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Effective Risk Communication (NUREG/BR-0308)The Nuclear Regulatory Commission's Guideline for External Risk CommunicationOn this page: Download complete document The following links on this page are to documents in Adobe Portable Document Format (PDF). See our Plugins, Viewers, and Other Tools page for more information. For successful viewing of PDF documents on our site please be sure to use the latest version of Adobe. Download Quick Reference Guide
Publication InformationDate Published: January 2004 Prepared by Division of Systems Analysis and Regulatory Effectiveness WPI Table of Contents
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AcknowledgementsThese guidelines are a reflection of the risk communication understanding of researchers, trainers, and practitioners from numerous federal, state, private, and educational organizations. NRC and WPI are indebted to individuals from the organizations listed below as well as staff throughout the NRC for sharing their knowledge and experience. The completeness of these guidelines and their relevance to situations faced by NRC staff are the direct result of the time they generously spent with the authors both in interviews and collaborating on actual risk communication projects. We are grateful to
We also are grateful to the more than 50 NRC staff members that we interviewed from all levels, offices, and regions of the organization who provided essential insight into the agency and feedback on early drafts. Their involvement has been instrumental in shaping the content and structure of the final guide. Finally, we thank the entire Risk Communication Steering Committee 1. Defining Risk CommunicationWhat is it? Why is it important?Risk communication is an interactive process used in talking or writing about topics that cause concern about health, safety, security, or the environment. Today’s environment for risk communication is complex. Public fear and concern about exposures to hazards have increased along with a corresponding demand for information. The NRC is working to integrate risk analysis into its regulatory activities, and this trend is mirrored in many other government agencies in the United States and abroad. As risk analysis becomes an important dimension of public policy, the need to improve risk communication with internal and external stakeholders is also increasing. What is risk?
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"We can have the most advanced risk insights, the best science, the leading experts in the field, but if we do not have an effective communication plan, we will fail.” NRC Commissioner |
“We thought we were knowledgeable, but found that we were far from effective. On a personal level, I felt I was not doing my job as a public servant. Once a woman said, ‘I hear what you’re saying, but I don’t believe you.’ That was like getting punched in the stomach. We meant well, but meaning well isn’t enough.” NRC Staff Member |
In practice, risk communication is a team effort involving multiple organizational entities of the NRC (project managers, legal affairs, public affairs, safety inspectors, analysts). It works at two levels—strategic (agencywide) and interpersonal (between and among NRC staff members and stakeholders). Strategic risk communication is an integrated component of risk management and vital to the NRC’s mission. At the strategic level, risk communication is a process that involves the following:
At the interpersonal level, risk communication involves applying a variety
of skills and tools to communicate in sensitive situations where people
are concerned about health, safety, and the environment. This level of
risk communication relies on the
following:
All NRC employees should cultivate these skills; however, it is often beneficial to seek the assistance of professionals in communication, facilitation, or conflict resolution. These resources are available within the agency as well as from external sources.
As you read through this book, you use the following road map as a guide to implementing an effective risk communication plan. These basic steps are elaborated in the chapters that follow.

The first step of effective risk communication is identifying the purpose of the effort. It’s important to understand whom are you talking to—your stakeholders—what they know about your topic, and what you want to achieve by communicating with them. Don’t assume you already know what you want to say, or why, or to whom. Are you communicating to educate, change perceptions or behavior, gather input, or achieve some other purpose? Skipping this step can lead to using the wrong risk communication tools and methods, answering the wrong question, or communicating a completely different message than that intended.
As an NRC employee you might be tasked with providing information to the public about numerous issues, including inspection findings and their significance, changes to regulatory requirements, security and safeguards issues, or how the decision-making process works. The information might be needed to respond to a stakeholder’s concern, meet legal notification requirements, or support stakeholder involvement in risk management decisions. (For more, see “Learning about Your Stakeholders,” Chapter 3.)
Since risk communication involves two-way interaction, another key objective might be to learn about stakeholder concerns, perceptions about risks, expectations about involvement in risk management decisions, or local information that will assist in risk analysis. (For more, see “Learning about Your Stakeholders,” Chapter 3.)
The need for trust and credibility is always an underlying concern for risk communication. In cases where trust is particularly low due to past history or the seriousness of an event, however, restoring trust and building relationships might be a primary objective. (For more, see “Building Trust and Credibility,” Chapter 4.)
