparation type phone calls with DOE just so we're all clear on what we're going to try to discuss during these meetings. I think that was the key all the preparation for those phone calls and the phone calls themselves I think really helped focus both the NRC and DOE staffs to really have a productive meeting, especially when we have that many people involved in the broad areas. MEMBER GARRICK: Since these are open meetings to the public, do you anticipate any change in terms of how the public participates in the process? MR. ANDERSON: I think we'll try to continue some of the things we did toward the end of the first round of meetings, basically presenting kind of an overview of the technical area we're going to discuss to help the public understand the issues that are going to be discussed during that meeting. We will continue addressing questions the public has during breaks or at different parts of the meetings we open it up for public questions and participation. Besides that I don't -- nothing comes to the top of my head, but -- MR. AHN: Yes. This is Tae Ahn. During our follow-ups of DOE's implementation of the agreement, we learned that their official document lacks many details of their accomplishment. In other words, they could have closed certain agreements by laying out properly, but they didn't do. We know they implemented those aspects, but in the documents they just simply did not write all of them. So in the coming meeting, with face-to-face meeting, we'd like to make sure they did they, they implement the agreement. That may be an example of new things, at least in our set of KTIs. MEMBER GARRICK: Thank you. CHAIRMAN HORNBERGER: Milt? MEMBER LEVENSON: Yes. One question, Jim, which is kind of a maybe rewording that's been asked twice before, and I assume maybe you'll -- in the 293, if you were to make a guess as to are any of them, and if so how many, potentially road blocks, have the potential to say, "We're in big trouble"? MR. ANDERSON: You know, I would have to give those questions to the KTI leads, because I'm not technically smart enough to know -- I'm a process person. MEMBER LEVENSON: Well, you're the only person I know that's heard all the KTI discussions, so I just wondered whether you'd heard people say, "Oh, boy, that's going to be a tough one," or whether you have a -- are there any potentially that are real road show stoppers, so to speak, do we know? I mean just a feeling. I can't ask you to project the future because -- MR. ANDERSON: I mean I would have to go back again to the chart that Bret provided and which categories are major efforts on DOE's part. MEMBER LEVENSON: Well, maybe a major effort. That's not really the question. A major effort implies that if they put some people on it, they can do it. That's not necessarily a show stopper. MR. LESLIE: Yes. And I think what you've got now is if we felt that there was a road block, then a subissue would have been open. MEMBER LEVENSON: Right. MR. LESLIE: Okay. If you look at how issue resolution is defined, basically you come to that conclusion. We've come to the conclusion that are subissues are closed-pending, which we've outlined what the gap is, DOE has agreed to provide that information, and we believe that they will provide that information. MEMBER LEVENSON: If I put some words in your mouth, would you say then that as of now you don't -- you can't identify any among the 293 that are potentially show stoppers? Okay. MEMBER GARRICK: The record doesn't deal with nods. (Laughter.) MR. LESLIE: I was only imitating my boss. (Laughter.) MEMBER GARRICK: And that was a vertical nod, John. (Laughter.) CHAIRMAN HORNBERGER: Any other questions? Latif? MR. HAMDAN: Yes. I think I want to make one comment that will clarify to Dr. Garrick and, Milt, also question. The way to think, and this will follow-up maybe on what Milt said. In other NRC programs, we do what's called acceptance reviews, and these reviews are done after a license application or license application is received for the sole purpose of determining whether or not the licensee has submitted a complete application, complete enough to conduct an objective review. In this case, if you think of this as an acceptance review, then before the license application in the pre-license space, this will clarify a lot of things. You will not find road blocks. All that's being done now is saying, yes, if you honor these agreements, if you give us these RAIs, then hopefully by the time the license application we will have a complete application, we will accept the application and start the review. MEMBER GARRICK: Yes, we appreciate that, and what you're really saying is that we have to keep reminding ourselves that what we're talking about here is what constitutes a sufficient amount of information to be a reasonable license application. MR. HAMDAN: So when you take -- MEMBER GARRICK: We're not offering a license. MR. HAMDAN: Yes. So the road block, if they come, and hopefully they will never, if they are ever going to come, they will come after -- CHAIRMAN HORNBERGER: Having said all that, and we do appreciate that, and you know the sense of the reason that we're questioning. But having said that, we do have not just suspicions but pretty well-founded arguments that all 293 are not equal, right? And what we were simply looking for was some accounting of which ones are the ones that will require a major investment of person hours by DOE? So that was the nature of our question had two aspects. But we appreciate that. Thanks very much, James. I wanted to ask April Gill if there was anything that I had said that she wanted to correct or if she wanted to comment on anything that has been said. Anyone from DOE? MEMBER GARRICK: Well, we just got an offer. They might be willing to make a few comments that offer a little perspective to this. I think we ought to take them up on it. CHAIRMAN HORNBERGER: Please. MR. WILLIAMS: Dennis Williams, DOE. There's a lot of ways to bin up 293 agreements, and of course we've done -- am I coming across okay? And we've done quite a bit of work on that, because we've had quite a bit of discussion on what these 293 agreements entail. And I do have one work-up here that has some categories and it has the number of agreements and percentages in those particular categories. One is perform testing with the associated analysis. There's 11 agreements that speak to that. There's one category that says basically just perform some analysis. There's 41 agreements that speak to that. There's a category that says provide additional technical bases or documentation. There's 188 in that particular category; that's 64 