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Appendix B - Standard Formats for Enforcement Packages

Accession Number: ML061110223

Date Released: Thursday, September 28, 2006

Package Contents

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• ML061100343 - Manual Revision-Forms for Appendix B Revised. (2 page(s), 9/28/2006)
• ML061100400 - MANUAL REVISION-INDEX. (5 page(s), 9/28/2006)
• ML061100428 - FORM 1-I: Cover Letter Transmitting Inspection Report (including "apparent" violations) and Confirming Predecisional Enforcement Conference ("Conference Letter"). (2 page(s), 9/28/2006)
• ML061100463 - FORM 1-II: -Cover Letter Transmitting Inspection Report (including "apparent" violations and Requesting Response ("Choice Letter"). (3 page(s), 9/28/2006)
• ML061100474 - FORM 1-III: Cover Letter (including "apparent" discrimination violation(s) and Confirming Predecisional Enforcement Conference ("Conference Letter"). (2 page(s), 9/28/2006)
• ML061110053 - FORM 1-IV: Cover Letter Transmitting an Apparent Violation of Decommissioning Requirements as a Result of a Records Review and Requesting Response ("Choice Letter"). (3 page(s), 9/28/2006)
• ML061110237 - FORM 1-V: Manual Revision-SAFEGUARDS INFORMATION PROCESSING. (6 page(s), 9/28/2006)
• ML061100486 - FORM 2: Cover Letter Transmitting Inspection Report (includes optional paragraphs for Severity Level IV Notices of Violation associated with green SDP findings, Non-Cited Violations, and apparent violations subject to a conference). (3 page(s), 9/28/2006)
• ML061100513 - FORM 2-I: Cover Letter Transmitting Inspection Report (includes optional paragraphs for security-related Severity Level IV Notices of Violation, Notices of Violation associated with green SDP findings, and /or Non-Cited Violations). (4 page(s), 9/28/2006)
• ML061110271 - FORM 3-I: Cover Letter for Escalated NOVs Without Civil Penalty (without SDP). (4 page(s), 9/28/2006)
• ML061110278 - FORM 3-II: Cover Letter Transmitting Preliminary White/Yellow/Red/Greater than Green Finding (Choice Letter). (2 page(s), 9/28/2006)
• ML061110285 - FORM 3-III: Cover Letter Transmitting Final White/Yellow/Red Finding (and Notice of Violation, if applicable). (2 page(s), 9/28/2006)
• ML061110290 - FORM 3-IV: Cover Letter for Notice of Violation to Individual. (2 page(s), 9/28/2006)
• ML061110296 - FORM 4-I: Notice of Violation (For All Violations Without a Civil Penalty)( Reactor Licensees). (2 page(s), 9/28/2006)
• ML061140254 - FORM 4-II: Notice of Violation (For All Violations Without a Civil Penalty)(Materials Licensees). (2 page(s), 9/28/2006)
• ML061140261 - FORM 4-III: Notice of Violation (For All Violations Without a Civil Penalty) (Non-Licensees). (2 page(s), 9/28/2006)
• ML061140357 - FORM 4-IV: Notice of Violation to Individual. (2 page(s), 9/28/2006)
• ML061140359 - FORM 4-V: Notice of Violation (For All Security Violations Without a Civil Penalty) (Reactor Licensees). (2 page(s), 9/28/2006)
• ML061140432 - FORM 5: Cover Letter for Civil Penalty Cases. (5 page(s), 9/28/2006)
• ML061140457 - FORM 6: Notice With All Violations Assessing a Civil Penalty. (3 page(s), 9/28/2006)
• ML061140471 - FORM 7: Notice of Violation Assessing A Civil Penalty in Addition To a Violation Not Assessing a Civil Penalty. (4 page(s), 9/28/2006)
• ML061140476 - FORM 8: Notice of Deviation. (1 page(s), 9/28/2006)
