Enforcement Manual Appendix D - Enforcement Processing Aids and Forms

This Appendix includes various enforcement processing aids and forms to support implementation of the enforcement program.

Graphic representation of NRC's graded approach is assessing and dispositioning violations, "NRC Enforcement Process"
SDP/EA Request & Strategy Form
SDP/EA Security-Proprietary Strategy Form
SERP Panel Worksheet for SDP-Related Findings
Traditional Enforcement Panel Worksheet
Excerpt from NRC Information Notice 96-28, "Suggested Guidance Relating to Development and Implementation of Corrective Action"
Predecisional Enforcement & Regulatory Conference Meeting Notice Checklist
Predecisional Enforcement Conference Summary
Distribution List for Reactor Escalated Enforcement Actions
Distribution List for Materials Escalated Enforcement Actions
Issues That May Warrant Enforcement Discretion
Public Availability of Individual Actions
Opening Remarks for Predecisional Enforcement Conferences with Licensed Operators
Factors To Consider For Sanction in Actions Against Individuals
Sample Factual Summary of Office of Investigations Report - Wrongdoing
Sample Factual Summary of Office of Investigations Report - Discrimination
Checklist - Processing Wrongdoing Cases