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09-35501-01 609627 Up-Side Management Company (New)

Accession Number: ML18232A469

Date Released: Thursday, February 20, 2020

Package Contents

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• ML18255A288 - Up-Side Management Company, informational e-mails dated August 15, 2018 (2 page(s), 8/15/2018)
• ML18263A124 - Up-Side Management Company, Request for Additional Information Letter dated 09/12/18, Mail Control No. 609627 (9 page(s), 9/12/2018)
• ML19008A086 - Up-Side Management Company; Request for Additional Information, Mail Control No. 609627 (5 page(s), 12/19/2018)
• ML19024A346 - Up-Side Management Company, Deficiency Response Letter dated 01/16/2019, Mail Control No. 609627 (35 page(s), 1/16/2019)
• ML19039A176 - Up-Side Management Company, Deficiency Request dtd February 4, 2019, Control No. 609627 (4 page(s), 2/4/2019)
• ML19094A929 - Up-Side Management Company, Request for Additional Information, Mail Control No. 609627 (4 page(s), 3/27/2019)
• ML19116A016 - Up-Side Management Company, Return of Documents, Mail Control No. 609627 (15 page(s), 4/15/2019)
• ML19116A018 - Up-Side Management Company, Review of Proprietary Information, Mail Control No. 609627 (4 page(s), 4/23/2019)
• ML19123A090 - Up-Side Management Company, RAI Response received May 1, 2019, LN 09-35501-01, Control No. 609627 (318 page(s), 4/9/2019)
• ML19199A266 - Up-Side Management Company, 609627, Request for Additional Information dated July 16, 2019 (4 page(s), 7/16/2019)
• ML19213A312 - Up-Side Management Company, Response letter dated August 2, 2019, and two attachments (35 page(s), 7/16/2019)
• ML20015A394 - Up-Side Management Company, Letter dated January 15, 2020 Withdrawing Application (1 page(s), 1/15/2020)
• ML20049A096 - Up-Side Management Company; Withdrawal of Your Application for a New License, Mail Control No. 609627 (2 page(s), 1/16/2020)