• ML061150070 - FORM 9: Cover Letter Transmitting Inspection Report and Notice of Nonconformance (Non-Licensees). (1 page(s), 9/28/2006)
• ML061150087 - FORM 10: Cover Letter Transmitting Inspection Report and Notice of Violation (Includes Optional Paragraphs for Inclusion of a Notice of Nonconformance and/or "Apparent" Violation) (Non-licensees). (3 page(s), 9/28/2006)
• ML061150117 - FORM 11: Notice of Nonconformance (Non-Licensees). (1 page(s), 9/28/2006)
• ML061150373 - FORM 12: Promissory Note in Payment of Civil Penalty. (4 page(s), 9/28/2006)
• ML061150392 - FORM 13: Cover Letter for Order Imposing Civil Monetary Penalty. (2 page(s), 9/28/2006)
• ML061160617 - FORM 14: Order Imposing Civil Monetary Penalty. (3 page(s), 9/28/2006)
• ML061170014 - FORM 15: Appendix to Order Imposing Civil Penalty (For Violations Assessing a Civil Penalty). (1 page(s), 9/28/2006)
• ML061170032 - FORM 16: - Enclosure or Order Imposing Civil Monetary Penalty (for Violations Not Assessing a Civil Penalty). (1 page(s), 9/28/2006)
• ML061170071 - FORM 17: Cover Letter for Various Orders & Demands for Information. (2 page(s), 9/28/2006)
• ML061170075 - FORM 18: Affidavit to Support the Immediate Effectiveness of an Order. (3 page(s), 9/28/2006)
• ML061170081 - FORM 19-I: Order Suspending (Reactor Licensee). (3 page(s), 9/28/2006)
• ML061170132 - FORM 19-II: Order Suspending License (Materials Licensee). (3 page(s), 9/28/2006)
• ML061170165 - FORM 20-I: Order Modifying License (Effective Immediately) (Reactor Licensee). (3 page(s), 9/28/2006)
• ML061170464 - FORM 20-II: Order Modifying License (Effective Immediately) (Materials Licensee). (3 page(s), 9/28/2006)
• ML061170499 - FORM 21-I: Order Modifying License (Non-Immediately Effective) (Reactor Licensees). (3 page(s), 9/28/2006)
• ML061170517 - FORM 21-II: Order Modifying License (Non-Immediately Effective) (Materials Licensees). (3 page(s), 9/28/2006)
• ML061170534 - FORM 22-I: Order Modifying License and Demand for Information (Reactor Licensees). (4 page(s), 9/28/2006)
• ML061170552 - FORM 22-II: Order Modifying License and Demand for Information (Materials Licensees). (4 page(s), 9/28/2006)
• ML061170579 - FORM 23-I: Confirmatory Order Modifying License (Effective Immediately) (Reactor Licensees). (3 page(s), 9/28/2006)
• ML061170590 - FORM 23-II: Confirmatory Order Modifying License (Effective Immediately)(Materials Licensees). (3 page(s), 9/28/2006)
• ML061170601 - FORM 24: Confirmatory Action Letter. (2 page(s), 9/28/2006)
• ML061170605 - FORM 25-I: Demand for Information (Reactor Licensees). (2 page(s), 9/28/2006)
• ML061170610 - FORM 25-II: Demand for Information (Materials Licensees). (2 page(s), 9/28/2006)
• ML061170616 - FORM 26-I: Enforcement Notification for Order Imposing Civil Penalty. (1 page(s), 9/28/2006)
• ML061170624 - FORM 26-II Enforcement Notification for Order Imposing Civil Penalty. (1 page(s), 9/28/2006)
• ML061170626 - FORM 26-III: Enforcement Notification for Final Significance Determination (with White,Yellow or Red Finding) with NOV. (1 page(s), 9/28/2006)
• ML061170628 - FORM 26-IV: Enforcement Notification (Multiple Samples). (2 page(s), 9/28/2006)
• ML061170633 - FORM 27-I: Regulatory Notification for Final Significance Determination (with White, Yellow, or Red Finding) and No Notice of Violation. (1 page(s), 9/28/2006)