Another objective might be to ask stakeholders for input in a decision-making process. Involvement can range from providing opportunities for stakeholders to express their views, to determining the impact of alternatives on stakeholders, to facilitating their participation in the decision (as in the case of an advisory board). If stakeholder involvement is your goal, make sure to be clear about the level of involvement and the process that will be used to avoid conflict based on differing expectations about roles in the decision. (For more, see “Implementing Effective Two-Way Communication,” Chapter 7.)
Risk communication can be aimed at influencing people’s behavior and perceptions about risk. The goal might be to place a risk in context or to encourage a change to less risky behavior. Emergency notification system response and health advisories fall in this category. (For more, see “Communicating Complex Technical Information,” Chapter 6, “Countering Misinformation and Misperceptions,” Chapter 8, and “Communicating in a Crisis,” Chapter 13.)
Once you have identified your communication objectives, you will be able to make better decisions about what risk communication tools and processes will be most effective.
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Practice Tip Write down your communication objectives, using the questions above as a guideline. State your objectives as briefly as possible, in 25 words or less. Once you have concisely stated your own objectives, try to place yourself in the position of various public stakeholders. What might their objectives be? |
During a meeting regarding an incident at a facility, a local resident asked a simple question: “Am I safe?” The question was simple, but the answer was not. The answer was given in technical terms and included the use of acronyms not familiar to the citizen. As a result, her anxiety level increased. By developing an understanding about the values, concerns, and issues facing stakeholders and their communities, you can be better prepared to answer your stakeholders’ questions with relevant information that provides reassurance.
For starters, do your homework. The foundation of effective risk communication is a working understanding of the people and the issues. Determining who your stakeholders are and understanding their perspectives are the only ways to have the information you need to make effective use of risk communication resources. A good way to start the stakeholder identification process is to ask questions like these:
External stakeholders are agencies, groups, elected officials, the regulated community, and individual citizens outside the agency that have either an administrative or personal interest in the NRC or the nuclear industry the NRC regulates. The NRC’s external stakeholders fall into the following categories:
“We always talk to residents...they are a great resource, and the licensee also.” NRC Staff Member |
A good risk communication program addresses stakeholders’ concerns. Depending on time and resources available, there are different methods for gathering information about these concerns. Expect a range of opinions, and understand that these concerns can change over time.
Remember, too, that numerous factors can influence the public’s perceptions about the risks associated with the safety of nuclear materials and facilities:
Reach out to NRC staff. Resident inspectors, project managers, office communicators, the Office of Congressional Affairs, and the Office of Public Affairs can provide a wealth of information about a facility and the community and also have opinions and insights about the community’s perceptions of the NRC. Others within the NRC may have experience in the area—you can learn from their successes as well as their mistakes.
The licensee can be used as another important source of information about local concerns and stakeholder contacts.
Use the Internet to research the background of your stakeholders to identify
The U.S. Census Bureau is a good source for information such as racial diversity, income, educational attainment, and employment.
Newspapers are another source of information. The interests and concerns of the community are reflected in local media coverage. Both national and local newspapers are usually available via the Internet.
The NRC library contains a wealth of background material from both internal and external sources.
Who are the opinion leaders?
A single organization or individual cannot represent the diverse interest and concerns of your stakeholders. However, research within the community can identify community leaders who can not only give you the “pulse” of the community but also become part of your outreach strategy. The public often looks to these leaders for guidance. Several strategies exist that can help you identify these leaders:
The direct approach
Interviews and focus groups can provide you with the opportunity to learn your stakeholders’ concerns. Stakeholder interviews typically occur in informal settings such as homes and offices in the community. Here are some potential interview and focus group questions:
Your stakeholders may be concerned about health, financial, security, or other issues that may extend beyond the NRC mandate. Their concerns may be based on known facts, data, or science or on emotional reactions such as fear. Understanding these concerns and their bases will inform your risk communication strategy.
Another issue to consider is the influence of agendas. Is it an election year? Political elections provide grandstanding opportunities for candidates. Anticipating hidden agendas may help you bring these motives out in the open.
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Practice Tip Take some time to learn more about NRC stakeholders and their concerns. Think of a specific location where you have worked or where you know there has been controversy, and visit the local community newspaper’s Web site to learn the issues of concern. Browse additional Web sites including the local city or county government, chambers of commerce, and the U.S. Census Bureau. Background knowledge of stakeholders will come in handy during future interactions. Showing that you care to know something about their community will have an impact on how stakeholders communicate with you. |
Imagine that you are purchasing a home. While inspecting it, you find a crack in a wall. The realtor and an inspector insist that the house is just naturally settling, but you’re concerned there might be erosion beneath the foundation or structural compromise. Do you buy the home? Do you get another opinion?
