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55-31040-01 581439 J. U. B. King & Associates, Inc.

Accession Number: ML13212A321

Date Released: Tuesday, October 8, 2013

Package Contents

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• ML13212A325 - Kraus-Manning, Inc., Amendment Request Ltr. Dated 07/10/2013. (9 page(s), 7/10/2013)
• ML13278A007 - J.U.B. King & Associates, Inc., License Amendment, Control No. 581439. (3 page(s), 9/30/2013)
• ML13278A008 - J.U.B. King & Associates, Inc., Amendment No. 03, Mail Control No. 581439. (4 page(s), 9/30/2013)