percent. And in that category, some of those are where we provided what we thought was appropriate, but a lot of it was based on judgment, a lot of it was based on -- I'll put it this way: Whenever some of our technical people write a report, as all technical people do, they understand it very well. But oftentimes it doesn't come across very well to the reader or understandable. So that's the traceability issue, the transparency issue, and a lot of that is in the category of documentation. And many times we have an agreement that says, "Provide a technical basis or the DOE provide a technical basis or basically other evidence on how you are proceeding with regard to an agreement." Procedures or guides that are provided, six. Provide a test or study documentation. These are tests or study plans; 24. Provide existing data and databases, databases that already exist but weren't available; 13 in that category. And then there's a miscellaneous category of about ten, and that should add up to the 273. MEMBER GARRICK: One number I missed, the one that was the third one you gave, the additional technical basis and documentation. MR. WILLIAMS: Hundred and eighty-eight. MEMBER GARRICK: Okay. MR. WILLIAMS: Which constitutes 64 percent. MEMBER GARRICK: Okay. So that -- MR. WILLIAMS: And I can give you, you know, these -- MEMBER GARRICK: These others are the subs of that. MR. WILLIAMS: Right. Right, the numbers after that. When we went into these technical exchanges and we started deciding what DOE would or could do, in the beginning it was, to a large extent, fairly simple, because most of this work was already in our plan. So it was just a matter of pulling it out of the plan, communicating with the Nuclear Regulatory Commission and then deciding on when we would do it. When we would do it has become more of the difficulty a lot of times than actually what needs to be done, because I think there's a lot of agreement on what needs to be done, because we have a technical staff, they have a technical staff. They're pretty close on the needs. So most of it was sorting out when we would actually get the work done. As far as addressing the potholes, I think there are some potholes out there that will slow things down a little bit. Are there any tar pits that we will become embroiled in that we will never get out of? I don't think so. I think that one of the terms is, "this isn't rocket science." I mean most of these things can be worked out. Some take a little bit more time than others. We have a pretty good idea that we can work out these things, because we've ran the plans out, we've ran the scopes out. We have a pretty good idea of what scope we need to have to satisfy these agreements. The only problem is it extends out for quite a period of time, and now we're in the process of figuring out how do we refine that, how do we run some things in parallel, how do we make it come in a little bit sooner? The areas that are the potholes, in my estimation, they're areas where we hadn't done a whole lot of work on, like container life and source term. We've delayed that a lot over the years. Probably the other area that's going to take a lot of effort to get it sorted out is igneous activity. Not that we didn't know about a lot of these things. Our technical people had noted that some of these things needed to be done depending a lot on what kind of a design we had. And as we pulled back out of the design, some of these things became more important. Igneous activity, we've got a plan that our people have put together. It's a two- to three-year program. There's several million dollars involved in it, but it can be done. Again, there's nothing there that is really, really difficult. Biggest issues are associated with when we can get it done based on the resources that we can apply. CHAIRMAN HORNBERGER: Good. Thank you. MR. LARKINS: Can I ask a quick question? CHAIRMAN HORNBERGER: Yes. Go ahead. MR. LARKINS: Are you prioritizing these now, going back, looking and establishing some priority for these? MR. WILLIAMS: We don't specifically prioritize the KTIs or prioritize the agreements. What is more, I think, important is doing -- certain things you have to do first before -- okay, in some cases, you have to do some testing before you can do the analysis of it, before you can move it into the abstractions and into the models. So I think we're more concerned about that kind of a sequence than specifically prioritizing one as being more important than the other. One other thing I just thought of, and that has to do with whether or not we had agreed to something that couldn't be done. And one case I remember specifically, and that had to do with drilling our undisturbed samples from the alluvium, drilling to get undisturbed samples from alluvium. And in my mind, that was in impossible task, because I've tried to do that several times over the past 30 years. It just doesn't work out. We had a lot of debate about that. In the end, we agreed that it couldn't be done, we would figure out a different way of doing it. So based on that and some other discussions that we had during the sessions, I don't think that we've described anything that cannot be done. CHAIRMAN HORNBERGER: Thanks very much. Thanks, James. I didn't mean to keep you standing there all that time. MR. ANDERSON: No problem. CHAIRMAN HORNBERGER: Okay. Well, I think we are pretty much on time. That's quite amazing after a full day, a very full day. I want to thank not only all of the presenters but all of the people who contributed to the material being presented, and I know it was a lot of people. I know this was done in a big hurry. I appreciate that you said that you utilized some information that you had available prior to it. Nevertheless, this was a big investment of time and effort, and certainly the ACNW and our staff really appreciate the effort that people went to to do this. It's been very good for us to get this update, and after we have some discussion we may in fact get back to you with any points that we need clarified. With that, I think what I am going to do is thank you for all of the Center people too down there at the Center. Yes, I included the Center in my thanks. I'm going to call a five-minute break. We will end the recorded portion of the meeting. I ask the members to come back in five minutes. There are some things that we need to discuss, and potentially make some headway on our research report. Five-minute break. (Whereupon, at 5:05 p.m., the recorded portion of the ACNW Meeting was concluded.)
Page Last Reviewed/Updated Monday, October 02, 2017
Page Last Reviewed/Updated Monday, October 02, 2017