Your decision is based on your assessment of whether the realtor and inspector are trustworthy and credible. Stakeholders form their opinions in much the same way. Whom can they trust? Who do they think is credible?
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When you take the time to listen to people and try to understand their perspective, you build credibility and trust.

Trust is difficult to gain but easy to lose. Just as there are steps you can take to build trust and credibility, there are ways you can lose them. Some factors are within your control, but your credibility also can be negatively affected by factors outside your control.
Some actions that can harm your credibility include the following:
Factors outside your control include the following:
Whether you have lost trust and credibility through your own actions or as a result of outside events, there are ways you can regain them. In addition to employing all the ways to build credibility, including acknowledging past mistakes, you also can
Example: “Yes, it is true that we dropped the ball on .... It does not represent NRC’s finest hour; however, we have methods for correcting ourselves, and we are committed to learning from our mistakes. We realize that to regain your trust, the NRC needs to demonstrate our commitment to keeping you and your family safe through our actions not our words. For example, to address the issue of ..., the NRC is taking the following actions....”
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Practice Tip Think of three people that you rely on for their professional expertise. These people may include a doctor, a mechanic, national spokesperson, etc. What is it about these people that has helped them earn your trust? What can you and the NRC do to emulate those characteristics? |
Before writing a letter or e-mail, calling, or preparing for a meeting with stakeholders, you need to determine your communication objective. Is it to educate, change perceptions, gain consensus, raise awareness, or some other purpose? (For more, see “Objectives for Communicating,” Chapter 2.) Then write three or four key messages to accomplish your objective. Using more than just a few messages will weaken the overall thrust of your communication and may overwhelm the audience. The messages you write should be brief, accurate, straightforward, easy to understand, and consistent. Your messages should highlight the NRC’s role in ensuring nuclear safety and be backed by two to four supporting facts that are stated in plain language and demonstrate a response to stakeholder concerns you have heard.
Typical types of messages include the following:
As you construct your messages, keep the following principles in mind:
“The external realm didn’t
buy the ‘below regulatory concern’ concept. The
public was outraged because they didn’t NRC Manager |
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For some audiences, the most effective messages are personal stories highlighting how you, as a fellow human being, are affected by some risk. By sharing how you feel about some risk, you help the audience understand how you evaluate the risks based on your own experience. Let the audience know, for example, that you live near the nuclear power plant and that you have thought through many of the concerns they raise to reach the conclusion that your family is not at risk.
Underlying all NRC communication about risks is the message that the NRC is the right agency to ensure the safety of nuclear power, nuclear waste storage and transportation, and nuclear materials. In getting out the message that the NRC is dedicated to and capable of carrying out its mission, you can answer the public’s most crucial questions regarding the agency:
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Practice Tip Explain your job to friends or relatives by placing it within the context of the NRC’s mission. Choose people not familiar with this information. Ask them to repeat what they heard you say. Did they get the messages you were trying to convey? |
“People don’t care about the overall risk, just how it will affect them personally.” NRC Staff Member |
The realization that effective risk communication depends on factors other than the simple presentation of technical information has evolved out of confusing and frustrating experiences for both technical experts and the public. Don’t be seduced by the myth that emotion and controversy will fade away if you just explain the numbers. However, at a minimum, people need the NRC to clearly present its complex technical information and explain in an uncomplicated way how it applies its expertise to protect public health and safety. As a member of a technical organization, your competence may be evaluated on your ability to communicate your work clearly. Here are some tips for how to make technical information more understandable.
“[The] event of evacuation is very unlikely, but people worry about it the most. [They] don’t capture defense in depth. [It’s] very difficult to get people to move beyond worrying about the roads being jammed during an evacuation. [We’re] not successful because [we] haven’t given [them an] understanding of risk.” NRC Manager |
“We need to be able to explain why it is okay to have a plant full of fallible parts and machines [that are] licensed to have radiation releases everyday.” NRC Manager |
Let people know that you’re there to listen as well as to convey information. Remember that even if you’re successful in getting the public to understand the NRC’s statistical approach to assessing potential health and safety consequences, the public may still find the risk unacceptable. Deciding on acceptable risk is a value question, not a technical question. People will make their risk decisions based on their own values, sense of risk, or stake in the outcome. In cases where stakeholders might not have a direct say in a decision, describe the process the public can use to get concerns heard.
Outline the agency’s concept of defense in depth, including the existence of redundant safety systems, constant monitoring, and containment. Without this level of understanding of how the NRC mitigates the risks of specific component failures and leakages, the public is incapable of appreciating how the NRC incorporates safety into the overall system. Provide the context to help the public evaluate a risk in terms of the big picture.