• ML062710428 - FORM 27-II: Regulatory Notification for Orders Modifying Safety Requirements (1 page(s), 9/28/2006)
• ML061220152 - FORM 28: Letter Requesting Information From the Licensee in Response to a Finding of Discrimination. (3 page(s), 9/28/2006)
• ML061220551 - FORM 29: Request for Information Letter to DOL. (1 page(s), 9/28/2006)
• ML061220600 - FORM 30: Cover Letter Transmitting Notice of Violation to Licensed Operator who Has a Positive Drug or Alcohol Test. (2 page(s), 9/28/2006)
• ML061220625 - FORM 31: Notice of Violation to Licensed Operator for Positive Drug or Alcohol Test. (2 page(s), 9/28/2006)
• ML061220653 - FORM 32: Letter With Notice of Violation and Expiration of License to Licensed Operator Who Has a Positive Drug or Alcohol Test. (2 page(s), 9/28/2006)
• ML061220663 - FORM 33-I: Order Modifying Licence (Reactor Licensee) (Prohibiting Involvement by Individual Employee in Certain NRC-Licensed Activities). (3 page(s), 9/28/2006)
• ML061220675 - FORM 33-II: Order Modifying License (Materials Licensee) (Prohibiting Involvement by Individual Employee in Certain NRC-Licensed Activities). (3 page(s), 9/28/2006)
• ML061220708 - FORM 34-I: Order Prohibiting Involvement in NRC-Licensed Activities (Effective Immediately) (Individual employed by Reactor Licensee). (4 page(s), 9/28/2006)
• ML061220714 - FORM 34-II: Order Prohibiting Involvement in NRC-Licensed Activities (Effective Immediately) (Individual Employed by Materials Licensee). (4 page(s), 9/28/2006)
• ML061220718 - FORM 35-I: Order Prohibiting Involvement in NRC-Licensed Activities (Non-Immediately Effective) (Individual Employed by Reactor Licensee). (3 page(s), 9/28/2006)
• ML061220724 - FORM 35-II: Order Prohibiting Involvement in NRC-Licensed Activities (Non-Immediately Effective) (Individual Employed by Materials Licensee). (3 page(s), 9/28/2006)
• ML061220733 - FORM 36-I: Demand for Information (Individual Employed by Reactor Licensee). (3 page(s), 9/28/2006)
• ML061220744 - FORM 36-II: Demand for Information (Individual Employed by Materials Licensee). (3 page(s), 9/28/2006)
• ML061220749 - FORM 37: Notification to DEDE and Commission on Issuance of Enforcement Actions Older Than 18 Months. (1 page(s), 9/28/2006)
• ML061220754 - FORM 38: Letter of Reprimand to an Unlicensed Individual. (2 page(s), 9/28/2006)
• ML061230364 - FORM 39: Letter of Reprimand to a Licensed Individual. (3 page(s), 9/28/2006)
• ML061230370 - FORM 40: Settlement Agreement and Cover Letter. (3 page(s), 9/28/2006)
• ML061230377 - FORM 41: Confirmatory Order Settling Civil Penalty Imposed by Order. (2 page(s), 9/28/2006)
• ML061230388 - FORM 42: Predecisional Enforcement Conference Confirmation Letter to Individual. (3 page(s), 9/28/2006)
• ML061230397 - FORM 43: Letter to Federal Facility Regarding 10 CFR 150.20, Reciprocity. (2 page(s), 9/28/2006)
• ML061230405 - FORM 44: Letter Transmitting OI Report Synopsis in DOL Cases. (1 page(s), 9/28/2006)
• ML061230412 - FORM 45: Close-Out Letter to Individual. (2 page(s), 9/28/2006)
• ML061230422 - FORM 45-I: Close-Out Letter to Individual Engaged in Deliberate Misconduct. (2 page(s), 9/28/2006)
• ML061230432 - FORM 45-II: Close-Out Letter, Individual Did Not Engage in Deliberate Misconduct. (2 page(s), 9/28/2006)
• ML061230445 - FORM 46: Predecisional Enforcement Conference Confirmation Letter to Claimant and Reimbursement of Travel Expenses. (4 page(s), 9/28/2006)