Everyone knows you should avoid jargon and acronyms; however, this is easier said than done. Here are some tips for avoiding some common problems:
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Stakeholders have diverse scientific backgrounds, perceptions of risk, interest levels about radiation issues, and needs to express their opinion and be involved in decisions. You can develop a variety of materials with different levels of technical detail to appeal to a broad spectrum of NRC stakeholders.
Keep it simple. Select and explain a few numbers as opposed to many technical details, which may confuse the audience. Using familiar units of measure and transforming scientific notation into concrete examples based on whole numbers can help the public understand the size of a risk.
Make simple transformations
Transform small decimals into whole numbers and simple fractions whenever possible.
Make concentration comparisons
The following comparisons show how concentrations can be changed into more familiar units of measure:
| • | 1 part per million | = | 1 inch in 16 miles |
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| • | 1 part per billion | = | 1 inch out of 16,000 miles 1 second out of 32 years 1 pinch of salt out of 10 tons of potato chips 1 apple out of 2 million barrels of apples |
Transform risk numbers
Instead of using a risk that is expressed like “the risk of additional cancers is 3.2 x 10-6,” you could present the following scenario:
“Imagine 10 cities of 100,000 people each, all with the same exposure to contaminant X. In seven of these, probably no one would be affected. In each of the other three cities, there would probably be one additional cancer, on average.”
You may also want to provide additional context by indicating the overall incidence of cancers from all causes. According to the Harvard Center for Cancer Prevention, about 1.2 million Americans are diagnosed with cancer each year.
Understand
the pros and cons of using risk comparisonsRisk comparisons may help your audience understand more clearly how an unfamiliar risk compares to a risk that is more familiar. However, using this type of risk comparison can backfire. While some members of the public may appreciate your efforts to clarify risks, others may feel that you are trivializing risks important to them. Comparing the risks of living near a nuclear power plant to lifestyle choices, such as smoking, or to other risks the public voluntarily assumes, like driving, may suggest to the public that you are being manipulative and trying to co-opt their decisions about what risks are acceptable. Risk communication practitioners have learned the hard way that relying on risk comparisons to overcome fears about exposure to radiological hazards can actually damage your credibility.
Risk comparisons work best when you’re explaining risks to people with whom you’ve built some level of trust and understanding. Believing that your motives are well-intended, this audience is willing to accept your risk comparisons in good faith.
One way to look at the cancer risk from living near a nuclear power plant is to compare it to common safety or health measures. In one year, a home smoke detector results in a similar amount of radiation exposure (.008 millirem) as living within 50 miles of a normally functioning nuclear power plant (.01 millirem).
You can also use comparisons to put risks in perspective:
When comparing people’s average annual exposures to radiation (based on an average annual exposure of 360 millirem from all natural and manmade sources), it may be significant to your audience that an individual receives about 200 millirem of radiation per year from naturally occurring radon gas, as compared to approximately 0.01 millirem for people living within 50 miles of a normally functioning nuclear power plant.
Graphical materials can help communicate your message. Select a chart form, photograph, or illustration to reinforce your key information. Keep your graphical materials simple, easy to understand, and focused on the main point or message. Poorly designed charts overloaded with data and filled with acronyms or jargon do not contribute to an audience’s understanding of your message.
When communicating about small probabilities, use graphical representations to illustrate how small a probability actually is.
When communicating with the public about the results of risk assessments, be honest about the inherent uncertainties. Risk assessment is not an exact science. While risk assessors use the best available data on what is occurring or could occur at the site, they are calculating the likelihood of different kinds of system or equipment failure and the likely consequences of such failures. The results are probabilities, not certainties. It is the NRC’s policy that risk assessment be as realistic as possible; however, to offset the uncertainties and provide an extra margin of safety to the public, risk assessors may overestimate the risks. When explaining risk analyses, discuss the uncertainties that went into the risk assessment and say that the NRC took these uncertainties into account when using the results of the risk assessment. When communicating about uncertainties in knowledge about risks, address the following questions:
When appropriate, you should also address what steps are being taken to decrease the amount of uncertainty. In situations where new information and analytical tools provide more realistic answers, you should explain how and why the results have changed.
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Practice Tip At the next meeting you attend where you do not have a major role (either public or internal), write down the questions that people are asking. Do they want more information about where the data came from? Do they want more information about the policy that is being applied? Try to address these types of questions in your next presentation. |
Accept
and involve the public as a legitimate partnerMembers of the public have a right to participate in decisions that affect their lives. To build a foundation of trust with the public, communicators must be empathetic with the public’s opinions, viewpoints, and concerns. Treat the public with genuine courtesy, patience, honesty, and fairness. Ongoing interactions with the public are crucial. Even though you may not think stakeholders are concerned, it is important to continue to repeat your message in as many formats and venues as possible. Public involvement is not a one-time occurrence; it is an ongoing part of public policy.
Remember that there is more than one way to meet stakeholder needs. Resources available for risk communication vary over time and from issue to issue. Think of innovative ways to interact with stakeholders so you’ll never be in a position of having to say “no” without providing an alternative. For example, a citizen’s advisory board working on a decommissioning site might request attendance by an NRC representative at a monthly meeting. If you cannot commit to that schedule, you can still be responsive to the needs of the group by proposing to be there quarterly and by expressing the willingness to accommodate special requests on other occasions.
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Identify other opportunities to build relationships with stakeholders and establish the credibility of the NRC. Determining what is effective will depend on the need and resources available. Start small and work on building relationships one person or group at a time.
While it can be tricky and difficult, adequately addressing questions from the public about nuclear safety often requires information from both the NRC and the licensee because both a have an important role to play. However, preserving the distinction between the regulator and the regulated needs to be a consideration. NRC employees have used the following approaches to balance this tension:
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Practice Tip Be a member of the public. Take a different perspective and go
observe a community meeting near your home. |
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When members of the public, interveners, and reporters state inaccurate information as fact, NRC staff worry that, by providing the correct information, they may be perceived as advocates. Yet, by not speaking up, the NRC gives the impression that the misinformation is true. This silence hinders good decision making about risk. Some simple ways to respond when you hear or read incorrect information include the following.
In the media:
Note: Check with the Office of Public Affairs about the best approach to use with the media.
At a public meeting or in other direct interactions:
People may cite incorrect information for a variety of reasons. It could be a way to discredit you intentionally or merely an innocent lack of understanding. It also may be that someone understands what you’re saying, but simply doesn’t agree. The public, interveners, and the media come from different perspectives that may alter their perceptions. Even providing the information you consider to be completely and technically accurate may not change their points of view.
NRC staff often hear comments such as “If it weren’t for the nuclear power plant, I wouldn’t be exposed to radiation. I want zero risk.” Or “The nuclear facility causes cancer.” Both of these assertions are based on assumptions that are not technically accurate. If you don’t offer an alternative point of view, your silence could be viewed as tacit agreement, which could grow into even greater misunderstandings. Employing the suggestions above, here are possible ways to respond to these comments. These are not one-size-fits-all samples. The responses you give to similar comments must be tailored to the specific situation.
Q: “I want zero risk.”
A: “It is impossible to eliminate all radiation in the environment. We are all surrounded by a small amount of what is called ‘background radiation’ that comes from natural sources such as the sun and radon in the ground, manmade sources such as medical X rays, consumer products such as glow-in-the-dark watches, and even some foods such as bananas. The amount of radiation released to the environment from a nuclear power plant is less than 1 percent of the radiation exposure everyone receives from naturally occurring radiation.”
Q: “The facility causes cancer.”
A: “Cancer is a scary disease, and medical scientists still need to learn a lot about its causes. Research shows that radiation is a relatively weak cause of cancer. A person spending a full year at a nuclear plant boundary would receive an additional radiation exposure of less than 1 percent of the radiation exposure everyone receives from naturally occurring radiation.”
When significant misconceptions exist, it is necessary to do more than simply provide the correct information. In these cases, you must address the logic of the misconception directly, using the following steps:
More tips for addressing misinformation can be found in the next section, “Answering Difficult Questions.”
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Practice Tip Practice responding to the following statements:
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The most important thing to remember when answering any type of question is that all of your answers should always be truthful. The effectiveness of your message depends on how your audience perceives you, as well as what you say. Your personal credibility and the way you deliver responses affects how your message is received, no matter how honest it is.
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Fairness—“Why does the NRC require sites to clean up only to 25 millirem per year, but EPA requires them to clean up more thoroughly to 15 millirem per year?”
Highly technical or scientific—“What process is used to determine risk?”
Guarantee—“Can you guarantee that this plant is safe?”
False premise (containing incorrect information)—“I heard that a plant out in Illinois blew up. Could that happen here?”
Speculative—“What if there was an accident while the radioactive waste was being transported and my family got sick?”
Loaded or set up (including multipart questions and negative allegations)—“Why should I believe anything you say? You are from the government.”
As you respond to questions, ask clarifying questions to make sure
that you understand what is being asked or whether you provided the answer.
Some ways to ask for clarification include the following:
Always take responsibility for a lack of understanding. Implying that the people asking questions are not being clear will make them angry.
Don’t be afraid to say, “I don’t know,” but be prepared to find out the answer and always follow through on your promises. The real key is to use preparation and planning to avoid too many “I don’t knows.” The process starts with knowing and understanding your stakeholders and their issues/concerns. Compile lists of anticipated questions and responses prior to meeting with stakeholders. Summaries of previous meetings, results from stakeholder surveys, and information gained by speaking with other members of the NRC staff will help you develop a comprehensive list of questions. The more thorough the research and preparation, the less you’ll have to say, “I don’t know.”
When preparing for meetings or writing documents that could raise sensitive, controversial, and emotional questions, use the following tips:
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Practice Tip Using the suggestions from “Anticipating difficult questions” in this chapter, make a list of difficult questions you anticipate may arise in future meetings. Write a few notes to help you answer each one. Use the Seven-Step Guide to help you package the responses for maximum effectiveness. Practice answering them with a coworker. |
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Public meetings can erupt into controversy, especially when participants feel worried or threatened by an issue. Sometimes members of the public verbally attack meeting leaders and company representatives. If a meeting involves controversial topics and is likely to escalate to hostility, it may be wise to use a facilitator.
While it is difficult to cope with confrontations, it is important to remember that not all conflict is bad. Conflict plays an important role in change and helps people reach lasting solutions. If dealt with constructively, conflict can lead to meaningful relationships and greater benefits for all parties.
What can I do personally?
What can I do to prepare for meetings?
What can I do regarding meeting process/structure?
A facilitator is a trained specialist who acts as meeting leader. Facilitators are impartial to outcomes and act on behalf of all participants. They run meetings so that all participants feel safe and respected, making it possible to consider new ideas and solutions. Independent, third-party facilitators are effective, especially if the community knows them. It is also possible to cultivate facilitators in house. With proper training, in-house facilitators can provide fair, balanced mediation for public meetings.
If a meeting is likely to become controversial or hostile, consider using a facilitator. In hostile situations people often argue over who should run the meeting, how it should be run, and what should be on the agenda. Intervener groups may try to dominate the meeting, disrupting or discouraging open discussion. A facilitator helps a group overcome these issues and creates the opportunity for everyone to contribute and voice concerns.
Effective dialogue with the public requires interactive discussion, mutual respect, and an atmosphere conducive to expression. Hostile public meetings DO NOT foster this type of environment. Before moving forward with a public meeting at which you believe that security might be necessary, first consider some alternatives (e.g., meet in smaller group settings, allow a cooldown period prior to the public meeting, set up an open house as opposed to traditional town hall-style meetings).
If a public meeting must be held, enlist the help of a facilitator or conflict resolution specialist to prepare for and run the meeting. Together, discuss possible scenarios in advance and decide what to do if these situations arise. Ask yourselves the following questions:
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Practice Tip When confronted by a hostile group or member of the public, it is important to understand the sources behind that group’s or person’s anger. To help empathize with your stakeholders, think of the last time you were angry over an issue or problem:
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Doing your homework continues even after you have planned your risk communication approach and have begun implementing it. Throughout the process you will need to actively gather feedback on the needs of your stakeholders and how well you are meeting them. No matter how you decide to evaluate and measure your risk communication effort, it’s important to remember not to wait until the end.
Evaluation efforts do not need to be formalized. Simple methods exist that will help you to evaluate your efforts.
Read the newspaper
The extent and tone of press coverage can provide a great deal of information about how effective your risk communication efforts have been and what new challenges you might face. Were NRC events or press releases covered? Did the coverage include the information that the NRC was trying to disseminate? How was the NRC portrayed?
Have a designated observer at a meeting
Ask colleagues to observe you in action at a public meeting. They can provide you with specific feedback about what you said and how people responded. What questions are people asking? What nonverbal signals were participants sending at various points in the meeting?
Ask stakeholders what they think
Even the most critical stakeholders can often provide constructive feedback on the risk communication process when asked. This can be done at the close of the formal meeting or during breaks. Ask people, “What did you think? Were the location and time appropriate? Is there additional information you would like to have? How did this meeting compare to others you have attended? What would have made it better?”
“When the media publishes the NRC’s talking points and messages and people refer to them for decision making, that’s success.” NRC Staff Member |
Risk communication is not about everyone coming to agreement. Your stakeholders may not agree with your position, but they will respect you for having listened to their concerns.
Effective risk communication does not mean that you will avoid all contentious communication situations. It will, however, increase your credibility with your stakeholders, leading to improved relationships and more accurate understanding on all sides.
Evaluation criteria to consider:
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Life changed in the United States after September 11, 2001. Security has become a part of everyday life, and most of us are more security conscious. We are more aware of potential terrorist threats, we have beliefs or opinions on the risks posed by possible terrorist actions, and we see increased security as we go about everyday activities. Government officials have publicly stated their concerns that nuclear facilities could be a target for terrorist attack. It is not surprising that there has been an increase in public concern and anxiety related to the security of nuclear facilities. The public raises concerns about security at every opportunity, not just at meetings specifically addressing security issues. People want to know how safety and security of nuclear facilities, the electrical grid, and spent fuel storage and transportation are being assured, given the potential for terrorist attacks. The NRC must be prepared to positively and effectively communicate with a wide range of stakeholders about security.
“After 9-11 we expanded our viewpoints to include security events. It isn’t easy to talk about the probabilities of these kinds of events.” Licensee |
In its simplest terms, the challenge related to risk communication about security is to create an environment of trust and confidence among all stakeholders in a situation where not all information can be disclosed. In some ways this situation is contrary to many basic and accepted risk communication principles. However, there are ways to meet this challenge. The tips that follow provide some basic but important risk communication principles especially adapted to communicating about security-related concerns.
Before interacting with a group of stakeholders via a meeting or writing a document, anticipate their security-related concerns and questions. Consult with an NRC expert in advance to help prepare your responses.
One of the basic principles of risk communication is establishing trust and credibility. Most things are possible if you’re trusted and viewed as a credible source of information. Because not all information related to security can be shared openly, consider a couple of guidelines to help you create and maintain trust and credibility.
Effective risk communication requires understanding and valuing people’s perceptions of risk. People have very real worries about their safety and security. Security concerns are different from and in a way more complex than concerns about safety. First, terrorist threats offer more unknowns. Second, safety systems are usually designed as protection from accidents. In contrast, security systems are designed to prevent intentional incidents. The public understands and is concerned that a terrorist is actually intent on breaching designed nuclear safety systems.
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Credible, nonaligned security experts can help establish public trust and confidence in your security program. Ask them to share their perspectives and to assure the public that effective security systems are in place.
When security information is withheld from the public, the public is forced to give up some control. Related to security, when people have to give up control, they want to be reassured that they can trust the NRC, that the NRC is committed to security, and that the NRC cares about them. The NRC must be able to offer these assurances through a variety of media and venues. If the NRC can answer these questions through words, actions, and deeds, the public will be more accepting of limits in information sharing.
Can I trust the NRC?
Without disclosing classified information, demonstrate proven past performance on security issues. Communicate mistakes and talk about lessons learned.
Is the NRC committed to security?
The NRC must explain its role in protecting public health and safety and educate the public on its security goals and values. The NRC must prove its commitment to the public’s security. It is important to be forthcoming about what has changed since 9-11 as well as what was already in place. Explain what security measures have been in place for decades and what new ones, such as the Office of Nuclear Security and Incidence Response, are being implemented to increase safety and security. Be clear that the NRC has implemented measures to defend against terrorist threats.
Does the NRC care about me?
The NRC must understand and value the public’s concerns by articulating the public’s concerns about terrorist threats as well or better than the public can. Post 9-11, people who live near power plants or other nuclear facilities have a different sense of the risks they are asked to bear on behalf of the rest of the country. The NRC needs to convey the message that these people will be protected.
“If you deal with classified information, you need to be open and up-front that you can’t provide certain kinds of information and explain why.” Risk communication consultant |
Q: What has the NRC done to increase security since September 11, 2001?
A: Since September 11, 2001, the NRC has ordered its major licensees to increase patrols, augment security forces and capabilities, increase the number of security posts, install additional physical barriers, check vehicles entering the site at checkpoints farther from important structures, enhance coordination with law enforcement and military authorities, and institute more restrictive site access controls. The NRC evaluates implementation of the increased security measures through on-site inspections. In addition, the NRC has issued orders on access authorization, fatigue, guard training and qualification, and the revised design basis threat. The NRC continues to work closely with the appropriate federal agencies to enhance aviation security and thereby the security of nuclear power plants and other NRC-licensed facilities.
Q: What has the NRC done to protect spent fuel pools from a terrorist attack?
A: Nuclear power reactor spent fuel pools are robust structures similar in size to large swimming pools and constructed of at least 6-foot-thick, reinforced-concrete walls with stainless steel liners. Many pools are further protected by surrounding structures or are located underground. Since September 11, 2001, additional measures have been taken to reduce the likelihood of a terrorist attack and to further improve the existing capabilities of nuclear plants to withstand an attack. These measures include specific enhancements associated with protective strategies for ground attacks on spent fuel pools, the addition of physical barriers to accessing the pools, contingency plans, and planned security responses to attempted sabotage. Furthermore, the NRC has been coordinating with other federal agencies to reduce the opportunity for terrorists to act against nuclear facilities.
Q: How would the transportation of radioactive materials be affected by a terrorist attack?
A: Over the past 30 years, thousands of shipments of commercially generated spent fuel have been made throughout the United States without any radiological releases to the environment or harm to the public. Very radioactive material like spent nuclear fuel is transported in “Type B” casks. Type B packages may have 10 inches of lead shielding to protect the environment from radiation and may weigh a ton. They are certified by the NRC to withstand severe accident conditions, including a drop of 30 feet onto an unyielding surface, a drop onto a metal pin 6 inches in diameter, an engulfing fire at 1,480oF that lasts 30 minutes, and immersion in water for 8 hours, as well as conditions of normal transportation. “Withstanding” these conditions means that the container will not release more than the allowed amount of its radioactive contents. After September 11, 2001, the NRC ordered licensees to increase security in the transportation of specific types of radioactive materials, including spent fuel shipments.
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Things to remember
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Communicating NRC risk information in the context of a crisis has its own challenges. The NRC may be involved in a range of crisis scenarios from low level to maximum intensity. The degree or intensity and longevity of a crisis will affect required resources, manpower, and operations hours. It will be important to quickly recognize what is occurring and respond in a timely manner. Potential NRC crisis scenarios include the following:
Risk communication is the link between risk analysis, risk management, and the public. In a crisis, the relationship between each is shaken:
Application of risk communication practices is critical for any member of the NRC staff who interacts with stakeholders about a crisis situation. Senior managers, public affairs personnel, on-scene responders, and others who potentially face the media, the general public, or other key stakeholders must establish trust and credibility in a relatively short period to provide believable information and convey NRC messages credibly. Stakeholders are far more forgiving if you reach out to them and openly share information in the face of a crisis, even if some information must be corrected at a later date. If you close up and leave information voids, the public and especially the news media will fill the gaps with speculative information or material they’ve received from those who advocate against the NRC.
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Things to remember
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Here are some additional challenges, pitfalls, and misconceptions you will face in risk communication, along with ways to overcome them.
Special challenges of being an NRC risk communicator include the following:
Following are some common pitfalls along the road to good risk communication:
Here are some misconceptions that can derail a risk communication program:
| Misconceptions | Corrections |
|---|---|
| Risk communication is not my job. | Everyone has a role in communicating how the NRC is regulating nuclear power to safeguard the public and the environment. |
| Risk communication just riles people up. | People may be upset, but risk communication gives them an opportunity to air their concerns and be assured that the NRC cares about their perspectives on risk. |
| Risk communication slows down progress. | The NRC needs to take the time to inform the public of issues that affect them. It’s the democratic way. Plus, there are times that an ignored public slows things down even further. |
| The facts speak for themselves. | You will need to interpret scientific findings to enhance the technical understanding of a broad range of stakeholders. |
| Nobody is complaining, so everything is okay. | Don’t assume that everyone understands the issues and is happy about what the NRC is doing just because you haven’t heard any negative reports. |
| We’re the experts, so people will agree with our recommendation. | The public often times doesn’t accept the NRC as an expert. The risk communication challenge is convincing them otherwise. |
| Communication is less important than education. | Just because stakeholders may understand that a risk is low doesn’t mean that they voluntarily accept that risk. |
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NRC Resources
Brochures Prepared By the Staff [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/reading-rm/doc-collections/nuregs/brochures
Brochures and Fact Sheets [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/public-involve/brochures.html
Fact Sheets [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/reading-rm/doc-collections/fact-sheets
Public Involvement [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/public-involve.html
Enhancing Public Participation in NRC Meetings; Policy Statement [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/public-involve/public-meetings/v67n102p36920.pdf
Frequently Asked Questions About Public Meetings [Internet]. Washington (DC): United States Nuclear Regulatory Commission; [cited 2004 Jan 21]. Available from: http://www.nrc.gov/public-involve/public-meetings/meeting-faq.html
Index to All Frequently Asked Questions Pages [Internet].
Washington (DC): United States Nuclear Regulatory Commission; [cited 2004
Jan 21]. Available from: http://www.nrc.gov/reading-rm/faqlist.html
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for Disease Control; 2002 Sept [cited 2004 Jan 20]. Available from: http://www.bt.cdc.gov/agent/smallpox/response-plan/index.asp ![]()
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